Prosecution Insights
Last updated: August 16, 2026
Application No. 17/797,415

FORWARD OSMOTIC SEPARATION SYSTEM AND METHOD

Final Rejection §102§103§112
Filed
Aug 03, 2022
Priority
Mar 13, 2020 — GB 2003685.1 +1 more
Examiner
MCDERMOTT, JEANNIE
Art Unit
1777
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ide Water Technologies Ltd.
OA Round
4 (Final)
60%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
127 granted / 212 resolved
-5.1% vs TC avg
Strong +16% interview lift
Without
With
+15.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
33 currently pending
Career history
241
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
52.7%
+12.7% vs TC avg
§102
15.1%
-24.9% vs TC avg
§112
22.3%
-17.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 212 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s arguments filed 05/12/2026 have been entered. Claims 1, 3-13, 15-16, 18-19 are pending in the application, the 112(b) rejections previously set forth are withdrawn in view of the arguments and amendment. Response to Arguments Applicant's arguments filed 05/12/2026 have been fully considered but they are not persuasive. In response to applicant’s argument that Field does not teach the membrane at least partially open as opposed to a tightly wound spiral membrane and having free membrane portions positioned freely and openly in the feed solution, see 112(b) rejection below, Field teaches membranes that are not tightly wound, absent clarification of what is required by freely and openly, Field meets the limitation, with respect to the pulsing, as noted below with respect to claim 1, Field teaches pumps, and is capable of the recited pulsed flow. In response to applicant’s argument that Sawyer does not teach membrane agitation in the context of crystallization, Sawyer teaches agitation of the crystallization solution by flexing the membrane (0134). In view of applicant’s arguments with respect to Liberman, which appears to indicate that the recited 1 mm, and discusses that Liberman discloses free membrane portions as constrained within 0.5 mm channels “which makes physical oscillation amplitude of more than 1 mm is not disclose.” In the interest of compact prosecution, see modified rejections below in view of Motherway. Claim Interpretation Claims 1 and 10 recite the limitation of membranes “at least partially open” with “free membrane portions” these limitations are interpreted in view of the instant specification to include loosely wound membranes as the specification p. 5 lines 27-30 discloses a membrane arranged to be at least partially open as opposed to a tightly wound spiral membrane. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3-13, 15-16 and 18-19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 1 and 10 recite directional pressures strokes having an amplitude of more than 1 mm, this is unclear, amplitude of pressure change in units of length is unclear. Claims 1 and 10 recited freely and openly, these terms appear to be relative terms which renders the claim indefinite. The terms are not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. It is unclear what the boundaries are for “freely and openly”. Additional claims are rejected as dependent on a rejected claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 2, 4-6, 8, 19 are rejected under 35 U.S.C. 103 unpatentable over Field (Analysis of the influence of module construction upon forward osmosis Performance, 2018), in view of Sawyer (US PG Pub 2014/0021135) with evidence from Prakash (US PG Pub 2014/0076728), in view of Motherway (US PG Pub 2017/0028356). With respect to claim 1, Field teaches use of commercial forward osmosis modules to recover water from brine (abstract, Introduction, forward osmosis separation system), feed solution and draw solution are pumped into the membrane element with pumps (Materials, Fig. 1, 2, a feed solution inlet for introducing a feed solution into a housing, a draw solution distribution pipe for introducing draw solution into an internal enclosure within the housing and at least one semi-permeable membrane in the housing), experiments used modules with membranes and spacers removed to ensure a tight fit was not used, and the tightness of the winding of the membranes influences blinding particularly strongly for FO because of the importance of mass transfer on both sides of the membrane and the degree of concentration polarization (2.3 Bench scale set up, 4. Discussion, said membrane being at least partially open to provide free membrane portions, see claim interpretation above, examiner notes absent clarification of what is required by open to provide free membrane portions the art meets the claim language), the membrane forming the internal enclosure with the draw solution distribution pipe; and at least one outlet for removal of a permeate solution from the enclosure (Fig. 2). With respect to the limitations of the draw solution having a higher salt concentration