Prosecution Insights
Last updated: September 17, 2026
Application No. 17/779,156

ACTIVE RECTIFIER WITH CURRENT SOURCE INVERTER AND VOLTAGE SOURCE INVERTER POWER SYSTEMS FOR INDUCTION HEATING AND MELTING APPLICATIONS

Final Rejection §103
Filed
May 24, 2022
Priority
Feb 05, 2021 — provisional 63/146,412 +3 more
Examiner
ROSARIO-APONTE, ALBA T
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Ajax Tocco Magnethermic Corporation
OA Round
2 (Final)
55%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
273 granted / 493 resolved
-14.6% vs TC avg
Strong +25% interview lift
Without
With
+25.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
33 currently pending
Career history
529
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
47.6%
+7.6% vs TC avg
§102
16.1%
-23.9% vs TC avg
§112
29.7%
-10.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 493 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 12, 13, 15 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over WATANABE (JP 2010-166634) in view of MA (US 6,366,483). Regarding claim 12, WATANABE teaches an induction heating or melting system (see Fig. 1), comprising: an induction heating coil (6); an active rectifier (2) having thyristors (21-26); a DC link circuit (3, 7) coupled to an output of the active rectifier (as shown in Fig. 1); an inverter (4) having inverter transistors (44) and an input coupled to the DC link circuit (as shown in Fig. 1); a resonant tank circuit (5, 6) coupled to an output of the inverter and having the induction heating coil (as shown in Fig. 1); a rectifier controller (performed by 9) and an inverter controller (performed by 9). WATANABE fails to disclose the active rectifier has rectifier transistors; the rectifier controller is configured to control the rectifier transistors at a generally constant angle between triggering of the rectifier transistors relative to an AC input phase voltage using sinusoidal pulse width modulation (SPWM) with modulation index (Ml) control to control a system output power; and an input filter coupled to an input of the active rectifier. MA teaches a power conversion system (Fig. 1-2) comprising an active rectifier (24) having rectifier transistors (W1-W6; as shown in Fig. 2; Col. 2, lines 8-13); a rectifier controller (26) is configured to control the rectifier transistors at a generally constant angle between triggering of the rectifier transistors relative to an AC input phase voltage using sinusoidal pulse width modulation (SPWM) with modulation index (Ml) control to control a system output power (Col. 2, lines 9-41); and an input filter (Ci, Cia, Cib, Cic) coupled to an input of the active rectifier (as shown in Fig. 1-2). Therefore, it would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the active rectifier and controller of WATANABE, with MA, by providing transistors instead of thyristors, and control them as claimed, to assure easier control. POSITA would have known that using transistors instead of thyristors in the active rectifier would have a reasonable expectation of success and predictable results such as easier control. Regarding claim 13, WATANABE and MA combined teach the induction heating or melting system of claim 12, wherein the system is a current source inverter system (WATANABE; para. 0003), the DC link circuit includes a DC link reactor (WATANABE; 3) coupled to the output of the active rectifier (WATANABE; as shown in Fig. 1), and the resonant tank circuit is a parallel resonant circuit (WATANABE; as shown in Fig. 1). Regarding claim 15, WATANABE and MA combined teach the induction heating or melting system of claim 12, wherein the inverter controller is configured to control the inverter transistors to provide an inverter output voltage to the resonant tank circuit at an inverter output frequency higher than a resonant frequency of the resonant tank circuit (WATANABE; para. 0036). Regarding claim 18, WATANABE and MA combined teach the induction heating or melting system of claim 12, wherein the rectifier transistors are IGBTs (WATANABE; para. 0017). Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over WATANABE and MA as set forth above in claim 12, and further in view of MIYAUCHI (US 2010/0230401). Regarding claim 14, WATANABE and MA combined teach the induction heating or melting system of claim 12, wherein the system is a voltage source inverter system (WATANABE, as shown in Fig. 1, the inverter supplies voltage to the resonant circuit). WATANABE and MA combined fail to disclose wherein the DC link circuit includes a DC link capacitor coupled to the output of the active rectifier, and the resonant tank circuit is a series resonant circuit. MIYAUCHI teaches an induction heating apparatus (Fig. 1) comprising a DC link circuit (78, 79) includes a DC link capacitor (78) coupled to the output of a rectifier (52), and a resonant tank circuit (59, 60) is a series resonant circuit (as shown in Fig. 1). Therefore, it would have it would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the DC link circuit of WATANABE and MA, with MIYAUCHI, by providing a DC link capacitor, to reduce voltage fluctuation, and a series resonant