Prosecution Insights
Last updated: April 19, 2026
Application No. 17/788,678

ALUMINUM ALLOY FOIL

Non-Final OA §103
Filed
Jun 23, 2022
Examiner
ZHENG, LOIS L
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Dai Nippon Printing Co. Ltd.
OA Round
3 (Non-Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
3y 9m
To Grant
81%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
500 granted / 739 resolved
+2.7% vs TC avg
Moderate +13% lift
Without
With
+13.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
41 currently pending
Career history
780
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
55.2%
+15.2% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
13.4%
-26.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 739 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/19/2026 has been entered. Status of Claims Claims 1 is amended in view of applicant’s response filed 2/19/2026. Claim 2 is canceled. Therefore, claims 1 and 3-5 are currently under examination. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1 and 3-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over JP 2007126717(JP717), and further in view of JP2019-14940, whose English equivalent is Suzuki US 2020/0216933 A1(Suzuki). JP717 teaches an aluminum alloy foil that applies to the instant claims as follows: Al alloy foil Instant Claims, in mass% JP717, in mass% Si 0.5 or less≥ <0.3 (abstract) Fe 0.2-2.0 0.4-0.7 (abstract) Mg 0.1-1.5 0.8-1.3 (abstract) Mn 0.001-0.04 0.05-0.3 (abstract) Foil thickness 5-100µm 40-200µm [0014] Tensile strength 110MPa -180MPa ≥155MPa Elongation 10% or more Average crystal grain diameter 25µm or less ≤25µm (abstract) Average crystal grain diameter 3µm to 25 µm ≤25µm (abstract) Regarding claim 1, the amounts of Si, Fe and Mg in the Al alloy foil of JP717 reads on the claimed amounts of Si, Fe and Mg. However, the amount of Mn in the Al alloy foil of JP717 is higher than the claimed 0.001-0.04 mass%. Suzuki teaches an Al alloy foil comprising 1.0-1.8 mass% of Fe[0020-0022], 0.10-0.20 mass% of Si[0023-0024], wherein the Al alloy foil further comprises Mn in an amount of ≤ 0.01 mass%, and preferably in an amount of 0.002-0.005 mass%[0028-0030]. Therefore, it would have been obvious to one of ordinary skill in the art to have incorporated the Mn in a preferred amount of 0.002-0.005 mass%[ as taught by Suzuki into the Al alloy foil of JP717 in order to promote the formation of homogenous fine crystal grains and suppress work softening as taught by Suzuki[0028-0030]. Regarding claim 3, the tensile strength as taught by JP717 overlaps the claimed tensile strength. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05. Additionally, the process of making the Al alloy foil as taught by JP717 in view of Suzuki comprises intermediate annealing, cold rolling and final annealing steps, wherein the intermediate annealing and final annealing temperatures [0030] are the same as the intermediate annealing, cold rolling and final annealing temperatures disclosed by the instant specification. Since the composition of the Al alloy foil and process conditions of JP717 in view of Suzuki are significantly similar to the claimed Al alloy foil, and the tensile strength of the Al alloy foil of JP717 in view of Suzuki significantly similar to the claimed Al alloy foil, the examiner concludes that the process of JP717 in view of Suzuki would have produced an Al alloy foil having significantly similar elongation as claimed, absent persuasive evidence to the contrary. Regarding claims 4-5, the average crystal grain size as taught by JP717 in view of Suzuki reads on the claimed average crystal grain diameter of 25µm or less as recited in claim 4 and significantly encompasses the claimed average crystal grain diameter of 3-25µm as recited in claim 5. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05. The selection of claimed average crystal diameter from the average crystal diameter as taught by JP717 in view of Suzuki would have been obvious to one of ordinary skill in the art since JP717 in view of Suzuki teach the same utilities in their disclosed average crystal grain diameter. Response to Arguments Applicant’s arguments in the response filed 2/19/2026 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LOIS L ZHENG whose telephone number is (571)272-1248. The examiner can normally be reached Mon-Fri 8:15-4:45. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LOIS ZHENG Primary Examiner Art Unit 1733 /LOIS L ZHENG/Primary Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Jun 23, 2022
Application Filed
May 03, 2025
Non-Final Rejection — §103
Aug 08, 2025
Response Filed
Nov 17, 2025
Final Rejection — §103
Feb 19, 2026
Request for Continued Examination
Feb 27, 2026
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12584185
COLD-ROLLED STEEL SHEET HAVING EXCELLENT THERMAL-RESISTANCE AND MOLDABILITY, AND METHOD FOR MANUFACTURING SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12545978
ALUMINUM ALLOY AND COMPONENT PART PREPARED THEREFROM
2y 5m to grant Granted Feb 10, 2026
Patent 12539534
ALUMINUM COATED BLANK AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Feb 03, 2026
Patent 12522939
SEALED ANODIZATION LAYER
2y 5m to grant Granted Jan 13, 2026
Patent 12503742
CASE-HARDENED STEEL PART FOR USE IN AERONAUTICS
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
81%
With Interview (+13.4%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 739 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month