Prosecution Insights
Last updated: April 18, 2026
Application No. 17/791,129

TERMINAL AND BASE STATION FOR SCHEDULING A PLURALITY OF CELLS

Non-Final OA §103
Filed
Jul 06, 2022
Examiner
KHAWAR, SAAD
Art Unit
2412
Tech Center
2400 — Computer Networks
Assignee
NTT Docomo Inc.
OA Round
5 (Non-Final)
85%
Grant Probability
Favorable
5-6
OA Rounds
2y 6m
To Grant
93%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
300 granted / 352 resolved
+27.2% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
37 currently pending
Career history
389
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
52.5%
+12.5% vs TC avg
§102
15.6%
-24.4% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 352 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Arguments Applicant's arguments filed 8/19/25 have been fully considered. Applicant’s arguments, starting on page 4, with respect to the 35 U.S.C. 103 rejection(s) of claim(s) 7-8 and 10-11 have been fully considered but are not persuasive. Applicant argues that Sengupta in view of Pelletier and Zhou does not disclose all the features of the instant claim because Zhou fails to teach that the multiple transport blocks are scheduled with multiple scheduling parameters of the DCI format and furthermore that there would be no motivation for one of ordinary skill in the art to combine Zhou with the other references. The examiner respectfully disagrees. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). While Zhou may not teach the DCI format including multiple parameters, Zhou also does not teach away from this feature. Sengupta teaches this feature in paragraphs 55 and 109. Thus, it would be obvious for one of ordinary skill in the art to combine Sengupta with Zhou to obtain the cited feature. Furthermore, there is a motivation to combine Sengupta in view of Pelletier with Zhou because it improves efficiency, as described in paragraph 38 of Zhou. Thus, Sengupta in view of Pelletier and Zhou do teach all the features of the instant claim. Applicant’s arguments regarding claims 8-10 are based on their dependence to claim 7 and are respectfully disagreed with for similar reasons. Applicant’s arguments regarding claim 11 are based on its similarity to claim 7 and are respectfully disagreed with for similar reasons. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 7-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sengupta (US 20200145964 A1) in view of Pelletier (US 20180123769 A1) and further in view of Zhou (US 20210219329 A1). Regarding claim 7, Sengupta discloses: “A terminal comprising: a receiver that receives, from a base station, downlink control information for scheduling a plurality of … and a processor that controls scheduling of a shared channel based on the downlink control information,” ([para 0141]: “The device 505 may include a receiver 510, a communications manager 515, and a transmitter 520. The device 505 may also include a processor.” ; [para 0098]: “Instead, base station 105-a may transmit a DCI block 215 to schedule multiple transport blocks 220. The DCI block 215 may include control information for each of the multiple transport blocks 220.” ; [para 0096]: “In some cases, the transport block 220 may carry uplink or downlink data and be transmitted on an uplink data channel (e.g., a physical uplink shared channel (PUSCH)) or a downlink data channel (e.g., a physical downlink shared channel (PDSCH)) scheduled by the DCI.”) “wherein the downlink control information includes, for each of the plurality of cells: first information indicating a modulation and coding scheme; second information indicating whether new data or retransmission data is to be transmitted; and third information specifying a coding method used for retransmission,” ([para 0109]: “In an example, for N transport blocks 220 scheduled by the DCI block 215, the above configuration may use N bits for the HARQ process ID, N bits for the new data indicator field, and 2N bits for the RV index signaling. If common repetition numbers, MCS, and frequency hopping configurations are used for each of the N transport blocks 220, the DCI block 215 may also include m bits for indicating the MCS, r bits for indicating the repetition number, and 1 bit for indicating frequency hopping.”) “wherein a transport block transmitted via the shared channel includes a first transport block and a second transport block different from the first transport block, and wherein the first information, the second information, and the third information are set for each of the plurality of … and for each of the first transport block and the second transport block...” ([para 0055]: “To improve the efficiency and reduce the power consumption associated with downlink scheduling, a base station described herein may instead use a single DCI block to schedule multiple transport blocks.”) Sengupta does not disclose the DCI is for scheduling a plurality of “cells” nor “in a single DCI format.” However, Pelletier discloses the missing feature the