Prosecution Insights
Last updated: July 17, 2026
Application No. 17/777,989

ELECTRODE PLATE OF SECONDARY BATTERY AND PREPARATION METHOD THEREOF, SECONDARY BATTERY

Final Rejection §103
Filed
May 18, 2022
Priority
Nov 19, 2019 — CN 201911139155.2 +2 more
Examiner
NGUYEN, KEVIN NMN
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Xiamen Hithium New Energy Technology Co. Ltd.
OA Round
2 (Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
45 granted / 54 resolved
+18.3% vs TC avg
Moderate +14% lift
Without
With
+13.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
24 currently pending
Career history
97
Total Applications
across all art units

Statute-Specific Performance

§103
91.8%
+51.8% vs TC avg
§102
4.9%
-35.1% vs TC avg
§112
1.5%
-38.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 54 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims The Applicant’s amendment and arguments, filed 04/03/2026, has been entered. Claims 1, 3-4, 9, and 18 are amended; claims 5-8 and 12-17 stand as originally or previously presented; claims 2 and 10-11 are canceled; and claims 18-20 are withdrawn. Support for the amendments is found in the original filing, and there is no new matter. Upon considered said amendments and arguments, the previous 35 U.S.C.102(a)(1) and 35 U.S.C.103 rejection set forth in Office Action mailed 01/05/2026 has been withdrawn. Amended and new grounds of rejections under 35 U.S.C. 103 citing to newly cited art and the originally cited art are set forth below as necessitated by the claim amendments. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 3-9, 12, and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (US 20200020952 A1, hereinafter Zhang), in view of Yu (WO 2019153274 A1). Regarding Claim 1, Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), comprising: a current collector comprising an insulation layer, a first conductive layer and a second conductive layer that are arranged on two surfaces of the insulation layer, respectively (Zhang, the current collector includes an insulating layer, first and second conductive layers, and the first conductive layer and the second conductive layer are respectively arranged onto two surfaces of the insulating layer, Abstract, Annotated Figure 12 below); and a tab assembly comprising a first tab and a second tab (Zhang, the conductive structure includes a first conductive member and a second conductive member, Abstract, Annotated Figure 12 below), the first tab comprising a first current collector connection region that covers and is connected to an outer surface of the first conductive layer (Zhang, a first conductive member connected to the first protruding section, Abstract, Annotated Figure 12 below), and the second tab comprising a second current collector connection region that covers and is connected to an outer surface of the second conductive layer (Zhang, the second conductive layer has a second body section with a second protruding section connected thereto, Abstract, Annotated Figure 12 below), wherein a first recessed region is defined at a connection between the tab assembly and the current collector (Zhang, first recessed region, Annotated Figure 12 below), wherein in the first recessed region, the first current collector connection region of the first tab and the first conductive layer are stacked with each other and both embedded in the insulation layer (Zhang, the first protruding section, the second protruding section and a section of the insulating layer located between the first protruding section and the second protruding section form an electric guiding section, and a conductive structure 13 includes a first conductive member 131 connected to the first protruding section 1122 and a second conductive member 132 connected to the second protruding section 1132, [0017, 0040], Figure 8, Annotated Figure 12 below), and each of the first current collector connection region and the first conductive layer has a recessed outer surface (Zhang, the first conductive layer has a first body section and a first protruding section arranged to connect to the first body section, [0005], Annotated Figure 12 below), and wherein the first conductive layer is electrically connected to the second conductive layer in the first recessed region (Zhang, the second conductive member is bent towards the first conductive member and connected to the first conductive member, Abstract). Zhang is silent regarding the first current collector connection region, the first conductive layer, the second conductive layer, and the second current collector connection region are welded in the first recessed region, and wherein in the first recessed region, the insulation layer is penetration-welded and the first conductive layer abuts with the second conductive layer. Yu discloses an electrode plate of a secondary battery (Yu, a battery cell comprising a positive electrode, a negative electrode, and a separator layer, [0008]), comprising: a current collector (Yu, current collector 90, [0142], Annotated Figure 30 below) comprising an insulation layer (Yu, base film 91, [0142], Annotated Figure 30 below), a first conductive layer (Yu, first metal layer 92, [0142], Annotated Figure 30 below) and a second conductive layer that are arranged on two surfaces of the insulation layer (Yu, second metal layer 93, [0143], Annotated Figure 30 below), respectively, wherein the first current collector connection region, the first conductive layer, the second conductive layer, and the second current collector connection region are welded in the first recessed region, and wherein in the first recessed region, the insulation layer is penetration-welded and the first conductive layer abuts with the second conductive layer (Yu, the first metal layer 92 and the second metal layer 93 corresponding to the groove 911 are welded to allow the first metal layer 92 and the second metal layer 93 to pass, or penetrate, through the groove 911 to achieve connection, and the groove 911 is disposed on the first surface of the base film 91, [0144], Annotated Figure 30; the Examiner notes that the welding must pass through, or penetrate, through the groove in order to achieve connection, or abutment, between the two metal layers). Yu teaches that the first metal layer 92 and the second metal layer 93 corresponding to the groove 911 are welded so that the first metal layer 92 and the second metal layer 93 pass through the groove 911 to achieve connection, which can make the current density of the first metal layer 992 and the second metal layer 93 equal (Yu, [0145], Annotated Figure 30 below). Zhang and Yu are analogous to the current invention as they are all directed towards a current collector for a secondary battery. