Prosecution Insights
Last updated: April 19, 2026
Application No. 17/783,802

LITHIUM METAL COMPOSITE OXIDE, POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, POSITIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY

Non-Final OA §103
Filed
Jun 09, 2022
Examiner
AMPONSAH, OSEI K
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumitomo Metal Mining Co., Ltd.
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
488 granted / 680 resolved
+6.8% vs TC avg
Strong +34% interview lift
Without
With
+34.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
68 currently pending
Career history
748
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.1%
+26.1% vs TC avg
§102
19.0%
-21.0% vs TC avg
§112
9.1%
-30.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 680 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01-28-2026 has been entered. Response to Amendment Upon consideration, the previous rejection of record was withdrawn in light of new amendments. However new rejection is applied to the amended claims. All changes made in the rejection are necessitated by the amendment. Response to Arguments Applicant’s arguments with respect to claim(s) 1-4 and 6-10 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-4 and 6-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over WO 2019/044205 A1 [English equivalent US 2020/0185712] hereinafter Hiratsuka in view of U.S. Pre-Grant Publication No. 2018/0159127 hereinafter Kurita. Regarding Claim 1-4 and 6-7, Hiratsuka teaches a positive electrode active material for non-aqueous electrolyte secondary battery (paragraph 15), the positive electrode active material comprising a lithium transition metal oxide having a layered structure (paragraphs 22, 29), wherein the lithium transition metal oxide is represented by LiaNixM(1-x)O2 [M includes cobalt (Co) and manganese (Mn); (0.95≤a≤1.2, 0.3≤x<1.0)] (paragraph 22). Hiratsuka further teaches that the average particle diameter of the primary particles is in a range of 0.5 to 2 µm, preferably, for example, in a range of 1 to 2 µm from the viewpoint of further improving the output of the non-aqueous electrolyte secondary battery. The shape of the primary particles is not particularly limited, and is, for example, an ellipsoidal shape or a rod shape. The aspect ratio, i.e., the ratio between the minor diameter and the major diameter of the primary particle (major diameter/minor diameter), is preferably 1.5 or more from the viewpoint of further suppressing degradation of the charge/discharge cycle characteristics of the non-aqueous electrolyte secondary battery (paragraph 23). In addition, Kurita teaches a positive electrode active material for a lithium secondary battery, wherein the positive electrode active material comprises lithium transition metal oxide having a layered structure and represented by the composition formula: Li[Lix(NiαCoβMnγMδ)1-x]O2 (paragraph 21). Therefore, it would have been obvious to one of ordinary skill in the art to form such lithium transition metal oxide before the effective filing date of the claimed invention because Kurita discloses that such positive electrode material can pressurized to improve electrode density (paragraphs 17-21). Alternatively, MPEP § 2112.01 teaches that where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). "When the PTO shows a sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not." In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). Therefore, the prima facie case can be rebutted by evidence showing that the prior art products do not necessarily possess the characteristics of the claimed product. In re Best, 562 F.2d at 1255, 195 USPQ at 433. See also Titanium Metals Corp. v. Banner, 778 F.2d 775, 227 USPQ 773 (Fed. Cir. 1985) Because the claimed positive electrode material is substantially similar to that of the prior art and are produced by substantially identical method, the claimed properties or functions are presumed to be inherent. Regarding Claims 8-10, the combination teaches a lithium-ion battery comprising the positive electrode material as described above (paragraph 17 of Hiratsuka). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2012/0258365 teaches positive electrode active material comprising a lithium transition metal oxide having a layered structure and aspect ratio of 1 to 20 (paragraph 66). Any inquiry concerning this communication or earlier communications from the examiner should be directed to OSEI K AMPONSAH whose telephone number is (571)270-3446. The examiner can normally be reached Monday - Friday, 8:00 am - 5:00 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NICHOLAS A SMITH can be reached at (571)272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OSEI K AMPONSAH/ Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Jun 09, 2022
Application Filed
Jan 25, 2025
Non-Final Rejection — §103
Apr 29, 2025
Response Filed
Jul 25, 2025
Final Rejection — §103
Jan 21, 2026
Examiner Interview Summary
Jan 21, 2026
Applicant Interview (Telephonic)
Jan 28, 2026
Request for Continued Examination
Jan 30, 2026
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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2y 5m to grant Granted Mar 24, 2026
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Patent 12573717
MICROPOROUS MEMBRANES, SEPARATORS, LITHIUM BATTERIES, AND RELATED METHODS
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Patent 12567648
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2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+34.3%)
3y 5m
Median Time to Grant
High
PTA Risk
Based on 680 resolved cases by this examiner. Grant probability derived from career allow rate.

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