Prosecution Insights
Last updated: April 18, 2026
Application No. 17/779,913

LOCKOUT MECHANISM FOR DRUG DELIVERY DEVICE

Final Rejection §102
Filed
May 25, 2022
Examiner
RITCHIE, HADEN MATTHEW
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Amgen, Inc.
OA Round
4 (Final)
72%
Grant Probability
Favorable
5-6
OA Rounds
3y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
41 granted / 57 resolved
+1.9% vs TC avg
Strong +37% interview lift
Without
With
+36.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
34 currently pending
Career history
91
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
47.2%
+7.2% vs TC avg
§102
36.1%
-3.9% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 57 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment This office action is responsive to the amendment filed 12 December 2025. As directed by the amendment: claims 1-15 remain pending in this application. Response to Arguments Applicant's arguments filed 12 December 2025 have been fully considered but they are not persuasive. Applicant argues that the mechanism of Wendland does not teach “without displacement of the plurality of lock pins relative to the longitudinal axis” in independent claims 1, 10 and 14. As stated in the previous office action, the notches and the actual pins of the device are two different features in the same area that relate to the securement of the device of Wendland. The notches that move away from the longitudinal axis and the pins of the device are not the same objects, therefore, the displacement of the pins that applicant points out is not what is happening in the figures of Wendland, but rather the notches that couple with the pins of the device that are being displaced. Applicant also argues that the plurality of locking pins are next to the housing. The use of terms like adjacent and next to do not change the structure of Wendland. The locking pins that are inside the notches are next to and/or adjacent to the housing. There is a space between the parts, but the space does not include anything else; therefore, the notches and locking pins are both next to the housing. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Wendland et al. (US 2018/0339114). Regarding claim 1, Wendland discloses a drug delivery device (Fig. 1A-4C, 10) comprising: a housing (11) having a longitudinal axis (Fig. 1A, X); a container (18) at least partially disposed within the housing (¶[0052]), the container configured to contain a medicament (¶[0043]); an injection mechanism at least partially disposed within the housing, the injection mechanism configured to exert a force to urge the medicament from the container (¶[0048]); a drug delivery component (17) at least partially disposed within the housing (¶[0043]); a protective cap (12) selectively coupled with the housing adjacent to the drug delivery component (Fig. 1B, where the cap 12 can be placed on the device or removed); and a plurality of lock pins (Fig. 2A, where the pins in notches near 124 connect the inner surface 126 to an outer layer 125) positioned next to the housing (where the housing 11 runs parallel to the locks and notches and is next to the release area of the device where the cap is located as shown in figure 2B) and the protective cap and preventing relative movement therebetween until the plurality of lock pins reach a desired temperature (¶[0054], [0060], [0063]-[0066], where a threshold temperature must be met to release the pins inside shield 123 that retains cap 12), the plurality of lock pins each having a first thickness at a temperature below the desired temperature for activation of the injection mechanism and a second thickness at the desired temperature, a change between the first thickness and the second thickness activation of the injection mechanism without displacement of the at least one lock pins relative to the longitudinal axis (¶[0056], [0060], [0063]-[0066], where the retention means includes expansion and retraction of the interior parts including the pins in order to remove the cap easily, this is a change in thickness when a threshold temperature is reached is a change from a first thickness to a second thickness, the thickness of the inner and outer layer does change to allow for space to release the locking pins and the locking pins do not move, but rather the locking mechanism releases relative to the longitudinal axis). Regarding claim 2, Wendland discloses wherein the plurality of lock pins includes at least three lock pins annularly spaced about an inner surface of the protective cap (Fig. 2A, where the pins in notches near 124 connect the inner surface 126 to an outer layer 125, there are 3 pins on each side). Regarding claim 3, Wendland discloses wherein the plurality of lock pins includes at least four lock pins annularly spaced about the inner surface of the protective cap (Fig. 2A, where the pins in notches near 124 connect the inner surface 126 to an outer layer 125, there are 3 pins on each side for a total of six pins). Regarding claim 4, Wendland discloses wherein the housing includes a needle shield (123) at least selectively surrounding the drug delivery component (Fig. 2A, where the needles shield surrounds the delivery component 17), wherein the plurality of lock pins are each connected to an outer surface of the needle shield (Fig. 2A, where the interior surface 126 has pins connected to the outer layer surface 127) . Regarding claim 5, Wendland discloses wherein the needle shield includes a plurality of locking notches each configured to selectively engage the plurality of lock pins until the plurality of lock pins reach the desired temperature (Fig. 2A, where the pins in notches near 124 connect the inner surface 126 to an outer layer 125, there are 3 pins on each side with their own notch, ¶[0072], where the pins and notches are deformable at a threshold temperature). Regarding claim 6, Wendland discloses wherein the plurality of lock pins are shape memory alloys (¶[0072]). Regarding claim 7, Wendland discloses wherein the plurality of lock pins are constructed from a bi-metallic material (¶[0072]). Regarding claim 8, Wendland discloses wherein the plurality of lock pins are constructed from a nitinol material (¶[0072]). Regarding claim 9, Wendland discloses further comprising a release component coupled with the housing and configured to selectively permit release of the injection