Prosecution Insights
Last updated: April 19, 2026
Application No. 17/794,823

NOVEL COMPOUND AND USE THEREOF

Final Rejection §103
Filed
Jul 22, 2022
Examiner
CORNET, JEAN P
Art Unit
1628
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Catholic University Of Korea Industry-Academic Cooperation Foundation
OA Round
2 (Final)
42%
Grant Probability
Moderate
3-4
OA Rounds
3y 1m
To Grant
90%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allow Rate
494 granted / 1171 resolved
-17.8% vs TC avg
Strong +48% interview lift
Without
With
+47.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
69 currently pending
Career history
1240
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
47.1%
+7.1% vs TC avg
§102
16.0%
-24.0% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1171 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group (I) in the reply filed on 07/15/2025 is acknowledged and maintained. Priority This application is a National Stage of International Application No. PCT/KR2021/000555 filed January 14, 2021, claiming priority based on Korean Patent Application No. 10-2020-0008356 filed January 22, 2000 and Korean Patent Application No. 10- 2020-0188174 filed December 30, 2020. Status of Claims Acknowledgement is made of the receipt and entry of the amendment to the claims filed on November 18, 2025. Claims 1-14 are pending. Claims 1-8 and 10-13 are examined in accordance to the elected species. Claims 9 and 14 are wiredrawn. Action Summary Claims 5-8 and 10-13 rejected on the judicially-created basis that it contains an improper Markush and grouping of alternatives, are withdrawn in light of the deletion of preventing. Claims 1-8 and 10-13 rejected under 35 U.S.C. 103 as being unpatentable over Levkau et al (WO2019/170796 A1) in view of Patani et al (Chem. Rev. 1996, 96, 3147−3176). The machine translation of Levkau is cited, are maintained. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8 and 10-13 stand rejected under 35 U.S.C. 103 as being unpatentable over Levkau et al (WO2019/170796 A1) in view of Patani et al (Chem. Rev. 1996, 96, 3147−3176). The machine translation of Levkau is cited. Levkau teaches a pharmaceutical composition comprising a modulator of sphingosine-1-phosphate signal transduction PNG media_image1.png 318 847 media_image1.png Greyscale for treating a disease or disorder associated with Sphingosine 1-phosphate and its receptors is related, thereby in that the disease or disorder is selected from the group comprising diseases or disturbances of the bone tissue, adipose tissue and / or the glucose metabolism. (See claims 9 and 10.) Levkau does not teach the claimed compound PNG media_image2.png 152 484 media_image2.png Greyscale . The only difference between the compound of Levkau and the claimed compound lies between the bycyclic ring and the phenyl ring. The compound of Levkau contains a methylene linker whereas the claimed compound contains an oxygen linker. Patani teaches the ability of a group of bioisosteres to elicit similar biological activity has been attributed to common physicochemical properties. In this review an attempt has been made to quantitate, in specific instances, physicochemical effects such as electronegativity, steric size, and lipophilicity and to correlate these values to the observed biological activity. (See second paragraph of the left column of page 3148.) Moreover, Patani teaches the widespread application of the concept of isosterism to modify biological activity has given rise to the term bioisosterism. As initially defined by Friedman,2 bioisosteres were to include all atoms and molecules which fit the broadest definition for isosteres and have a similar type of biological activity, which may even be antagonistic. More recently this definition has been broadened by Burger as “Compounds or groups that possess near-equal molecular shapes and volumes, approximately the same distribution of electrons, and which exhibit similar physical properties...”