circuit if the application requires maximum current flow. POSITA would have known that providing a DC link capacitor and a series resonant circuit would have a reasonable expectation of success and predictable results, such as voltage fluctuation reduction and maximum current flow. Claims 16 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over WATANABE and MA as set forth above in claim 12, and further in view of HIRAISHI (JP 2007-159175). Regarding claim 16, WATANABE and MA combined teach the induction heating or melting system of claim 12, wherein the inverter controller is configured to control the inverter transistors to provide an inverter output voltage to the resonant tank circuit (WATANABE, para. 0026-0028). WATANABE and MA combined fail to disclose wherein the inverter controller is configured to hold an inverter phase angle between the inverter output voltage and an inverter output current at a fixed value. HIRAISHI teaches a power conversion system (Fig. 1) comprising an inverter controller configured to hold an inverter phase angle between the inverter output voltage and an inverter output current at a fixed value (para. 0016-0017; 0033-0042). Therefore, it would have it would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the inverter controller of WATANABE and MA, with HIRAISHI, by holding inverter phase angle between the inverter output voltage and an inverter output current at a fixed value, so the oscillation frequency approaches the resonant frequency (para. 0033) and therefore, achieve maximum efficiency and effectiveness. POSITA would have known that holding inverter phase angle between the inverter output voltage and an inverter output current at a fixed value would have a reasonable expectation of success and predictable results such as, maximum efficiency and effectiveness. Regarding claim 17, WATANABE, MA and HIRAISHI combined teach the induction heating or melting system of claim 16, wherein the inverter controller is configured to control the inverter phase angle to approach zero (HIRAISHI; para. 0033-0042). WATANABE, MA and HIRAISHI combined fail to disclose wherein the inverter controller is configured to control the inverter phase angle at approximately 15 degrees. Therefore, it would have it would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the claimed inverter phase angle, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. Response to Arguments Applicant's arguments filed 02/13/2026 have been fully considered but they are not persuasive. Regarding claim 1, Applicant argues that "The Examiner cites col. 2, lines 9-41 of Ma to support the rejection. However, the Examiner has not fairly established that Ma teaches the claimed rectifier control at a generally constant angle between triggering of the rectifier transistors relative to an AC input phase voltage using sinusoidal pulse width modulation with modulation index control to control a system output power. That is, the Examiner has not shown that Ma teaches a generally constant angle or that rectifier control controls the system output power. For example, the cited portion mentions the term "phase angle" and describes a compensator which controls the phase angle of the rectifier output current in order to ensure a unity power factor of the voltage source and also mentions a phase angle control loop. However, the Examiner has not successfully shown how these features, or any features of Ma, correspond to the claimed features." on remarks page 7, lines 5-15. In response to Applicant's arguments, MA teaches a PWM controlled active rectifier/inverter system (Col. 2, lines 9-41), and the claim language is referring to a normal functioning of a controlled rectifier and PWM inverter. Power width modulation is a well-known modulation technique for controlling transistor based active rectifiers and inverters; modulation index control is a conventional parameter for regulating converter output voltage, and consequently output power; and maintaining a generally constant phase angle is a known control approach under appropriate operating conditions. For these reasons, the arguments are not persuasive. Regarding claims 13-18, Applicant relies on the same arguments, therefore, the same response applies. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALBA T ROSARIO-APONTE whose telephone number is (571)272-9325. The examiner can normally be reached M to F; 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Crabb can be reached at 571-270-5095. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALBA T ROSARIO-APONTE/Examiner, Art Unit 3761 07/09/2026 /ELIZABETH M KERR/Primary Examiner, Art Unit 3761
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Prosecution Timeline

May 24, 2022
Application Filed
Aug 13, 2025
Non-Final Rejection mailed — §103
Feb 13, 2026
Response Filed
Jul 16, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
55%
Grant Probability
81%
With Interview (+25.2%)
3y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 493 resolved cases by this examiner. Grant probability derived from career allowance rate.

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