Prosecution Insights
Last updated: April 19, 2026
Application No. 17/791,739

BATTERY PACK INCLUDING FIRE SUPPRESSION MEANS

Non-Final OA §103
Filed
Jul 08, 2022
Examiner
HORNSBY, BARTHOLOMEW ANDREW
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
96%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
124 granted / 168 resolved
+8.8% vs TC avg
Strong +23% interview lift
Without
With
+22.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
43 currently pending
Career history
211
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
57.0%
+17.0% vs TC avg
§102
17.0%
-23.0% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 168 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/18/2025, has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 2, 4-6, 8-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Aikens et al. (US20200036047A1), in view of Yang et al. (US2011/0052951A1), in view Forslow et al. (US2010/0026242A1), and in further view of Lee et al. (KR102064416B1). As to claim 1 and 12, Aikens discloses an aircraft using a battery pack for propulsion [0038]. As applied to claim 12. Aikens further discloses the battery pack [Abstract] comprising: a plurality of battery cells [Abstract]; Aikens discloses a battery management system BMS (114) is configured to monitor performance of the battery pack 100 at least in part by monitoring various battery parameters (e.g., current, voltage, temperature, pressure). Responsive to detecting a triggering event in the battery pack 100 performance [0019]…The triggering event can also be any number of conditions indicative of a pending thermal increase within the battery pack 100. The thermal increase may be detected at least in part by detecting an overvoltage condition, an undervoltage condition, a temperature measured by a temperature probe exceeding a temperature threshold value [0020]…The BMS (114) then continues to monitor the battery parameters. Responsive to detecting a triggering event (e.g., short circuit, thermal increase conditions), the BMS (114) deenergizes the disconnect mechanism control (118) to cause the disconnect mechanism (104) to transition from the operational position (106) to the bypass position (108). [0025]. Aikens does not explicitly disclose a resistor (discharge resistor (12)) configured to discharge energy of the battery pack when a heat generation phenomenon occurs; In the same field of endeavor Forslow discloses energy storage system 2 can comprise a plurality of batteries [0022] and further teaches, an energy discharger (electrical circuit (8) comprising switch (10) and discharge resistor (12) [0024], as exemplified by paragraph [10] of the instant specification) …(In case of an accident, the energy storage system 2 is a potential hazard… due to the high voltage of the system. In such situations it is therefore necessary to discharge the energy storage system 2 as fast as possible to zero [0023] For discharging the energy storage system 2, …the energy storage 2 are connected to a first electrical circuit 8 having a first switch 10. As soon as the first switch 10 is closed the discharge process is started by closing the electrical circuit 8. For controlling the discharge and preventing the energy storage system 2 from being damaged, the first electrical circuit 8 comprises a first discharge resistor 12 limiting the discharge current I [0024]..switch 10 is operated by a trigger signal 26 originating from a trigger signal generating source 28 which initializes the discharge process [0036]. Where the high voltage of the system would constitute a heat generation phenomenon for which discharge resistor (12) is configured. Forslow teaches, it is also desirable to provide a method and an arrangement that reduces the risk exposure of the environment for hazardous side effects caused by the discharge process. [0008] Therefore it would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with the electrical circuit (8) comprising switch (10) and discharge resistor (12) of Forslow to reduce the risk exposure of the environment for hazardous side effects caused by the discharge process, [0008] and prevent damage to the battery [0024]. Aikens does not explicitly disclose, at least one fire extinguisher configured to discharge aerosol at an operating temperature or higher in order to extinguish flames generated in the battery pack, wherein the resistor supplies heat to the at least one fire extinguisher, and wherein the at least one fire extinguisher is disposed adjacent to the resistor, and a temperature of the at least one fire extinguisher reaches the operating temperature using thermal energy generated from the resistor when the heat generation phenomenon occurs. In the same field of endeavor Lee discloses the structure that stores energy in the battery is called BESS (Battery Energy Storage System). Generally this is called ESS [Lee, 0002] and teaches, fire extinguisher 70 used to inject…solid aerosol extinguishing agent may be sprayed into the flames, so that the fire is completely extinguished. [Lee, 0014, 0039]… (thus addressing the limitation of at least one fire extinguisher configured to discharge aerosol at an operating temperature or higher in order to extinguish flames generated in the battery pack). Lee, teaches a solid aerosol extinguisher unit 70 including a resistor may be used to detonate the solid aerosol extinguishing agent [Lee, 0038] (Thus addressing the limitation the resistor supplies heat to at least one fire extinguisher). Lee, teaches solid aerosol extinguisher unit 70 includes a resistor inside the extinguishing agent as a starting means for combusting the solid aerosol extinguishing agent [Lee, 0038] (Thus meeting the limitation of at least one fire extinguisher is disposed adjacent to the resistor.). Lee, teaches a heating unit (resistor) heats the detonation part above the flash point of the solid aerosol extinguishing agent starting the extinguishing gas in response to a precursor signal from monitor unit (40) [Lee, 0038]… the monitoring unit 40 data communication with the fire precursor detection unit 30 (C), [Lee, 0040] or Indication of a heat generation phenomenon.