Office Action Predictor
Last updated: April 16, 2026
Application No. 17/788,694

WATER-IN-OIL EMULSIFIED SUNSCREEN COSMETIC

Non-Final OA §103
Filed
Jun 23, 2022
Examiner
HOLLOMAN, NANNETTE
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Kao Corporation
OA Round
3 (Non-Final)
60%
Grant Probability
Moderate
3-4
OA Rounds
3y 0m
To Grant
72%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allow Rate
469 granted / 778 resolved
At TC average
Moderate +11% lift
Without
With
+11.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
19 currently pending
Career history
797
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
52.5%
+12.5% vs TC avg
§102
18.9%
-21.1% vs TC avg
§112
18.2%
-21.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 778 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office Action is in response to the Request for Continued Examination filed on 12/23/2025. Applicants' arguments, filed 12/23/2025, have been fully considered. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office Action. Claim Rejections - 35 USC § 103 Claim(s) 1-4 and 8-23 are rejected under 35 U.S.C. 103 as being unpatentable over Onodera (JP2017178848A, disclosed by applicant) in view of Souda et al. (EP 3646850). This rejection is maintained. Rejection Onodera discloses a water-in-oil composition which does not cause color unevenness or white stripes and oil separation due to a pigment in in the composition (p.3, Overview). Onodera discloses the composition comprises titanium, oxide, zinc oxide or cerium oxide which are surface treated with silicone or fluorine and are present at a concentration ranging from 15 to 30%; meeting the limitation of component (A) ([0016] and [0017]). Onodera discloses the composition comprises polyethylene glycol dihydroxystearic acid at a concentration of 0.1 to 3% by weight; meeting the limitation of component (B) ([0022]). Onodera discloses the composition comprises oil at a concentration of 35-85%; meeting the limitation of component (C) ([0024]). Onodera discloses the composition comprises water at concentration of 20%, meeting the limitation of component (D) ([Table 1]). Onodera discloses the composition comprises modified silicone ([0023]). The prior art discloses the use of 15-30 % UV scattering agent; 0.1 to 3% dipolyhydroxystearic acid ester of a polyhydric alcohol; and 30-50% liquid oil. Thus, the prior art differs from the instant claims insofar as it does not disclose the particular endpoints recited therein, i.e. 10-50 UV scattering agent; .5-5% dipolyhydroxystearic acid ester of a polyhydric alcohol; and 3-85% liquid oil. It is well-settled, however, that even a slight overlap in range establishes a prima facie case of obviousness. Accordingly, since an overlap plainly exists here, it would have been obvious to have selected values within the overlap, consistent with the reasoning of the Peterson decision. The overlap of ranges would provide an overlap of mass ratio of the components as claimed, i.e. (B) to (A), (A) to (C), (B) to (C) and (D) to (C). Onodera differs from the instant claims insofar as it does not disclose a component (E) and alkyl modified silicone wax having a melting point of 60° C or more. Souda et al. disclose compositions comprising organically modified silicones comprising alkyl modified silicone wax that impart sebum resistance, moisturizing properties and a fine texture to cosmetics and has a melting point of 60 C or more ([0105]-[0107]). It would have been obvious before the effective filing date of the claimed invention to have used the modified silicones of Souda as the modified silicone of Onodera motivated by the desire to impart sebum resistance, moisturizing properties and a fine texture to formulation. Arguments Applicant’s Arguments Applicant argues the addition of component (E) enhances both SPF and water resistance while maintaining ease of spreading. Applicant argues the prior art does not teach any correlation between alkyl-modified silicone wax and the effects of UV protection or water resistance. Applicant argues the effects of enhanced UV protection and improved water resistance from the use of alkyl-modified silicone wax could not have been predicted from the cited references and ensure the patentability of the present claims. Applicant's arguments have been fully considered but they are not persuasive. Examiner’s Response Souda et al. taught compositions comprising organically modified silicones comprising alkyl modified silicone wax that impart sebum resistance, moisturizing properties and a fine texture to cosmetics and has a melting point of 60 C or more ([0105]-[0107]). The reason or motivation to modify a reference may often suggest what the inventor has done, but for a different purpose or to solve a different problem. It is not necessary that the prior art suggest the combination to achieve the same advantage or result discovered by applicant. See MPEP 2144, IV. When looking to the examples it appears the results are a case of kind and not unexpected. Example 9, which contains component (E) has low results (C) for white residue and easiness to spread. The SPF values also vary with each example. Example 6 does not contain component E has a SPF of 40.9 and Example 10 does contain component E has a SPF of 44.8, which is not an unexpected difference. The combination of references meets the limitation of instant claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NANNETTE HOLLOMAN whose telephone number is (571)270-5231. The examiner can normally be reached Monday-Friday 9am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sahana S. Kaup can be reached at 571-272-6897. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NANNETTE HOLLOMAN/Primary Examiner, Art Unit 1612
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Prosecution Timeline

Jun 23, 2022
Application Filed
Mar 29, 2025
Non-Final Rejection — §103
Jun 11, 2025
Examiner Interview Summary
Jun 11, 2025
Applicant Interview (Telephonic)
Jun 16, 2025
Response Filed
Sep 20, 2025
Final Rejection — §103
Dec 23, 2025
Request for Continued Examination
Dec 30, 2025
Response after Non-Final Action
Dec 30, 2025
Non-Final Rejection — §103
Mar 27, 2026
Response after Non-Final Action
Mar 27, 2026
Response Filed

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
60%
Grant Probability
72%
With Interview (+11.4%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 778 resolved cases by this examiner. Grant probability derived from career allow rate.

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