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to weld the first and second conductive member of Zhang together, to penetrate the groove to achieve connection, or abutment, in order to make the current density of the first and second conductive member to be equal. PNG media_image1.png 571 592 media_image1.png Greyscale PNG media_image2.png 288 1011 media_image2.png Greyscale Regarding Claim 3, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein in the first recessed region, the second current collector connection region and the second conductive layer are stacked with each other and both embedded in the insulation layer, and each of the second current collector connection region and the second conductive layer has a recessed outer surface (Zhang, Annotated Figure 12 above). Regarding Claim 4, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein in the first recessed region, the second current collector connection region has a flat surface facing away from the second conductive layer (Zhang, Annotated Figure 12). Regarding Claim 5, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein the second conductive layer is flat in the first recessed region (Zhang, Annotated Figure 12 above). Regarding Claim 6, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract). Modified Zhang discloses a second embodiment for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein the first tab further comprises a first tab connection region connected to the first current collector connection region, and the second tab further comprises a second tab connection region connected to the second current collector connection region (Zhang, Annotated Figure 13 below). wherein a second recessed region is defined at a connection between the first tab connection region and the second tab connection region, and wherein in the second recessed region, the first tab connection region is electrically connected to the second tab connection region, and the second tab connection region and/or the first tab connection region has a recessed outer surface (Zhang, Annotated Figure 13 below). Modified Zhang teaches that the second embodiment reduces an overall thickness after the adapter sheet and conductive structure are connected together, so that the space taken by a conductive structure is reduced and the energy density of the secondary battery is improved and has a simpler manufacturing process (Zhang, [0056-0057]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to combine the two embodiments of Zhang to routinely design an electrode plate that has both a first and second recessed portion, in order to reduce the space taken by the conductive structure and improve the energy density of the battery. PNG media_image3.png 585 649 media_image3.png Greyscale Regarding Claim 7, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein each of the first recessed region and the second recessed region is a welding print (Zhang, Annotated Figure 12 and Annotated Figure 13 above). Regarding Claim 8, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein the second tab further comprises a second post connection region, the second post connection region having one end connected to an end of the second tab connection region facing away from the second current collector connection region and another end extending beyond the first tab connection region and connected to a post (Zhang, Annotated Figure 13 above). Regarding Claim 9, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), comprising: a current collector comprising an insulation layer, a first conductive layer and a second conductive layer that are arranged on two surfaces of the insulation layer, respectively (Zhang, the current collector includes an insulating layer, first and second conductive layers, and the first conductive layer and the second conductive layer are respectively arranged onto two surfaces of the insulating layer, Abstract, Annotated Figure 12 above); and a tab assembly comprising a first tab and a second tab (Zhang, the conductive structure includes a first conductive member and a second conductive member, Abstract, Annotated Figure 14 below), the first tab comprising a first current collector connection region and a first tab connection region that are connected to each other, and the second tab comprising a second current collector connection region, a second tab connection region, and a second post connection region that are connected in sequence, wherein the first current collector connection region is connected to the first conductive layer, and the second current collector connection region is connected to the second conductive layer, and wherein the first tab connection region is connected to the second tab connection region; wherein an end of the second post connection region facing away from the second tab connection region extends beyond the first tab connection region and is connected to a post, and wherein a first through-hole passing through the current collector is defined between the first current collector connection region and the second current collector connection region, and the first current collector connection region is electrically connected to the second current collector connection region at the first through-hole (Zhang, Annotated Figure 14 below), wherein each of the first current collector connection region and the second current collector connection region is recessed towards the first through-hole to weld the first current collector connection region to the second current collector connection region (Zhang, Annotated Figure 12 and Annotated Figure 14 above), and wherein the first conductive layer, the insulation layer, and the second conductive layer of the current collector are penetration-welded (Yu, the first metal layer 92 and the second metal layer 93 corresponding to the groove 911 are welded to allow the first metal layer 92 and the second metal layer 93 to pass, or penetrate, through the groove 911 to achieve connection, and the groove 911 is disposed on the first surface of the base film 91, [0142, 0144], Annotated Figure 30 above) to form the first through-hole (Zhang, through hole, Annotated Figure 14 below). PNG media_image4.png 593 695 media_image4.png Greyscale Regarding Claim 12, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein the first current collector connection region has a first protrusion disposed on an inner surface thereof, and the second current collector connection region has a second protrusion disposed on an inner surface thereof, the first protrusion and the second protrusion being both arranged in the first through-hole and welded with each other in the first through-hole (Zhang, Annotated Figure 15 below). PNG media_image5.png 593 695 media_image5.png Greyscale Regarding Claim 17, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for a secondary battery (Zhang, secondary battery, Abstract), comprising: a housing (Zhang, case, [0034]); and an electrode assembly arranged in the housing (Zhang, an accommodating cavity is formed inside the case to accommodate the electrode assembly and electrolyte, [0034]), the electrode assembly comprising a plurality of electrode plates, each of the plurality of electrode plates being the electrode plate of the secondary battery (Zhang, the electrode assembly includes a positive electrode plate, a negative electrode plate and a separator arranged between the positive electrode plate and the negative electrode plate, [0035]). Claim(s) 13-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (US 20200020952 A1, hereinafter Zhang), in view of Yu (WO 2019153274 A1), as applied to Claim 1 above, and further in view of Li et al. (US 20190157656 A1, hereinafter Li). Regarding Claim 13, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract). Modified Zhang is silent regarding a first conductive connection member disposed in the first through-hole, wherein the first conductive connection member is connected to the first current collector connection region at one end thereof and to the second current collector connection region at the other end thereof. Li discloses an electrode plate of a secondary battery (Li, rechargeable battery and electrode member, Abstract), comprising a first conductive connection member disposed in the first through-hole, wherein the first conductive connection member is connected to the first current collector connection region at one end thereof and to the second current collector connection region at the other end thereof (Li, a current path can be formed in the insulating base by providing a conductive medium in the first through-hole, [0051]). LI teaches that current can be transferred in the thickness direction, reducing the limitation on the conductivity of the electrode member caused by the presence of the insulating base, which can improve electrical conductivity (Li, [0051]). Li and Zhang are analogous to the current invention as they are all directed towards an electrode plate for a secondary battery. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to fill the through hole of Zhang with a conductive medium, as taught by Li, in order to improve electrical conductivity. Regarding Claim 14, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein the end of the first conductive connection member facing away from the second current collector connection region passes through the first through-hole and the first current collector connection region in sequence and is connected to the second current collector connection region (Li, a conductive medium can be provided directly in the first through-hole, and the current can be transferred in the thickness direction by means of the conductive medium filled in the first through-hole, [0092]; the Examiner notes that when the conductive medium fills in the though-hole, the conductive medium will be connected to the first and second current collector connection regions). Regarding Claim 15, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), wherein the first conductive connection member passes through the first current collector connection region, the first through-hole and the second current collector connection region in sequence, and wherein two ends of the first conductive connection member are connected to the first current collector connection region and the second current collector connection region, respectively (Li, a conductive medium can be provided directly in the first through-hole, and the current can be transferred in the thickness direction by means of the conductive medium filled in the first through-hole, [0092]; the Examiner notes that when the conductive medium fills in the though-hole, the conductive medium will be connected to the first and second current collector connection regions). Regarding Claim 16, modified Zhang discloses all of the claim limitations as set forth above. Modified Zhang discloses the limitations for an electrode plate of a secondary battery (Zhang, secondary battery has an electrode plate, Abstract), further comprising a second through-hole passing through the first tab connection region and the second tab connection region (Li, at least two first through-holes provided, which are arranged in rows and/or in columns, [0010], Figure 3), wherein the electrode plate of the secondary battery further comprises a second conductive connection member disposed in the second through-hole and connected to the first tab connection region and the second tab connection region (Li, a conductive medium can be provided directly in the first through-hole, and the current can be transferred in the thickness direction by means of the conductive medium filled in the first through-hole, [0092]). Response to Arguments Applicant’s arguments, see Pages 7-9, filed 04/03/2026, with respect to the rejection(s) of claim(s) 1-5 and 17 under 35 U.S.C. 102(a)(1) and claim(s) 6-16 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Zhang et al. (US 20200020952 A1, hereinafter Zhang), in view of Yu (WO 2019153274 A1), as noted above. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN NGUYEN whose telephone number is (703)756-1745. The examiner can normally be reached Monday-Thursday 9:50 - 7:50 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NICHOLAS A SMITH can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.N./Examiner, Art Unit 1752 /OSEI K AMPONSAH/Primary Examiner, Art Unit 1752
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Prosecution Timeline

May 18, 2022
Application Filed
Jan 05, 2026
Non-Final Rejection mailed — §103
Apr 03, 2026
Response Filed
Jun 16, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
97%
With Interview (+13.9%)
3y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
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