Prosecution Insights
Last updated: August 18, 2026
Application No. 17/793,332

BATTERY MODULE AND BATTERY PACK INCLUDING THE SAME

Final Rejection §103
Filed
Jul 15, 2022
Priority
Apr 29, 2020 — RE 10-2020-0052249 +1 more
Examiner
YOON, KEVIN E
Art Unit
1735
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
6 (Final)
60%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
402 granted / 676 resolved
-5.5% vs TC avg
Strong +43% interview lift
Without
With
+43.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
34 currently pending
Career history
712
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
54.0%
+14.0% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
18.9%
-21.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 676 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 3, 9-11, and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2016/0336563 A1, hereinafter Choi, previously cited) in view of Xu et al. (CN 111416167 A, hereinafter Xu, previously cited), Zhan et al. (WO 2015/139465 A1, hereinafter Zhan), and Yoshioka et al. (US 2013/0095359 A1, hereinafter Yoshioka, cited by applicant). Re Claim 1. Choi teaches a battery module comprising: a stack of battery cells (item 10); a lower frame (items 21 & 50) that accommodates the stack of battery cells and has an opened upper part; and at least two upper plates (item 30) spaced apart from each other and covering a part of the stack of battery cells at the opened upper part of the lower frame, wherein a part where two adjacent upper plates among the at least two upper plates are spaced apart from each other is an empty space (Fig. 7), wherein the empty space is configured to act as a vent hole (functional limitation), wherein each of the at least two upper plates includes a coupling portion extending toward the lower frame at both ends of the respective upper plate (Fig. 7), wherein the lower frame includes a bottom part (item 50) and two side parts (item 21) extending upward from both ends of the bottom part (Fig. 7). While features of an apparatus may be recited either structurally or functionally, claims directed to an apparatus must be distinguished from the prior art in terms of structure rather than function. A claim containing a “recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus” if the prior art apparatus teaches all the structural limitations of the claim. See MPEP 2114. Choi fails to specifically teach that the coupling portion of each of the at least two upper plates and the lower frame are coupled by a snap fit, wherein the coupling portion includes a hook portion including a protrusion protruded toward the stack of battery cells, wherein the lower frame includes a coupling hole that engages the protrusion, and wherein the bottom part and two side parts form a monolithic structure such that the bottom part and two side parts are not separate components. The invention of Xu encompasses battery module. Xu teaches that that the coupling portion of the upper plate (Fig. 2, item 21) and the U-shaped frame (items 22-24) are coupled by a welding or a snap fit (P6). In view of Xu, it would have been obvious to one of ordinary skill in the art at the time of invention to modify the invention of Choi to have the coupling portion of the upper plate and the U-shaped frame are coupled by a snap fit, since using a well-known technique for connecting the upper plate and the U-shaped frame is within purview of one skill in the art. In addition, using a snap fit instead of bolting is a simple substitution of one known element for another which yields predictable results to one of ordinary skill in the art. See MPEP 2143. The invention of Zhan encompasses battery cover assembly. Zhan teaches that the coupling portion includes a hook portion including a protrusion (Fig. 2, item 91) protruded toward the stack of battery cells (item 40), and wherein the lower frame includes a coupling hole (item 62) that engages the protrusion. In view of Zhan, it would have been obvious to one of ordinary skill in the art at the time of invention to modify the invention of Choi in view of Xu to employ the configuration of Zhan, since using a well-known configuration for the snap fit is within purview of one skill in the art. The invention of Yoshioka encompasses battery pack. Yoshioka teaches that the bottom part (Fig. 1-4, item 12) and two side parts (items 13a & 13b) form a monolithic structure such that the bottom part and two side parts are not separate components (para. 34-47). In view of Yoshioka, it would have been obvious to one of ordinary skill in the art at the time of invention to modify the invention of Choi in view of Xu and Zhan to have the bottom part and two side parts form a monolithic structure; since it would make the manufacturing process simpler. The court affirmed the rejection holding, among other reasons, “that the use of a one piece construction instead of the structure disclosed in [the prior art] would be merely a matter of obvious engineering choice.” See MPEP 2144.04, V, B. Re Claim 3. The combination teaches wherein each of the at least two upper plates is a strap shape such that both of the ends of each of the at least two upper plates are joined to the upper portion of the side part in the lower frame (Choi, Fig. 7). Re Claim 9. The combination teaches a battery pack (Choi, para. 73) comprising: the battery module of claim 1 (see rejection of Claim 1); and a pack case (Choi, para. 74) packaging the battery module. Re Claim 10. The combination teaches a device (Choi, para. 74) comprising the battery pack of claim 9. Re Claim 11. The combination teaches wherein a width of the empty space is smaller than a width of one of the upper plates (Choi, Fig. 7-10). Re Claim 14. The combination teaches wherein the coupling portion is bent from the respective upper plate and extends from an upper portion of the side part in the lower frame to a lower portion of the side part in the lower frame (Choi, Fig. 7). Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi in view of Xu, Zhan, and Yoshioka as applied to claim 1 above, and further in view of Lee et al. (KR 10-2017-0036639 A, hereinafter Lee, previously cited). Choi fails to specifically teach a protection sheet disposed between the upper plate and the stack of battery cells. The invention of Lee encompasses battery module. Lee teaches a protection sheet disposed between the upper plate and the stack of battery cells (P11-12). In view of Lee, it would have been obvious to one of ordinary skill in the art at the time of invention to modify the invention of Choi view of Xu, Zhan, and Yoshioka to employ a protection sheet disposed between the upper plate and the stack of battery cells, since Lee teaches the advantage of using it, which is to provide electrical insulation (P11-12). Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Newly applied reference, Yoshioka addresses the new limitation. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. The rejections above rely on the references for all the teachings expressed in the text of the references and/or one of ordinary skill in the art would have reasonably understood from the texts. Only specific portions of the texts have been pointed out to emphasize certain aspects of the prior art, however, each reference as a whole should be reviewed in responding to the rejection, since other sections of the same reference and/or various combinations of the cited references may be relied on in future rejections in view of amendments. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN E YOON whose telephone number is (571)270-5932. The examiner can normally be reached Monday-Friday 9 AM- 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Walker can be reached at 571-272-3458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN E YOON/Primary Examiner, Art Unit 1735 6/8/2026
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Prosecution Timeline

Show 7 earlier events
Oct 27, 2025
Response Filed
Nov 19, 2025
Final Rejection mailed — §103
Feb 18, 2026
Request for Continued Examination
Feb 25, 2026
Response after Non-Final Action
Mar 04, 2026
Non-Final Rejection mailed — §103
May 27, 2026
Response Filed
Jun 10, 2026
Final Rejection mailed — §103
Jul 30, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
60%
Grant Probability
99%
With Interview (+43.1%)
2y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 676 resolved cases by this examiner. Grant probability derived from career allowance rate.

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