Office Action Predictor
Last updated: April 17, 2026
Application No. 17/793,137

METHOD FOR PREPARING THE MATERIAL WITH COMPOSITION GRADIENT CHARACTERISTICS AND ITS APPLICATION IN BATTERY THEREOF

Final Rejection §103
Filed
Jul 15, 2022
Examiner
ZEMUI, NATHANAEL T
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
shenzhen ori technology Co., Limited
OA Round
2 (Final)
56%
Grant Probability
Moderate
3-4
OA Rounds
3y 7m
To Grant
81%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allow Rate
257 granted / 458 resolved
-8.9% vs TC avg
Strong +25% interview lift
Without
With
+25.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
62 currently pending
Career history
520
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
63.2%
+23.2% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
14.0%
-26.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 458 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-2, 5 & 10-13 have been amended. Claims 1-18 are currently pending. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-11 & 13-18 are rejected under 35 U.S.C. 103 as being unpatentable over Sun (US 2022/0328821 A1) in view of Lee (US 2018/0013129 A1) and Wei (CN 105810934 A). Regarding claims 1-11 & 13-18, Sun teaches a lithium-ion battery comprising a positive electrode active material prepared by: (i) in a molar ratio of 1.01:1, mixing a lithium source such as a lithium hydroxide and a prepared precursor with a D50 ranging from 5 microns to 15 microns, having the claimed nominal composition, and including primary particles presenting a poor nickel to rich nickel gradient from the outside to the inside and radiating from the inside to the outside; (ii) raising from room temperature to 450°C at 2°C/min and maintaining it, sintering for 5 hours; (iii) raising to 750°C and maintaining it, and then sintering for 10 hours to obtain the positive electrode active material having composition gradient characteristics such as a nickel rich to nickel poor gradient from the inside to the outside (Fig. 1a; [0068]-[0073], [0085]-[0098], [0106]). Sun further teaches the precursor being prepared by putting a first metal salt solution in a container, adding a second metal salt solution to said first metal salt solution, synchronously adding a solution and ammonia in said container to a reactor for co-precipitation and maintaining a pH of 9 to 13 and temperature of 35°C to 75°C while protecting with nitrogen ([0102]-[0105]). Sun is silent as to 1) cooling between steps (ii) and (iii); and raising the temperature to 750°C from room temperature at a rate of 2°C/min to 10°C/min and 2) from a core of the precursor to a shell of the precursor, a component content of nickel changing from high to low, while a component content of cobalt and a component content of manganese change from low to high. Lee teaches a positive electrode active material such as a lithium nickel manganese cobalt oxide (NCM material), wherein a concentration of Ni changes from high to low from a core of the precursor to a shell of the precursor and concentrations of Mn and Co change from low to high from a core of the precursor to a shell of the precursor ([0115] & [0158]-[0160]). It would have been obvious to provide a Ni gradient, Co gradient and Mn gradient as described in Han above for Sun’s active material in order to provide thermal stability without a reduction in capacity and improve capacity characteristics while reducing Co usage as taught by Lee ([0158]-[0160]). Wei teaches a method of preparing a positive electrode active material such as a lithium nickel manganese cobalt oxide, comprising a step of furnace cooling of a sintered product of a lithium source and a hydroxide precursor between a prior to performing a second sintering step to produce the positive electrode active material, wherein the second sintering step including a temperature increase rate of 2.5°C/min to 10°C/min (Page 3). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to furnace cool the material in step (ii) of Sun raise the temperature at a rate of 2.5°C/min to 10°C/min in step (iii) to 750°C as a suitable means for obtaining a lithium nickel manganese cobalt oxide as a positive electrode active material of lithium battery as taught by Wei. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Sun (US 2022/0328821 A1), Wei (CN 105810934 A) and Lee (US 2018/0013129 A1), as applied to claims 1-11 & 13-18 above, and further in view of Park (US 2018/0261842 A1). Regarding claim 12, Sun as modified by Wei and Lee teaches the method of claim 10 but is silent as to the stirring rate of said reactor ranging from 800 rpm to 1300 rpm. Park teaches a method of preparing a hydroxide precursor for a positive electrode active material, the method comprising a co-precipitation reaction inside a reactor using a stirring rate of 100 rpm to 2000 rpm ([0022]-[0070]) which overlaps with the presently claimed range. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to employ a stirring rate of 100 rpm to 2000 rpm for Sun’s modified method in view of optimizing the reaction speed as taught by Park ([0070]). Response to Arguments Applicant’s arguments with respect to claims 1-18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. As presently claimed, the subject matter of claims 1-11 & 13-18 is found to be obvious over the combined teachings of Sun, Lee and Wei with claim 12 being found obvious further in view of Park. Thus, in view of the foregoing, claims 1-18 stand rejected. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHANAEL T ZEMUI whose telephone number is (571)272-4894. The examiner can normally be reached M-F 8am-5pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BARBARA GILLIAM can be reached on (571)272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHANAEL T ZEMUI/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Jul 15, 2022
Application Filed
Feb 25, 2025
Non-Final Rejection — §103
Jun 26, 2025
Response Filed
Aug 22, 2025
Final Rejection — §103
Apr 16, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597636
SOLID-STATE COMPOSITE POLYMER ELECTROLYTE MEMBRANE AND ALL-SOLID-STATE LITHIUM ION BATTERY INCLUDING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12586875
METHOD FOR PRODUCING LITHIUM-ION BATTERIES, IN PARTICULAR HIGH-POWER BATTERIES, AND BATTERY OBTAINED BY THIS METHOD
2y 5m to grant Granted Mar 24, 2026
Patent 12573657
SOLID-STATE BATTERY
2y 5m to grant Granted Mar 10, 2026
Patent 12573665
METHOD FOR MANUFACTURING ALL SOLID-STATE LITHIUM BATTERY
2y 5m to grant Granted Mar 10, 2026
Patent 12573626
NICKEL COBALT LITHIUM MANGANESE CATHODE MATERIAL, PREPARATION METHOD THEREOF AND LITHIUM ION BATTERY
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
56%
Grant Probability
81%
With Interview (+25.1%)
3y 7m
Median Time to Grant
Moderate
PTA Risk
Based on 458 resolved cases by this examiner. Grant probability derived from career allow rate.

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