DCI is for scheduling a plurality of “cells.” ([para 0008]: “Each transport block may be associated with one of the first or second serving cell... The DCI may include multiple sets of scheduling parameters. One set of the plurality of scheduling parameters may be associated with each cell.” ; [para 0118]: “DCI contained in a PDCCH for multiple cells or TTIs may include using a single DCI for multiple cells or TTIs... DCI may indicate scheduling information for a plurality of transport blocks. DCI may indicate scheduling information for a transport block which spans over the plurality of cells or TTIs.”) It would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention, having the teachings of Sengupta and Pelletier, to modify the DCI as disclosed by Sengupta, to schedule not just a plurality of TBs but also a plurality of cells Pelletier. The motivation for doing so is that it increases scheduling flexibility, thus allowed for more efficient allocation of resource, thus improving service quality. Therefore, it would have been obvious to combine Sengupta with Pelletier to obtain the invention as specified in the instant claim. Sengupta in view of Pelletier does not disclose “in a single DCI format.” However, Zhou discloses the missing feature “in a single DCI format.” ([para 0467]: “According to an embodiment of the present disclosure, a method of scheduling multiple transport blocks in DCI introduces a new DCI format that schedules the multiple transport blocks based on resource positions used by the transport blocks.”) It would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention, having the teachings of Sengupta, Pelletier, and Zhou to modify the multi-TB DCI as disclosed by Sengupta, to be in a single format as disclosed by Zhou. The motivation for doing so is that it increases efficiency, thus improving service quality (see Zhou paragraph 38). Therefore, it would have been obvious to combine Sengupta with Pelletier and Zhou to obtain the invention as specified in the instant claim. Regarding claim 8, Sengupta in view of Pelletier and Zhou disclose all the features of the parent claim. Sengupta further discloses: “wherein the first information includes a field of 5 bits,” ([para 0106]: “For a conventional DCI, the MCS indicator may include a varying number of bits (e.g., 4 or 5 bits).”) “the second information includes a field of 1 bit, and the third information includes a field of 2 bits.” ([para 0109]: “In an example, for N transport blocks 220 scheduled by the DCI block 215, the above configuration may use N bits for the HARQ process ID, N bits for the new data indicator field, and 2N bits for the RV index signaling.”) Regarding claim 10, Sengupta in view of Pelletier and Zhou disclose all the features of the parent claim. Sengupta further discloses “wherein a size of a format of the downlink control information is larger than sizes of DCI format 1_0 and DCI format 0_0, and the size of the format of the downlink control information changes according to a configuration for the format of the downlink control information.” ([para 0099]: “In one example, a conventional DCI may include 16 bits to schedule a single transport block 220, and base station 105-a may schedule eight transport blocks 220. According to this first technique, the grouped DCI transmission may be 128 bits long, where the first bit through the 16th bit schedule TB1 220-a, the 17th bit through the 32nd bit schedule TB2 220-b, the 33rd bit through the 48th bit schedule TB3 220-c, and so on.”) Claim 11 is similar to claim 7 with the differences amounting to that claim 7 is from the perspective of the terminal, while claim 11 is from the perspective of the base station. Thus claim 11 is rejected for similar reasons to claim 7. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SAAD KHAWAR whose telephone number is (571)272-7948. The examiner can normally be reached Monday - Friday, 9:00am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles Jiang can be reached on (571)-270-7191. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SAAD KHAWAR/ Primary Examiner, Art Unit 2412
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Prosecution Timeline

Jul 06, 2022
Application Filed
Sep 04, 2024
Non-Final Rejection — §103
Dec 04, 2024
Response Filed
Jan 02, 2025
Final Rejection — §103
Feb 26, 2025
Response after Non-Final Action
Mar 17, 2025
Request for Continued Examination
Mar 25, 2025
Response after Non-Final Action
May 19, 2025
Non-Final Rejection — §103
Aug 19, 2025
Response Filed
Aug 25, 2025
Final Rejection — §103
Nov 26, 2025
Response after Non-Final Action
Dec 26, 2025
Request for Continued Examination
Jan 09, 2026
Response after Non-Final Action
Apr 09, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
85%
Grant Probability
93%
With Interview (+8.2%)
2y 6m
Median Time to Grant
High
PTA Risk
Based on 352 resolved cases by this examiner. Grant probability derived from career allow rate.

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