relative to the feed solution; wherein a plurality of seeds are provided in the feed solution surrounding the enclosure; Examiner notes that intended use language in apparatus claims is not accorded patentable weight where the statement of intended use does not distinguish over the prior art apparatus (MPEP 2114.11). See further MPEP 2115 regarding the material worked upon by an apparatus or system; such material does not impart patentability to the claims. Examiner notes that, in the instant invention, some aspects may be considered part of the structure e.g. in particular the draw solution employed by a forward osmosis device (which may be akin to a working fluid). However, more broadly, claim limitations regarding the material worked upon such as the solvent or feed are not considered part of the structure of the device and do not impart patentability. In the interest of compact prosecution, Field teaches the draw solution having a higher salt concentration relative to the feed solution (2.2 Pilot Scale set up) and a brine feed and NaCl draw solution, which would inherently provide salt crystals (seeds). Additional limitations: a plurality of seed particles, introduced into the feed solution, such that when said plurality of seed particles is introduced into said housing, it surrounds said enclosure;-wherein said plurality of seeds particles are adapted to prevent crystallization of salts at the most concentrated part of the feed solution, thereby inducing crystallization of said salts on said plurality of seed particles. As noted above, Field teaches a brine feed and NaCl draw solution, which would inherently provide salt crystals (seeds), and limitations regarding the feed solution are directed to an intended use. Examiner notes that intended use language in apparatus claims is not accorded patentable weight where the statement of intended use does not distinguish over the prior art apparatus (MPEP 2114.11). See further MPEP 2115 regarding the material worked upon by an apparatus or system; such material does not impart patentability to the claims. Examiner notes that, in the instant invention, some aspects may be considered part of the structure e.g. in particular the draw solution employed by a forward osmosis device (which may be akin to a working fluid). However, more broadly, claim limitations regarding the material worked upon such as the solvent are not considered part of the structure of the device and do not impart patentability. Additional limitations: The limitations of now canceled claim 2, Field teaches pumps a generator, channel hydrodynamics can be improved to decrease concentration polarization (introduction) pumping feed and draw solution into the membrane element through pumps including a booster (2.2), with variable speed pumps (2.3); the limitation or pulsed flow is directed to an intended use, examiner notes intended use of the apparatus is not accorded patentable weight where the statement of intended use does not distinguish over the prior art apparatus (see MPEP 2114). In the interest of compact prosecution, Field teaches channel hydrodynamics can be improved to decrease concentration polarization (introduction), as such Field’s variable speed computer-controlled pumps are capable of performing the recited function. Alternatively, with respect to pulsed flow, Sawyer teaches a purification process which may include forward osmosis and crystallization (abstract, (0106-0134), introduction a solution with seeds through an osmotic membrane and pressure may be pulsed to provide sufficient agitation to maintain the solution below the auto nucleation point (0116-0119, 0134), Sawyer pulsing of pressure effectively transports high concentration solution generated near the membrane away from the surface of the membrane and agitation transports high concentration solutions near the membrane into the bulk phase and seeds discourage nucleation of the solute at the surface of the membrane, maintaining saturation at values below the level which would result in nucleation of new crystals (0116). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Field’s taught method to include pulsed flow as taught by Sawyer as according to Sawyer pulsing of pressure effectively transports high concentration solution generated near the membrane away from the surface of the membrane (which would decrease concentration polarization, as evidenced by Prakash, the use of pulsed flow is known to reduce concentration polarization and fouling and scaling of forward osmosis membranes. Prakash teaches mitigation of concentration polarization (abstract), methods of controlling concentration include flow pulsing (0007), fouling and scale are initiated by concentration polarization (0025-0027), driving forces by any suitable mode such as pressure difference, for example using pumps (0050), experiments conducted with forward osmosis membranes (0059), Sawyer teaches the pulsing/agitation prevents fouling to