. The critical component for bioisosterism is that bioisosteres affect the same pharmacological target as agonists or antagonists and, thereby, have biological properties which are related to each other. (See fourth paragraph of the right column of page 3148.) Furthermore, Patani teaches the concept of isosteres came about in 1925 with Grimm’s Hydride Displacement Law. This law states: “Atoms anywhere up to four places in the periodic system before an inert gas change their properties by uniting with one to four hydrogen atoms, in such a manner that the resulting combinations behave like pseudoatoms, which are similar to elements in the groups one to four places respectively, to their right.” Each vertical column as illustrated in Table 2, according to Grimm, would represent a group of isosteres. Erlenmeyer11 further broadened Grimm’s classification and redefined isosteres as atoms, ions, and molecules in which the peripheral layers of electrons can be considered identical. Table 2. Grimm’s Hydride Displacement Law PNG media_image3.png 196 728 media_image3.png Greyscale . (See Table 2.) Furthermore, Patani teaches Another illustration of divalent bioisosteric linkers is observed in the study of inhibitors of the nuclear factor of activated T cells (NFAT)-mediated transcription of β-galactosidase. The use of an oxygen atom as a bioisosteric linker, which has a marginally smaller bond angle and much greater electronegativity, results in an analogue with increased potency. PNG media_image4.png 214 706 media_image4.png Greyscale . (See Table 20.) It would have been prima facie obvious to one of ordinary skill in the art the time the invention was filed to modify the compound taught by Levkau by replacing the methylene linker between the bicyclic ring and the phenyl ring with an oxygen linker to give Applicant’s claimed compound. One would have been motivated to do so, because Patani teaches use of an oxygen atom as a bioisosteric linker, which has a marginally smaller bond angle and much greater electronegativity, results in an analogue with increased potency. One would reasonably expect the modified compound to exhibit greater potency that its counterpart successfully. Accordingly, the limitations of “the compound is an immunosuppressant; for treating or preventing an immune disease and claims that further limit the immune disease: the compound has a kidney cell protective effect; and treating or preventing transplantation rejection or transplantation rejection disease; and claims that further limit said transplantation rejection or transplantation rejection disease. These limitations are properties claimed. Since the compound and the pharmaceutical composition are obvious over the prior, said properties are necessarily present. Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). Acknowledgement is made of the receipt and entry of Applicant’s arguments/remarks filed on November 18, 2025. Applicant’s argument Applicant argues that the compound disclosed in Levkau contains a phthalazin ring linked to a phenyl ring via a methylene group (-CH2-). Levkau does not disclose, suggest, or exemplify any oxygen-linked (-0-) structure between those rings, nor does it provide any reason or motivation for such modification. To the contrary, Levkau focuses on methylene or other carbon-based linkers in its exemplified compounds. In contrast, the claimed compound of the present application (see paragraph [0099] and the structural formula of Formula 1) includes a phenoxy linkage (-0-) connecting the phthalazin and phenyl moieties. This change is not a mere substitution of an atom, and it represents a different chemical connectivity that alters both the electronic and resonance characteristics of the aromatic system. Importantly, nothing in Levkau or Patani provides any teaching that an oxygen atom may be introduced in place of the methylene linkage in this specific scaffold or that such a modification would be chemically tolerated or desirable. Examiner’s response In response, Applicant’s argument Is not persuasive. It may well be true that Levkau does not disclose, suggest, or exemplify any oxygen-linked (-0-) structure between those rings, nor does it provide any reason or motivation for such modification. However, Patani clearly provides the motivation for replacing the -CH2- linker taught by Levkau with an -O- linker. Moreover, contrary to Application’s assertion that such replacement or change is not a mere substitution of an atom, and it represents a different chemical connectivity that alters both the electronic and resonance characteristics of the aromatic system. The Examiner contends oxygen bridging two rings (diaryl ethers) can be effectively replaced with a carbon atom (specifically a methylene, (CH2), or ketone, as a bioisostere to alter metabolism and enhance potency, as identified in Patani. Applicant’s argument Applicant argues that Patani is a general review article discussing theoretical concepts of bioisosterism and does not concern phthalazin derivatives or any compounds