Prosecution Insights
Last updated: April 19, 2026
Application No. 17/779,429

EFFECT PIGMENT, MANUFACTURING METHOD, VALUABLE DOCUMENT AND PRINTING INK

Final Rejection §102§103
Filed
May 24, 2022
Examiner
VALENCIA, ALEJANDRO
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Giesecke+Devrient Currency Technology GmbH
OA Round
6 (Final)
42%
Grant Probability
Moderate
7-8
OA Rounds
2y 11m
To Grant
48%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allow Rate
567 granted / 1335 resolved
-25.5% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
151 currently pending
Career history
1486
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
24.4%
-15.6% vs TC avg
§112
20.8%
-19.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1335 resolved cases

Office Action

§102 §103
DETAILED ACTION Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 22-26 and 31-33 are rejected under 35 U.S.C. 102(a) as being anticipated by Ruiz Quevedo (2020/0354578). Regarding claim 22, Ruiz Quevedo teaches a platelet-shaped magnetic effect pigment granule (fig. 3, item 6) for use in a printing ink ([0004]), comprising a layer construction (fig. 9, [0017]) with a magnetic layer (fig. 9, item 33) and at least one optical functional layer (fig. 9, item 36), wherein the magnetic layer comprises magnetic particles fixed within a solid cured matrix ([0003]) and aligned such that an average magnetization direction of all of the magnetic layer in combination deviates from a platelet plane defined parallel to a direction of a largest dimension of the effect pigment granule and parallel to a largest flat surface of the effect pigment granule (see fig. 3, 7, 9, [0029], Note that the magnetic layer 15 contains magnetic nickel and aluminum particles fixed within a solid matrix, and note that, based on the direction of the granules 6 in the magnetic field 7, with the field travelling perpendicular to the surfaces of the granules 6, the average magnetization direction of the magnetic particles in the magnetic layer of the magnetic pigment granule is necessarily deviant from the claimed plane). Regarding claim 23, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22, wherein the largely uniform preferential magnetic direction of the magnetic particles fixed within the solid matrix is aligned substantially perpendicular to the platelet plane of the effect pigment granule (see fig. 3). Regarding claim 24, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22, wherein the magnetic particles have a size of less than 1000 nm ([0053]). Regarding claim 25, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22, wherein the magnetic particles have a uniaxial magnetic anisotropy, including a uniaxial magnetic crystal anisotropy or a uniaxial magnetic shape anisotropy ([0053], Note that several of the materials disclosed would have such anisotropy). Regarding claim 26, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 25, wherein the material of the magnetic particles is selected from the group consisting of BaFe12O19, FePt, CoCrPt, CoPt, BiMn, a-Fe2O3 and Nd2Fe14B BaFel2019, FePt, CoCrPt, CoPt, BiMn, o-Fe203 and Nd2Fel4B ([0050]) and the magnetic particles have a uniaxial magnetic crystal anisotropy ([0050], note that several of the materials disclosed would have such anisotropy), or wherein the material of the magnetic particles is selected from the group consisting of iron, cobalt, nickel and an alloy of one or several of the aforementioned elements and the magnetic particles have a uniaxial magnetic shape anisotropy ([0050]). Regarding claim 31, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22, wherein the effect pigment granule has a sandwich-like layer construction and the magnetic layer as a central layer is provided both on the front side and on the back side with respectively one optical functional layer, wherein a front side of the magnetic layer and the back side of the magnetic layer are each provided with an optical functional layer (see fig. 9). Regarding claim 32, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22, wherein the effect pigment granule has a symmetric layer construction, wherein the effect pigment granule has a sandwich-like layer construction and wherein a front side of the magnetic layer and the back side of the magnetic layer are each provided with an optical functional layer, wherein the two optical functional layers respectively are an interference layer construction based on a reflective layer, a dielectric layer and an absorbent layer, and the effect pigment granule has the following layer sequence: absorbent layer - dielectric layer - reflective layer - magnetic layer - reflective layer - dielectric layer - absorbent layer (see fig. 9). Regarding claim 33, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22, wherein the optical functional layer is an interference layer construction based on a reflective layer, a dielectric layer and an absorbent layer and the effect pigment granule has the following layer sequence: absorbent layer - dielectric layer - reflective layer - dielectric layer - absorbent layer - magnetic layer (see fig. 9). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 27 is rejected under 35 U.S.C. 103 as being unpatentable over Ruiz Quevedo in view of Fan et al. (6,072,629). Regarding claim 27, Ruiz Quevedo teaches the platelet-shaped magnetic effect pigment granule according to claim 22. Ruiz Quevedo does not teach wherein the magnetic particles each comprise needles obtainable by means of the glancing angle deposition (GLAD) technique or the oblique angle deposition (OAD) technique. Fan teaches this (Fan, col. 16, lines 27-53). It would have been obvious to use needles deposited by OAD, as disclosed by Fan, as the magnetic particles in the pigment granule disclosed by Ruiz Quevedo because doing so would amount to combining a known magnetic particle shape and deposition technique with a known magnetic effect pigment granule to obtain predictable results. In other words, because Ruiz Quevedo in view of Raksha does not go into detail about the form and deposition of its magnetic particles, it would have been obvious to one of skill in the art to look to Raksha for such a teaching. Response to Arguments Applicant's arguments filed 1/2/2026 have been fully considered but they are not persuasive. The claims have been amended to further specify the structure of the claimed granules, but the amendment fails to distinguish the claimed invention from the prior art. The rejections above have been updated to reflect the changes to the claims. The standing prior art rejection is maintained. Specifically, Applicant argues Ruiz Quevedo teaches a solid metal layer, not a layer with magnetic particles in a cured matrix. Ruiz Quevedo teaches magnetic nickel and aluminum particles cured by UV in a matrix so as to form a magnetic layer. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DOUGLAS X. RODRIGUEZ can be reached at 571-431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
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Prosecution Timeline

May 24, 2022
Application Filed
Feb 26, 2024
Non-Final Rejection — §102, §103
Jun 03, 2024
Response Filed
Jun 20, 2024
Final Rejection — §102, §103
Oct 25, 2024
Request for Continued Examination
Oct 29, 2024
Response after Non-Final Action
Nov 04, 2024
Non-Final Rejection — §102, §103
Jan 24, 2025
Interview Requested
Feb 03, 2025
Applicant Interview (Telephonic)
Feb 06, 2025
Response Filed
Mar 04, 2025
Examiner Interview Summary
Mar 24, 2025
Final Rejection — §102, §103
May 28, 2025
Response after Non-Final Action
Jun 27, 2025
Request for Continued Examination
Jun 30, 2025
Response after Non-Final Action
Oct 01, 2025
Non-Final Rejection — §102, §103
Jan 02, 2026
Response Filed
Jan 12, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
42%
Grant Probability
48%
With Interview (+5.9%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 1335 resolved cases by this examiner. Grant probability derived from career allow rate.

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