prevent fouling, and changing of pressure is used to provide agitation (0112-0119, 0128, 0134), and the use of pumps and or valves to control pressure and flow (0080, 0105). Applicant amended to require: the membrane at least partially open as opposed to a tightly wound spiral membrane to provide free membrane portions positioned freely and openly in the feed solution, a generator configured to apply a pulsed flow regime that includes directional pressures strokes having an amplitude of more than 1 mm in at least one of the draw solution or the feed solution to effect mechanical oscillation of the free membrane portions. As noted above, absent clarification of structural differences, the application of pulsed flow is directed to an intended use, examiner notes intended use of the apparatus is not accorded patentable weight where the statement of intended use does not distinguish over the prior art apparatus (see MPEP examiner notes intended use of the apparatus is not accorded patentable weight where the statement of intended use does not distinguish over the prior art apparatus (see MPEP 2114). Field teaches membranes that are not tightly wound, and Sawyer teaches pulsed flow as discussed above. Sawyer teaches the membrane may be a flexible membrane and need not be fixed in space (free in solution, 0134), pulsing of the pressure at the proper frequency and amplitude will cause ripples in the surface of the membrane and pulsing provides agitation and flexing of the membrane (mechanical oscillation) by pulsing pressure (0116-0119, 0134). See 112(b) rejections above with respect to the limitations of freely and openly, and pressures strokes having an amplitude of more than 1 mm. Field teaches membranes that are not tightly wound, Sawyer teaches the membrane may not be fixed in space, as discussed above, each is silent as to the specific size of the spacing of the membranes, such that the taught combination does not explicitly teach the membrane capable of flexing with an amplitude of more than 1 mm. In the interest of compact prosecution, Motherway teaches pressure driven membrane processes (abstract), using loosely packed spiral wound membrane elements with large open feed spacers or no feed spacer such that the pressure loss is negligible longitudinally through the element and particles or other contaminants that would foul or clog the elements will pass through the system, constructed with a far more open feed channel as compared to traditional membrane elements (0037-0043), the membrane element having one or more membrane sheets spaced apart at a spacing of from about 1 mm to about 8 mm (0015). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that modify the taught combination to include Motherway’s loosely packed elements with spacings of 1-8 mm, which would allow for flexing amplitude of more than 1 mm, as according to Motherway wider open feed channels allow water to pass through the element without losing much pressure while also avoiding the particulate fouling that is common in traditional membrane elements, and since when a primary reference is silent as to a certain detail, one of ordinary skill would be motivated to consult a secondary reference which satisfies the deficiencies of the primary reference. With respect to claim 4, the forward osmosis separation system as claimed in claim 1 is taught above. Field teaches a conventional spiral wound module with pumps for each inlet and Fig. 1 and 2 illustrate a distribution pipe, as noted above Field’s system and pumps connected to inlets is capable of applying the directional pressure strokes. With respect to claim 5, the forward osmosis separation system as claimed in claim 1 is taught above. Field teaches pumps as discussed above, the at least one generator for applying directional pressure stokes (examiner notes, stokes appears to be a typographical error and it interpreted as strokes) is provided in at least one of the draw solution inlet or the permeate solution outlet and is selected from at least one of a piston, diaphragm, a pump and a valve. With respect to claim 6, the forward osmosis separation system as claimed in claim 1 is taught above. Field teaches a spiral wound membrane comprising multiple coupons, each an internal enclosure, such that the system has multiple internal enclosures provided by multiple semi-permeable membranes, the multiple internal enclosures being provided in a single housing with a common distribution pipe providing a feed solution inlet and permeate solution outlet. With respect to claim 8, the forward osmosis separation system as claimed in claim 6, is taught above. See 112(b) rejection above. Field teaches the feed and draw solution are pumped, the draw solution inlet has a generator capable of applying pressure strokes in at least one of a first draw solution inlet, a last draw solution inlet, and a permeate solution outlet, examiner notes that in the inlet is given its broadest reasonable