structurally similar to those in Levkau. Patani provides no experimental data or guidance suggesting that a methylene-to-oxygen replacement in a heteroaryl-aryl linkage of a phthalazin scaffold would preserve stability, activity, or chemical compatibility. In fact, the cited discussion in Patani is directed to general cases where substitution occurs within small aliphatic chains or pharmacophoric fragments, not within rigid heteroaromatic cores as in Levkau. One skilled in the art would therefore have no reasonable expectation that the same principle could be applied to the multi-ring phthalazin framework of Levkau without disrupting the overall conformation or electronic interaction of the system. Examiner’s response In response, Applicant’s argument Is not persuasive. It may well be true that Patani is a general review article discussing theoretical concepts of bioisosterism and does not concern phthalazin derivatives or any compounds structurally similar to those in Levkau. However, Patani is not only a general review article discussing theoretical concepts of bioisosterism. Patani is a highly regarded, comprehensive, and practical guide for medicinal chemists that emphasizes specific, literature-derived examples of bioisosteric replacements to enhance drug development. While it covers concepts, the primary focus is on how bioisosteres are used in current medicinal chemistry literature to improve lead compounds. It connects bioisosteric changes to physical chemistry properties (e.g., lipophilicity, electronegativity, steric) and their impact on biological activity, rather than just describing theory. It provides extensive examples of both classical and nonclassical bioisosteres, making it a "go-to" practical resource rather than just an overview. The article explicitly outlines how these replacements are used to optimize drug potency and safety, often linking them to Quantitative Structure-Activity Relationships (QSAR). Moreover, it may also well be true the cited discussion in Patani is directed to general cases where substitution occurs within small aliphatic chains or pharmacophoric fragments, not within rigid heteroaromatic cores as in Levkau. However, Patani clearly teaches that such replacement is based on the Grimm’s hydride displacement law. Said law is based on experimental observations of non-metallic hydrides and the emerging octet theory. By studying the physicochemical properties of molecules. The law is crucial for predicting the behavior of compounds, showing that hydrides could simulate the behavior of neighboring elements in the periodic table. Even though Patani does not teach phthalazin derivatives, that does not mean the law cannot apply to phthalazin derivatives. In fact, Applicant has not shown such replacement would not give rise to similar biological activity. Therefore, one skilled in the art would have a reasonable expectation that the Grimm’s hydride displacement law in principle could be applied to the multi-ring phthalazin framework of Levkau with success. Conclusion No claims are allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEAN P CORNET whose telephone number is (571)270-7669. The examiner can normally be reached Monday-Thursday from 7.00am-5.30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amy L Clark can be reached at 571-272-1310. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEAN P CORNET/Primary Examiner, Art Unit 1628
Read full office action

Prosecution Timeline

Jul 22, 2022
Application Filed
Jul 11, 2025
Response after Non-Final Action
Aug 09, 2025
Non-Final Rejection — §103
Nov 18, 2025
Response Filed
Feb 20, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12594267
CAPSID INHIBITORS FOR THE TREATMENT OF HIV
2y 5m to grant Granted Apr 07, 2026
Patent 12582592
FLAVOR OR AROMA DETERIORATION INHIBITOR CONTAINING THEANAPHTHOQUINONE AND ANALOGUES THEREOF AS ACTIVE INGREDIENT
2y 5m to grant Granted Mar 24, 2026
Patent 12576085
COMBINATION COMPRISING AN ATP ANALOG AND AN ADENOSINE RECEPTOR ANTAGONIST OR A NUCLEOBASE NUCLEOSIDE ANALOG FOR THE TREATMENT OF CANCER
2y 5m to grant Granted Mar 17, 2026
Patent 12576066
METHODS AND COMPOSITIONS FOR TREATMENT OF MYDRIASIS
2y 5m to grant Granted Mar 17, 2026
Patent 12576067
METHODS AND COMPOSITIONS FOR TREATMENT OF MYDRIASIS
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
42%
Grant Probability
90%
With Interview (+47.9%)
3y 1m
Median Time to Grant
Moderate
PTA Risk
Based on 1171 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month