Prosecution Insights
Last updated: August 06, 2026
Application No. 17/784,688

High Strength Aluminum Alloys

Non-Final OA §103
Filed
Jun 13, 2022
Priority
Dec 16, 2019 — provisional 62/948,403 +1 more
Examiner
MORILLO, JANELL COMBS
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Rio Tinto Alcan International Limited
OA Round
5 (Non-Final)
58%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
323 granted / 558 resolved
-7.1% vs TC avg
Strong +26% interview lift
Without
With
+25.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
31 currently pending
Career history
603
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
64.5%
+24.5% vs TC avg
§102
7.1%
-32.9% vs TC avg
§112
16.2%
-23.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 558 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 5/6/26 has been entered. Status of Claims Pending: 1-6, 8-15, 17-21, 25-26, 30-32 Withdrawn: 9-15, 17-21 Rejected: 1-6, 8, 25-27, 30 Amended: 1-6, 8, 9, 17, 18, 21, 25-26, 30-31 Objected to/ allowable: 31 New: 32 Independent: 1 Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6, 8, 25-26, 30, 32 are rejected under 35 U.S.C. 103 as being unpatentable over Platek et al. (US 2009/0159160), cited herein, in view of Vernam et al (US 4,412,870), previously cited. Platek teaches an Al-Mg-Mn alloy composition comprising (in wt%): Claim 1 Dependent claims Platek (abstract) Mg 1.0-2.0 1.2-1.9 (cl. 3) 1.3-2.8 Mn 0.2-0.95 0.4-0.9 (cl. 4) 0.5-1.2 0.2-0.7 (cl. 25) Cr 0.05-0.35 0.05-0.3 (cl. 5) -0.2 Ti 0.00-0.1 0.00-0.05 (cl. 2) - Sr 0.005-0.08 -0.3 Cu 0.00-0.05 -0.3 Si 0.01-0.2 (cl. 6) -0.7 Fe <0.07% (cl. 30) <0.03% (cl. 31) -0.8 balance Aluminum+ impurities Impurities ≤0.05% each <0.1% total (cl. 8) balance Al and impurities ≤0.05% each ≤0.15% total (cl. 1) Table 1: instant claims vs. prior art of Platek which overlaps the claimed alloying ranges of Mg, Mn, Cr, Ti, Cu, and Si in instant claims 1-6, 8. Concerning the Ti range of claim 1, Platek does not mention the presence of Ti and therefore negligible/substantially no Ti is held to be present for the Al-Mg alloy of Platek, which meets the Ti amount of 0.00-0.1% as claimed. Concerning the Cu content of claim 1, a maximum of 0.3% Cu taught by Platek overlaps the claimed amount of 0.00-0.05% Cu, and therefore meets said limitation. Further, the presence (or absence) of an alloying element stated in the instant claims to be “inevitable” in a given amount (by itself) does not patentably distinguish from the presence of the same alloying element (in said given amount) as “intentional”. Concerning the amendment to claim 1 of “an armored electrical cable comprising an aluminum alloy…” Platek teaches said Al-Mg alloy is suitable to be formed into wire and cables, including metal clad cable (see Fig. 12-14)- which meets the instant electrical cable limitation of instant claim 1, as well as cable wrap limitation of new claim 32. Platek teaches Sr is present in the amount of -0.3% maximum, which broadly overlaps the claimed range. Further, Vernam teaches addition of 0.01-0.25 Sr to similar Al-Mg-Mn-Cr alloys for the predictable purpose of refining the Fe containing intermetallic phases (column 6, lines 6-7, 40-41). More particularly, Fe is in solid solution in aluminum up to Fe amounts of about 0.04-0.05% (column 5 line 6), and forms insoluble Al-Fe-Mn and Al-Fe-Mn-Si intermetallic phases above said solid solution amount (column 5 lines 7-9). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to have included 0.01-0.25% Sr, as taught by Vernam, to the Al-Mg alloy of Platek in order to provide the predictable purpose of refining the intermetallic phases (taught by Vernam col. 6, lines 6-7, 40-41). Overlapping ranges have been held to establish a prima facie case of obviousness, see MPEP § 2144.05. It would have been obvious to one of ordinary skill in the art to select any portion of the range, including the claimed range, from the broader ranges disclosed in the prior art, because the prior art finds that said composition in the entire disclosed ranges has a suitable utility. Additionally, "The normal desire of scientists or artisans to improve upon what is already generally known provides the motivation to determine where in a disclosed set of percentage ranges is the optimum combination of percentages," In re Peterson, 65 USPQ2d at 1379 (CAFC 2003). Concerning claim 8, Platek teaches the balance of the alloy is aluminum and unavoidable impurities ≤0.05% each and ≤0.15% total (see Platek