interpretation, in view of the instant specification and drawings, absent clarification of structural differences Field’s pump provides the generator is provided in an inlet. With respect to claim 19, the system of claim 1 is taught above. Field teaches the feed and draw solution are pumped, the draw solution inlet has a generator capable of applying pressure strokes in at least one of a first draw and permeate streams, examiner notes that in the inlet is given its broadest reasonable interpretation, in view of the instant specification and drawings, absent clarification of structural differences Field’s pump provides at least one of the draw solution inlet or outlet has a generator for providing at least periodically a plurality of directional pressure strokes in at least one of the draw and permeate solutions. Claims 3 is rejected under 35 U.S.C. 103 as unpatentable over Field (Analysis of the influence of module construction upon forward osmosis Performance, 2018), in view of Sawyer (US PG Pub 2014/0021135) with evidence from Prakash (US PG Pub 2014/0076728), in view of Motherway (US PG Pub 2017/0028356), with evidence from Wang (A pilot-scale forward osmosis membrane system for concentrating low-strength municipal wastewater: performance and implications). With respect to claim 3, the forward osmosis separation system as claimed in claim 1 is taught above. Field teaches the use of a commercial spiral wound FO module with feed and draw inlets and outlets, and modules used in a conventional and reverse manner (abstract, 2.1, Fig. 2), the limitation with respect to an inlet for the draw solution is provided at a lower end of the distribution pipe and the outlet for removal of the permeate solution is provided at an upper end of the distribution pipe appear directed to the orientation of the module and as such an intended use, examiner notes intended use of the apparatus is not accorded patentable weight where the statement of intended use does not distinguish over the prior art apparatus (see MPEP 2114), the use of forward osmosis in a vertical orientation is known in the art as evidenced by Wang, Wang teaches a forward osmosis module in a vertical orientation (Fig. 7). Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Field (Analysis of the influence of module construction upon forward osmosis Performance, 2018), in view of Sawyer (US PG Pub 2014/0021135) with evidence from Prakash (US PG Pub 2014/0076728), in view of Motherway (US PG Pub 2017/0028356), in view of Foreman (US 4,033,878). With respect to claim 7, the forward osmosis separation system as claimed in claim 6 is taught above. Field teaches a spiral wound module with two inlets and two outlets, but does not teach and outlet fed to an inlet of a different enclosure, the draw solution inlet introduces draw solution to a first enclosure, and the permeate solution outlet of the first enclosure, introduces solution into the next enclosure as the feed solution inlet. However, the use of an inlet supplied from an outlet is known in the art as illustrated at least by Foreman, Foreman teaches membrane modules for direct osmosis separations where membrane layers connect to a central mandrel or tube, with feed and draw inlets and outlets (C1-2, Fig. 1, 3, 5), with a plurality of elements used in series such that the draw solution inlet introduces draw solution to a first enclosure, and the permeate solution outlet of the first enclosure, introduces solution into the next enclosure as the feed solution inlet (C4/L25-C5/L2, C7/L30-C8/L18. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Field’s conventional module to include elements in series as taught by Foreman, and series modules are known in the for use in forward/direct osmosis as illustrated by Foreman, and the courts have held that combining prior art elements according to known methods to yield predictable results would have been obvious to a person of ordinary skill in the art before the filing date, see MPEP §2143. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Field (Analysis of the influence of module construction upon forward osmosis Performance, 2018), in view of Sawyer (US PG Pub 2014/0021135) with evidence from Prakash (US PG Pub 2014/0076728), in view of Motherway (US PG Pub 2017/0028356), in view of Stover (US PG Pub 2021/0179452), in view of Liberman (US PG Pub 2017/0216776). With respect to claim 9, the forward osmosis separation system as claimed in claim 6, is taught above. Field teaches pumps (generators) as discussed above, and a spiral wound module with two inlets and two outlets, for the purposes of examination, the generator for application of the pressure strokes is provided in each draw solution inlet and/or permeate solution outlet of each internal enclosure, is treated as requiring more than one module and means to change the pressure between membranes/modules, while Field is silent as to multiple modules, more than one module/membrane and pumps or valves between forward osmosis membrane enclosures is known in the art as illustrated by Stover, Stover teaches multiple osmotic modules in order to provide an output stream having a high purity (abstract, 0024) and the use of pumps positioned between membrane stages of modules to increase flux (0193-0213). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide multiple modules with pumps between as taught by Stover to provide a high purity output with increased flux. Applicant amended to require: a generator capable of application of pressure strokes in of a draw solution inlet andof the multiple internal enclosures. Field and Stover teach multiple enclosures with pumps or valves between do not explicitly teach a generator in a permeate solution outlet. Liberman teaches an apparatus and method for membrane cleaning in particular, applying series of pulsed water strokes, for forward osmosis membranes (title, abstract), where pressure strokes may be created by a generator and an external source of pressurized permeate, for example a pump (0014), and that throttling permeate allows continuous cleaning of the membrane and operation at higher recovery (abstract, 0153-0160, 0190-0201). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the combination of Field and Strover to include pumps/generators in a permeate solution outlet as taught by Liberman as according to Liberman applying pressure strokes in the permeate outlet allow continuous cleaning of the membrane and operation at higher recovery. Claims 10-13, 15-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Field (Analysis of the influence of module construction upon forward osmosis Performance, 2018), in view of Sawyer (US PG Pub 2014/0021135) with evidence from Prakash (US PG Pub 2014/0076728), in view of Motherway (US PG Pub 2017/0028356). With respect to claim 10, Field teaches use of commercial forward osmosis modules to recover water from brine and that flux is limited by concentration polarization (abstract, Introduction, forward osmosis separation method), feed solution and draw solution are pumped into the membrane element with pumps (Materials, Fig. 1, 2, introducing a feed solution stream into a housing containing a semi-permeable membrane), experiments used modules with membranes and spacers removed to ensure a tight fit was not used, and the tightness of the winding of the membranes influences blinding particularly strongly for FO because of the importance of mass transfer on both sides of the membrane and the degree of concentration polarization (2.3 Bench scale set up, 4. Discussion, the membrane being at least partially open and having free membrane portions, see claim interpretation above, absent clarification of what is required by open and free membrane portions, the art meets the claim language), the membrane forming an internal enclosure wherein the feed solution surrounds the internal enclosure and introducing a draw solution stream into the internal enclosure and removing a permeate stream from the enclosure (Field teaches the module used both in a conventional manner or AL-FS arrangement of reverse AL-DS arrangement, Fig. 2 illustrates a AL-DS arrangement, showing a draw solution surrounding the membrane or internal enclosure, the reverse or conventional arrangement would provide the feed solution surrounding the internal disclosure), the draw solution having a higher salt concentration relative to the feed stream (2.2 Pilot Scale set up). Field does not explicitly teach the feed includes a plurality of seeds, Field teaches a brine feed and NaCl draw solution, which would inherently provide continuous introduction of seeds. Field does not explicitly teach seeds adapted to prevent crystallization of salts at the most concentrated part of the feed solution, thereby inducing crystallization of said salts on said plurality of seeds. Sawyer teaches a purification process which may include forward osmosis and crystallization (abstract, (0106-0134), introduction a solution with seeds through an osmotic membrane and pressure may be pulsed to provide sufficient agitation to maintain the solution below the auto nucleation point (0116-0119, 0134, introducing a feed solution stream into a housing containing a semi-permeable membrane), agitation transports high concentration solutions near the membrane into the bulk phase and seeds discourage nucleation of the solute at the surface of the membrane, maintaining saturation at values below the level which would result in nucleation of new crystals (0116, seeds are adapted to prevent crystallization of salts at the most concentrated part of the feed solution, thereby inducing crystallization of said salts on said plurality of seeds), and seeds in the recycle stream maybe reduced in size and increased in number before recycle, implying introducing the plurality of seeds continuously with the feed solution. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Field’s taught method to include continuously introducing seeds and pulsing of the pump to provide periodic application of pressure strokes as taught by Sawyer as according to Sawyer by having seed crystals in the bulk solution, the supersaturation of the fluid may be maintained at a value below the level which would result in nucleation of new crystals, allowing the membrane surface to remain substantially free of solids, continuously depending on the saturation level of the feed stream to maintain the saturation level below the level which would result in nucleation of new crystals. Applicant amended to require: The limitations of now canceled claim 17, Field teaches pumps a generator, channel hydrodynamics can be improved to decrease concentration polarization (introduction) pumping feed and draw solution into the membrane element through pumps including a booster (2.2), with variable speed pumps (2.3). Sawyer teaches and pressure may be pulsed to provide sufficient agitation to maintain the solution below the auto nucleation point (0116-0119, 0134), Sawyer pulsing of pressure effectively transports high concentration solution generated near the membrane away from the surface of the membrane and agitation transports high concentration solutions near the membrane into the bulk phase and seeds discourage nucleation of the solute at the surface of the membrane, maintaining saturation at values below the level which would result in nucleation of new crystals (0116). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Field’s taught method to include pulsed flow as taught by Sawyer as according to Sawyer pulsing of pressure effectively transports high concentration solution generated near the membrane away from the surface of the membrane (which would decrease concentration polarization, as evidenced by Prakash, the use of pulsed flow is known to reduce concentration polarization and fouling and scaling of forward osmosis membranes. Prakash teaches mitigation of concentration polarization (abstract), methods of controlling concentration include flow pulsing (0007), fouling and scale are initiated by concentration polarization (0025-0027), driving forces by any suitable mode such as pressure difference, for example using pumps (0050), experiments conducted with forward osmosis membranes (0059)), Sawyer teaches the pulsing/agitation prevents fouling to prevent fouling, and changing of pressure is used to provide agitation (0112-0119, 0128, 0134), and the use of pumps and or valves to control pressure and flow (0080, 0105). Applicant amended to require: the membrane at least partially open as opposed to a tightly wound spiral membrane to provide free membrane portions positioned freely and openly in the feed solution, the generator configured to apply a pulsed flow regime that includes directional pressures strokes having an amplitude of more than 1 mm in at least one of the draw solution or the feed solution to effect mechanical oscillation of the free membrane portions. Field teaches membranes that are not tightly wound, and Sawyer teaches pulsed flow as discussed above. Sawyer teaches the membrane may be a flexible membrane and need not be fixed in space (free in solution, 0134), pulsing of the pressure at the proper frequency and amplitude will cause ripples in the surface of the membrane and pulsing provides agitation and flexing of the membrane (mechanical oscillation) by pulsing pressure (0116-0119, 0134), it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to optimize the amplitude of the pressure strokes to achieve the desired agitation of the crystallization solution by flexing the membrane (0134). See 112(b) rejections above with respect to the limitations of freely and openly, and pressures strokes having an amplitude of more than 1 mm. See 112(b) rejections above with respect to the limitations of freely and openly, and pressures strokes having an amplitude of more than 1 mm. Field teaches membranes that are not tightly wound, Sawyer teaches the membrane may not be fixed in space, as discussed above, each is silent as to the specific size of the spacing of the membranes, such that the taught combination does not explicitly teach the membrane capable of flexing with an amplitude of more than 1 mm. In the interest of compact prosecution, Motherway teaches pressure driven membrane processes (abstract), using loosely packed spiral wound membrane elements with large open feed spacers or no feed spacer such that the pressure loss is negligible longitudinally through the element and particles or other contaminants that would foul or clog the elements will pass through the system, constructed with a far more open feed channel as compared to traditional membrane elements (0037-0043), the membrane element having one or more membrane sheets spaced apart at a spacing of from about 1 mm to about 8 mm (0015). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that modify the taught combination to include Motherway’s loosely packed elements with spacings of 1-8 mm, which would allow for flexing amplitude of more than 1 mm, as according to Motherway wider open feed channels allow water to pass through the element without losing much pressure while also avoiding the particulate fouling that is common in traditional membrane elements, and since when a primary reference is silent as to a certain detail, one of ordinary skill would be motivated to consult a secondary reference which satisfies the deficiencies of the primary reference. With respect to claims 11 and 12, the method according to claim 10, is taught above. Field teaches a spiral module with inlets and outlets on opposite ends (Fig. 2), Sawyer teaches membranes may be oriented vertically, horizontally, or in different configurations (0116), the selection of the orientation of the membrane and housing would be obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the draw solution stream is introduced into the internal enclosure through a lower end of a distribution pipe forming part of the enclosure and the permeate stream is removed from an upper end of the distribution pipe, as a simple matter of design choice. With respect to claim 13, the method according to claim 11, is taught above. Field teaches pumping to the feed and draw inlets, Sawyer teaches pulsing of pressure as discussed above and pumps and valves can be used to provide desired levels of flow and pressure control (0068, 0105-0106), it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply a step of the directional pressure strokes within the distribution pipe and/or the feed using Field’s draw and or feed pumps. With respect to claims 15-16, the method according to claim 10, is taught above. Sawyer teaches maintaining saturation at values below the level which would result in nucleation of new crystals (0116), and seeds in the recycle stream maybe reduced in size and increased in number before recycle, implying introducing the plurality of seeds continuously. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to select the introduction of seeds, continuously, intermittently, or only during initiation, depending on the saturation level of the feed stream to maintain the saturation level below the level which would result in nucleation of new crystals. With respect to claim 18, the method according to claim 10 is taught above. Field teaches feed and draw pumps at least one of the draw solution inlet or outlet has a generator capable of providing at least periodically a plurality of directional pressure strokes in at least one of the draw and permeate solutions. Field does not teach providing at least periodically a plurality of directional pressure strokes in at least one of the draw and permeate solutions. Sawyer teaches a purification process which may include forward osmosis and crystallization (abstract, (0106-0134), introduction of a solution with seeds through an osmotic membrane and pressure may be pulsed to provide sufficient agitation to maintain the solution below the auto nucleation point (0116-0119, 0134, at least periodically applying a plurality of directional pressure strokes in at least one of the draw or permeate streams). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Field’s taught method to include a step of pulsing of the pump to provide periodic application of pressure strokes as taught by Sawyer as according to Sawyer pulsing of the pressure at the proper frequency and amplitude will cause ripples in the surface of the membrane, effectively transporting the high concentration solution generated near the membrane into the bulk phase and away from the surface of the membrane, allowing the membrane surface to remain substantially free of solids. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEANNIE MCDERMOTT whose telephone number is (571)272-4479. The examiner can normally be reached Monday - Friday 8:30 - 5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Dieterle can be reached at 571 270-7872. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEANNIE MCDERMOTT/Examiner, Art Unit 1776 /BRADLEY R SPIES/ Primary Examiner, Art Unit 1776
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Prosecution Timeline

Show 2 earlier events
Jun 03, 2025
Response Filed
Aug 15, 2025
Final Rejection mailed — §102, §103, §112
Nov 16, 2025
Response after Non-Final Action
Dec 02, 2025
Request for Continued Examination
Dec 03, 2025
Response after Non-Final Action
Jan 14, 2026
Non-Final Rejection mailed — §102, §103, §112
May 12, 2026
Response Filed
Jul 15, 2026
Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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3y 5m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
60%
Grant Probability
76%
With Interview (+15.6%)
2y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 212 resolved cases by this examiner. Grant probability derived from career allowance rate.

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