mechanism (¶[0054]); and at least one release pin positioned adjacent to the housing (pins on shield 123) and the release component and preventing relative movement therebetween until the at least one release pin reaches the desired temperature (¶[0054], [0060], [0063]-[0066]). Regarding claim 10, Wendland discloses a drug delivery device (Fig. 1A-4C, 10) comprising: a housing (11) having a longitudinal axis (Fig. 1A, X); a container (18) at least partially disposed within the housing (¶[0052]), the container configured to contain a medicament (¶[0043]); an injection mechanism at least partially disposed within the housing, the injection mechanism configured to exert a force to urge the medicament from the container (¶[0048]); a drug delivery component (Fig. 4C, 17) at least partially disposed within the housing (¶[0043]); a release component (Fig. 2A, notches near 124) coupled with the housing and configured to selectively permit release of the injection mechanism (¶[0056]); and at least one release pin positioned next to the housing (where the housing 11 runs parallel to the locks and notches and is next to the release area of the device where the cap is located as shown in figure 2B) and the release component, and preventing relative movement therebetween until the at least one release pin reaches a desired temperature(¶[0054], [0060], [0063]-[0066], where a threshold temperature must be met to release the pins inside shield 123 that retains cap 12) the at least one release pin having a first thickness at a temperature below the desired temperature for activation of the injection mechanism and a second thickness at the desired temperature, a change between the first thickness and the second thickness enabling activation of the injection mechanism without displacement of the at least one release pin relative to the longitudinal axis (¶[0056], [0060], [0063]-[0066], where the retention means includes expansion and retraction of the interior parts including the pins in order to remove the cap easily, this is a change in thickness when a threshold temperature is reached is a change from a first thickness to a second thickness, the thickness of the inner and outer layer does change to allow for space to release the locking pins and the locking pins do not move, but rather the locking mechanism releases relative to the longitudinal axis). Regarding claim 11, Wendland discloses wherein the at least one release pin contains shape memory alloys (¶[0072]. Regarding claim 12, Wendland discloses wherein the at least one release pin is constructed from a bi-metallic material (¶[0072]). Regarding claim 13, Wendland discloses wherein the at least one release pin is constructed from a nitinol material (¶[0072]). Regarding claim 14, Wendland discloses A drug delivery device (Fig. 1A-4C, 10) comprising: a housing (11) having a longitudinal axis (Fig. 1A, X); a container (18) at least partially disposed within the housing (¶[0052]), the container configured to contain a medicament (¶[0043]); an injection mechanism at least partially disposed within the housing, the injection mechanism configured to exert a force to urge the medicament from the container (¶[0048]); a drug delivery component (17) at least partially disposed within the housing (¶[0043]); and at least one lock out mechanism positioned next to the housing (where the housing 11 runs parallel to the locks and notches and is next to the release area of the device where the cap is located as shown in figure 2B) and preventing activation of the injection mechanism until the at least one lock out mechanism reaches a desired temperature (¶[0054], [0060], [0063]-[0066], where a threshold temperature must be met to release the pins inside shield 123 that retains cap 12), the at least one lock out mechanism having a first thickness at a temperature below the desired temperature for activation of the injection mechanism and a second thickness at the desired temperature, a change between the first thickness and the second thickness enabling activation of the injection mechanism without displacement of the at least one lock out mechanism relative to the longitudinal axis (¶[0056], [0060], [0063]-[0066], where the retention means includes expansion and retraction of the interior parts including the pins in order to remove the cap easily, this is a change in thickness when a threshold temperature is reached is a change from a first thickness to a second thickness, the thickness of the inner and outer layer does change to allow for space to release the locking pins and the locking pins do not move, but rather the locking mechanism releases relative to the longitudinal axis). Regarding claim 15, Wendland discloses wherein the at least one lock out mechanism contains a shape memory alloy (¶[0072]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HADEN M RITCHIE whose telephone number is (703)756-1699. The examiner can normally be reached M-F 8am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bhisma Mehta can be reached at 571-272-3383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HADEN MATTHEW RITCHIE/Examiner, Art Unit 3783 /BHISMA MEHTA/Supervisory Patent Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

May 25, 2022
Application Filed
Feb 21, 2025
Non-Final Rejection — §102
Jun 03, 2025
Response Filed
Jun 13, 2025
Final Rejection — §102
Aug 11, 2025
Response after Non-Final Action
Sep 02, 2025
Request for Continued Examination
Sep 08, 2025
Response after Non-Final Action
Sep 23, 2025
Non-Final Rejection — §102
Dec 12, 2025
Response Filed
Mar 29, 2026
Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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LOCATION-BASED RECONFIGURATION OF INFUSION PUMP SETTINGS
2y 5m to grant Granted Feb 24, 2026
Patent 12544505
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2y 5m to grant Granted Feb 10, 2026
Patent 12544538
INFUSION DEVICE AND METHOD FOR DRUG DELIVERY
2y 5m to grant Granted Feb 10, 2026
Patent 12521484
IRRIGATION SYSTEM AND METHODS OF USE
2y 5m to grant Granted Jan 13, 2026
Patent 12491322
A DELIVERY MEMBER SHIELD REMOVER ASSEMBLY
2y 5m to grant Granted Dec 09, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+36.9%)
3y 7m
Median Time to Grant
High
PTA Risk
Based on 57 resolved cases by this examiner. Grant probability derived from career allow rate.

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