(Thus meeting the limitation, a temperature of the at least one fire extinguisher reaches the operating temperature using thermal energy generated from the resistor when the heat generation phenomenon occurs.) It would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with the solid aerosol extinguisher unit 70 of Lee to safely extinguish battery flames. Aikens does not explicitly disclose a case configured to receive the plurality of battery cells; In the same field of endeavor Yang discloses a battery module is configured in a structure in which a battery cell stack including a plurality of battery cells or unit modules connected in series to each other while standing in a lateral direction thereof is mounted in a module case. Therefore, it is possible for the module case to safely protect the battery cell stack from external force [0016] It would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with the case of Yang to safely protect the battery stack. As to claim 2, the rejection of claim 1 is incorporated, Aikens discloses the plurality of battery cells (plurality of lithium-ion battery cells, [Abstract]) received in the battery pack (battery pack, [Abstract]) is divided into two or more sections. (The battery packs depicted, here the battery packs 202-1, 202-2, 202-3, and 202-N, indicate any number of battery packs may be wired in series, [0027], figure 2, providing two or more sections of battery packs containing lithium-ion battery cells. As to claim 4, the rejection of claim 2 is incorporated, modified Aikens discloses the resistor is installed in only one of the two or more sections (Instead of using two different discharge resistors comprised in two different electrical circuits, it is also possible to use a single discharge resistor with an adjustable resistance. [Forslow, 0043]). Where a single discharge resistor may be used provides only one energy discharger in two sections. It would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with a single discharge resistor of Forslow to reduce the number of components and improve manufacturability and commercial viability. As to claim 5, the rejection of claim 2 is incorporated, modified Aikens discloses the energy discharger is installed in each of the two or more sections. (It is also possible to place the first discharge resistor 12 in the vicinity of the energy storage system 2 or to integrate the first discharge resistor 12 or part of it into the energy storage system 2. This simplifies the providing of the coolant 14 to both the first discharge resistor 12 and the energy storage system 2. [Forslow, 0034]. Where integrating the discharge resistor into the energy storage system 2 or battery would place the energy discharger in each section. It would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with the placement of the discharge resistor of Forslow to simplify the providing of the coolant. As to claim 6, the rejection of claim 1 is incorporated, modified Aikens discloses comprising a controller (BMS (114)) configured to perform overall management of the battery pack and to control operation of the resistor. (BMS (114) which monitors the battery for triggering events of pending thermal increase exceeding a threshold value or abnormal phenomenon, after detecting a triggering event, the BMS 114 sends a signal, via the disconnect mechanism control 118 to the disconnect mechanism 104 in order to cause the BMS to cause the disconnect mechanism 104 to be in the bypass position 108 [0022], and therefore it would be obvious in a similar manner BMS (114) would send a trigger signal to switch (10) to initiate the discharge process through discharge resistor (12), to reduce the risk exposure of the environment for hazardous side effects caused by the discharge process, [0008] and prevent damage to the battery [0024]. As to claim 8, the rejection of claim 1 is incorporated, modified Aikens discloses the at least one fire extinguisher (solid aerosol fire extinguisher 70 of fire suppression system (1) [Lee, 0020]) comprises a fire extinguishing chemical (KNO3, [Lee, 0039]), a cooler (container, [0039], and the energy storage system 10 may include a plurality of lithium-ion batteries [0022] and further teaches, the inside of the energy storage system 10 there is a nozzle 110 for increasing the injection force of the extinguishing agent [0023]. It would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with the nozzle of Lee to increase the injection force of the coolant. As to claim 9, the rejection of claim 8 is incorporated, modified Aikens discloses the fire extinguishing chemical is an aerosol foaming compound (AFC) (potassium nitrate (KNO3) [Lee, 0039] as exemplified in paragraph [0017] of the