Prosecution Insights
Last updated: October 02, 2026
Application No. 17/788,678

ALUMINUM ALLOY FOIL

Final Rejection §103
Filed
Jun 23, 2022
Priority
Dec 25, 2019 — JP 2019-234188 +1 more
Examiner
ZHENG, LOIS L
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Dai Nippon Printing Co., Ltd.
OA Round
4 (Final)
68%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
511 granted / 756 resolved
+2.6% vs TC avg
Moderate +13% lift
Without
With
+13.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
27 currently pending
Career history
795
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
57.4%
+17.4% vs TC avg
§102
17.6%
-22.4% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 756 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claim 1 is amended in view of applicant’s response filed 6/11/2026. Claims 2-3 are canceled. Therefore, claims 1 and 4-5 are currently under examination. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1 and 4-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over JP 2007126717(JP717), and further in view of JP2019-14940, whose English equivalent is Suzuki US 2020/0216933 A1(Suzuki). JP717 teaches an aluminum alloy foil that applies to the instant claims as follows: Al alloy foil Instant Claims, in mass% JP717, in mass% Si 0.5 or less≥ <0.3 (abstract) Fe 0.2-2.0 0.4-0.7 (abstract) Mg 0.1-1.5 0.8-1.3 (abstract) Mn 0.001-0.04 0.05-0.3 (abstract) Foil thickness 5-100µm 40-200µm [0014] Tensile strength 110MPa -180MPa ≥155MPa Elongation 10% or more Average crystal grain diameter 25µm or less ≤25µm (abstract) Average crystal grain diameter 3µm to 25 µm ≤25µm (abstract) Regarding claim 1, the amounts of Si, Fe and Mg in the Al alloy foil of JP717 reads on the claimed amounts of Si, Fe and Mg. However, the amount of Mn in the Al alloy foil of JP717 is higher than the claimed 0.001-0.04 mass%. Suzuki teaches an Al alloy foil comprising 1.0-1.8 mass% of Fe[0020-0022], 0.10-0.20 mass% of Si[0023-0024], wherein the Al alloy foil further comprises Mn in an amount of ≤ 0.01 mass%, and preferably in an amount of 0.002-0.005 mass%[0028-0030]. Therefore, it would have been obvious to one of ordinary skill in the art to have incorporated the Mn in a preferred amount of 0.002-0.005 mass% as taught by Suzuki into the Al alloy foil of JP717 in order to promote the formation of homogenous fine crystal grains and suppress work softening as taught by Suzuki[0028-0030]. Additionally, the tensile strength as taught by JP717 overlaps the claimed tensile strength. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05. Furthermore, the process of making the Al alloy foil as taught by JP717 in view of Suzuki comprises intermediate annealing, cold rolling and final annealing steps, wherein the intermediate annealing and final annealing temperatures [0030] are the same as the intermediate annealing, cold rolling and final annealing temperatures disclosed by the instant specification. Since the composition of the Al alloy foil and process conditions of JP717 in view of Suzuki are significantly similar to the claimed Al alloy foil, and the tensile strength of the Al alloy foil of JP717 in view of Suzuki significantly similar to the claimed Al alloy foil, the examiner concludes that the process of JP717 in view of Suzuki would have produced an Al alloy foil having significantly similar elongation as claimed, absent persuasive evidence to the contrary. Regarding claims 4-5, the average crystal grain size as taught by JP717 in view of Suzuki reads on the claimed average crystal grain diameter of 25µm or less as recited in claim 4 and significantly encompasses the claimed average crystal grain diameter of 3-25µm as recited in claim 5. Therefore, a prima facie case of obviousness exists. See MPEP 2144.05. The selection of claimed average crystal diameter from the average crystal diameter as taught by JP717 in view of Suzuki would have been obvious to one of ordinary skill in the art since JP717 in view of Suzuki teach the same utilities in their disclosed average crystal grain diameter. Response to Arguments Applicant's arguments filed 6/11/2026 have been fully considered but they are not persuasive. In the remarks, applicant argues that Suzuki’s aluminum alloy does not contain Mg and has a lower tensile strength, therefore, cannot be combined with the teachings of JP717. The examiner does not find applicant’s argument convincing. The primary reference JP717 teaches an aluminum alloy having a tensile strength that overlaps the claimed tensile strength. Suzuki’s disclosure teaches that Mn in a preferred amount of 0.002-0.005 mass% in an aluminum alloy containing similar amounts of Fe and Si as the aluminum alloy of JP717 would promote the formation of homogenous fine crystal grains and suppress work softening[0028-0030]. The benefits of homogenous fine crystal grain and suppressed work softening associated with the Mn amount as taught by Suzuki provide sufficient motivation to one of ordinary skill in the art looking for these benefits in an Al alloy containing similar amounts of Fe and Si, such as JP717, to incorporate the Mn amount as taught by Suzuki in order to realize these benefits. It is well settled that the reason or motivation to modify the reference may often suggest what the inventor has done, but for a different purpose or to solve a different problem. It is not necessary that the prior art suggests the combination to achieve the same advantage or result discovered by applicant. In re Linter, 458 F.2d 1013, 173 USPQ 560 (CCPA 1972). See MPEP 2144. Furthermore, Suzuki does not provide any teaching prohibiting the use of Mn in an Al alloy that contains Mg. Therefore, the examiner maintains that the rejection based on combined teaching of JP717 in view of Suzuki is proper. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LOIS L ZHENG whose telephone number is (571)272-1248. The examiner can normally be reached Mon-Fri 8:15-4:45. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LOIS ZHENG Primary Examiner Art Unit 1733 /LOIS L ZHENG/Primary Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Show 1 earlier event
May 08, 2025
Non-Final Rejection mailed — §103
Aug 08, 2025
Response Filed
Nov 19, 2025
Final Rejection mailed — §103
Feb 19, 2026
Request for Continued Examination
Feb 27, 2026
Response after Non-Final Action
Mar 11, 2026
Non-Final Rejection mailed — §103
Jun 11, 2026
Response Filed
Sep 15, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
68%
Grant Probability
81%
With Interview (+13.0%)
3y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 756 resolved cases by this examiner. Grant probability derived from career allowance rate.

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