at claim 1), which overlaps the claimed impurity limits and meets said limitation. Concerning claim 26, as discussed above, Platek teaches a broadly overlapping Sr range, and Vernam teaches motivation to add/include 0.01-0.25% Sr to the Al-Mn alloy of Platek. Further, the presence (or absence) of an alloying element stated in the instant claims to be “inevitable” in a given amount (by itself) does not patentably distinguish from the presence of the same alloying element (in said given amount) as “intentional”. Concerning claim 30, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to have added 0.01-0.25% Sr, as taught by Vernam, to the Al-Mg alloy of Platek with Fe amounts such that intermetallic phases form (i.e. Fe > 0.04-0.05%, Vernam at column 5 line 6, which overlaps and therefore meets the claimed <0.07% Fe) in order to provide the predictable purpose of refining the intermetallic phases (taught by Vernam col. 6, lines 6-7, 40-41). Concerning new claim 32, as set forth above, Platek teaches said Al-Mg alloy is suitable to be formed into wire and cables, including metal clad cable (see Fig. 12-14)- which meets the instant cable wrap limitation of new claim 32. Allowable Subject Matter Claim 31 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: the closest prior art of (JP’458 or Legresy) and Vernam do not teach or suggest adding 0.005-0.08% Sr to the claimed alloy, complete with a Fe content of <0.03% (as set forth in dependent claim 31). Fe is expected to be in solid solution when present in small amounts <0.03% (rather than present in intermetallic/insoluble form), and Vernam does not teach or suggest adding Sr to alloys with soluble Fe. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Response to Amendment In the response filed on 5/6/26 applicant amended claims 1-6, 8, 9, 17, 18, 21, 25, 26, 30, 31 and added new claim 32. No new matter has been added. Applicant’s arguments with respect to the rejection of the instant claims in view of JP’458 in view of Vernam (or Legresy combined with Vernam) have been considered but are moot because the new grounds of rejection herein does not rely on JP’458 or Legresy. See below with respect to applicant’s arguments in view of Vernam as a secondary reference. The closest prior art to the instantly amended claims is held to be Platek in view of Vernam, as set forth supra. Applicant’s argument that the prior art of Vernam does not teach or suggest adding Sr to the Al-Mg alloy of the prior art, or that Vernam teaches away from the alloy recited in amended claim 1, has not been found persuasive. As set forth above, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to have added 0.01-0.25% Sr, as taught by Vernam, to the Al-Mg alloy of Platek with Fe amounts such that intermetallic phases form (i.e. Fe > 0.04-0.05%, Vernam at column 5 line 6) in order to provide the predictable purpose of refining the intermetallic phases (taught by Vernam col. 6, lines 6-7, 40-41). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JANELL COMBS MORILLO whose telephone number is (571)272-1240. The examiner can normally be reached Mon-Thurs 7am-3pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Keith D. Hendricks/Supervisory Patent Examiner, Art Unit 1733 /J.C.M/Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Show 4 earlier events
Jul 09, 2025
Request for Continued Examination
Jul 12, 2025
Response after Non-Final Action
Jul 30, 2025
Non-Final Rejection mailed — §103
Dec 01, 2025
Response Filed
Jan 07, 2026
Final Rejection mailed — §103
May 06, 2026
Request for Continued Examination
May 07, 2026
Response after Non-Final Action
Jun 15, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12665110
PERMANENT MAGNET ALLOY, METHOD FOR PRODUCING THE SAME, PERMANENT MAGNET, AND METHOD FOR PRODUCING THE SAME
4y 3m to grant Granted Jun 23, 2026
Patent 12649961
2XXX ALUMINUM ALLOYS
5y 1m to grant Granted Jun 09, 2026
Patent 12618131
METHOD OF MANUFACTURING AN ALUMINIUM ALLOY ROLLED PRODUCT
3y 10m to grant Granted May 05, 2026
Patent 12601040
ALUMINUM SCANDIUM ALLOY TARGET AND METHOD OF MANUFACTURING THE SAME
4y 2m to grant Granted Apr 14, 2026
Patent 12584197
LONG-LIFE ALUMINUM ALLOY WITH A HIGH CORROSION RESISTANCE AND HELICALLY GROOVED TUBE PRODUCED FROM THE ALLOY
4y 2m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
58%
Grant Probability
84%
With Interview (+25.9%)
3y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 558 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month