instant specification) configured to be in a solid state at lower than the operating temperature and to be sprayed in aerosol form at higher than the operating temperature [Lee, 0038]. As to claim 10, the rejection of claim 9 is incorporated, modified Aikens discloses the AFC comprises at least one of potassium nitrate [Lee,0039], strontium nitrate, and magnesium nitrate. As to claim 11, the rejection of claim 1 is incorporated, modified Aikens discloses the case of Yang to safely protect the battery stack [Yang, 0016] and Lee discloses, at least one fire extinguisher (the solid aerosol fire extinguisher 70) may be installed on top of the energy storage system 10 [Aikens, 0039] providing all elements within the case and meeting the limitation, the resistor and the fire extinguisher are located in the case. As to claim 13, the rejection of claim 1 is incorporated, modified Aikens discloses the at least one fire extinguisher comprises (Solid aerosol fire extinguisher 70 of fire suppression system (1) [Lee, 0020]): a fire extinguishing chemical (potassium nitrate (KNO3) [Lee, 0039]; a cooler below the fire extinguishing chemical (The solid aerosol extinguisher unit 70 includes a solid aerosol receiving container for storing a solid aerosol extinguishing agent [Lee, 0038]) Where a container storing the fire extinguishing agent would be below the agent.; and a nozzle (The inside of the energy storage system 10 there is a nozzle 110 [Lee, 0023]) below the cooler (the inside of the energy storage system 10 there is a nozzle 110 for increasing the injection force of the extinguishing agent sprayed from the pipe 20 [Lee, 0023], and as shown in fig. 1 of Lee (20) is below (70). As to claim 14, the rejection of claim 1 is incorporated, modified Aikens discloses comprising a plurality of partitions dividing the plurality of battery cells into sections [Lee, 0022] Therefore, it would have obvious to one of ordinary skill in the art at the time the application was effectively filed to modify Aikens with the partitions as taught by Lee to detect temperature changes in certain regions [0030] and protect the battery pack. wherein the at least one fire extinguisher is a plurality of fire extinguishers, and wherein each of the sections has one of the plurality of fire extinguishers. (It is also possible to place the first discharge resistor 12 in the vicinity of the energy storage system 2 or to integrate the first discharge resistor 12 or part of it into the energy storage system 2. This simplifies the providing of the coolant 14 to both the first discharge resistor 12 and the energy storage system 2. [Forslow, 0034]. Where integrating the discharge resistor into the energy storage system 2 or battery would place the energy discharger in each section. It would have been obvious to one of ordinary skill in the art before the time the application was filed to modify Aikens with the placement of the discharge resistor of Forslow to simplify the providing of the coolant. Response to Arguments Applicant argues, page 5, the configuration of Forslow precludes the amended limitation of claim 1 of the resistor is disposed adjacent to the fire extinguisher so the heat energy generated by the resistor upon the occurrence of an abnormal condition is directly transferred to the fire extinguisher. The office notes Lee is applied for this limitation in claim 1, not Forslow as discussed above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Ito et al. (US2016/0346577A1) Aerosol fire extinguisher. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BART A HORNSBY whose telephone number is (313)446-6637. The examiner can normally be reached 9:00-6:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew T Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BART HORNSBY Examiner Art Unit 1728 /MATTHEW T MARTIN/ Supervisory Patent Examiner, Art Unit 1728
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Prosecution Timeline

Jul 08, 2022
Application Filed
Apr 18, 2025
Non-Final Rejection — §103
Jun 16, 2025
Applicant Interview (Telephonic)
Jun 23, 2025
Examiner Interview Summary
Jul 01, 2025
Response Filed
Oct 08, 2025
Final Rejection — §103
Dec 18, 2025
Request for Continued Examination
Dec 23, 2025
Response after Non-Final Action
Jan 23, 2026
Non-Final Rejection — §103
Mar 18, 2026
Applicant Interview (Telephonic)
Mar 18, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603341
POUCH-TYPE SECONDARY BATTERY AND BATTERY MODULE INCLUDING THE SAME
2y 5m to grant Granted Apr 14, 2026
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METAL COMPOSITE HYDROXIDE AND METHOD FOR PRODUCING THE SAME, POSITIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY AND METHOD FOR PRODUCING THE SAME, AND LITHIUM ION SECONDARY BATTERY USING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12580238
Battery Module in Which Connection Between Electrode Lead and Voltage Sensing Member is Simplified, and Battery Pack Including the Same
2y 5m to grant Granted Mar 17, 2026
Patent 12573728
BATTERY PACK HAVING CURRENT BLOCKING DEVICE USING BIMETAL AND OPERATING METHOD THEREOF
2y 5m to grant Granted Mar 10, 2026
Patent 12567658
SECONDARY BATTERY
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
96%
With Interview (+22.6%)
2y 10m
Median Time to Grant
High
PTA Risk
Based on 168 resolved cases by this examiner. Grant probability derived from career allow rate.

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