Prosecution Insights
Last updated: May 29, 2026
Application No. 17/798,188

Design, Fabrication, and Characterization of Nanoplastics and Microplastics

Final Rejection §103
Filed
Aug 08, 2022
Priority
Feb 19, 2020 — provisional 62/978,499 +2 more
Examiner
NASSIRI MOTLAGH, ANITA
Art Unit
1734
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Research Triangle Institute
OA Round
3 (Final)
55%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
340 granted / 620 resolved
-10.2% vs TC avg
Strong +26% interview lift
Without
With
+25.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
26 currently pending
Career history
646
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
85.5%
+45.5% vs TC avg
§102
4.8%
-35.2% vs TC avg
§112
6.1%
-33.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 620 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/02/2026 has been entered. Claims 1, 3-12 and 35-51 are pending. Claims 1-10 are being examined. Claims 2 and 13-34 are canceled. Claims 11-12 and 35-51 are withdrawn from further consideration. Claim 1 is amended with no new subject matter being introduced. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 3-10 are rejected under 35 U.S.C. 103 as being unpatentable over Lv et al. (Lv et al., "A simple method for detecting and quantifying microplastics utilizing fluorescent dyes – Safranine T, Fluorescein isophosphate, Nile red based on thermal expansion and contraction property”, Environmental Pollution, 55 (2019), 11 pages) in view of Qu et al. (Qu et al., “Using acs-22 mutant Caenorhabditis elegans to detect the toxicity of nanopolystyrene particles”, Science of the Total Environment 643 (2018) 119-126). Considering claims 1 and 3, Lv teaches a nanoplastic or microplastic particle comprising a nanoplastic or microplastic polymer/polymer composite/polymeric matrix (i.e., polyethylene, polystyrene, polyvinyl chloride and polyethylene terephthalate plastic particles) and a fluorescent tag (i.e., fluorescent dyes to stain four common plastic particles) (Lv, abstract). Lv teaches the fluorescent tag is Fluorescein isophosphate (FITC), Nile Red, or Safranine T (Lv, section 2.2 on page 2), he does not explicitly teach that it is rhodamine-B. However, Qu teaches labeling particles of nanopolystyrene with rhodamine-B to assess the potential toxicity of nano plastics on environmental organisms (Qu, section 2.1 and 3.2). Thus, Qu teaches tagging nanopolystyrene particles with rhodamine-B to track the distribution and location of the nanopolystyrene particles. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use rhodamine-B as the fluorescent tag for the nanoplastic polymer. One of ordinary skill in the art, before the effective filing date of the claimed invention would have been motivated to do so because rhodamine-B is known to be suitable as a fluorescent tag for a nanoplastic polymer. Considering claims 4 and 6-7, Lv teaches the fluorescent tag comprises a bioconjugate, the nanoplastic/microplastic particle comprises a functionalized surface selected from the claimed chemical groups wherein the fluorescent tag is associated with the functionalized surface by teaching that the amino group at one end of the silane reagent can be bonded to the isothiocyano group on the FITC dye, and the siloxy group at the other end can be bonded to the hydroxyl group on the plastic, thereby allowing the plastic to be fluorescently labeled (Lv, section 2.3 on page 2). Considering claim 5, Lv teaches the fluorescent tag is distributed throughout the polymer matrix by teaching the dye molecules can enter inside the microplastics (Lv, 1st column, 2nd paragraph on page 2). Considering claims 8-10, Lv teaches particle sizes of less than 100 microns (Lv, section 2.1 on page 2). A prima facie case of obviousness exists because the claimed ranges of about less than one micron, less than about 500 nm, and less than about 100 nm overlap the range taught by Lv (see MPEP §2144.05(I)). Response to Arguments Applicant’s arguments filed regarding Lv teaches a post-labeling approach that requires two steps in contrast to the nanoplastic or microplastic particle of the instant claims wherein the labeling of the nanoplastic or microplastic occurs during the generation of the particle have been fully considered but are not persuasive. The claims are directed to a nanoplastic or microplastic particle comprising a fluorescent tag. The claims are not directed to the process by which the claimed product is produced and the claim does not comprise any product by process language nor does it comprise any structural limitations which would differentiate it from the nanoplastic/microplastic of Lv. In addition, "[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985). Applicant’s arguments filed regarding Qu discusses nanopolystyrene particles comprising a rhodamine-B fluorescent tag enveloped by polystyrene and not the claimed nanoplastic/microplastic polymers have been fully considered but are not persuasive. It should be noted that the test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; nor is it that the claimed invention must be expressly suggested in any one or all of the references. Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981). In the instant case, Lv is directed to detecting microplastic contaminants such as polyethylene, polystyrene, polyvinyl chloride and polyethylene terephthalate for aquatic environmental through fluorescent staining. Lv teaches examples of dyes which include Nile red, Fluorescein isophosphate and Safranine T. Qu teaches microplastics are being released into the environment (i.e., ocean) which may be potentially degraded into nanoparticles, Qu teaches staining/labelling of microplastics (i.e., polystyrene) with rhodamine-B in order to track the polystyrene microplastics. Thus, Qu suggests that rhodamine-B is a suitable dye for tagging/staining microplastics that are released into the aquatic environment. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANITA NASSIRI-MOTLAGH whose telephone number is (571)270-7588. The examiner can normally be reached M-F 6:30-3:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Johnson can be reached at 571-272-1177. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANITA NASSIRI-MOTLAGH/Primary Examiner, Art Unit 1734
Read full office action

Prosecution Timeline

Aug 08, 2022
Application Filed
Sep 03, 2025
Non-Final Rejection mailed — §103
Dec 01, 2025
Response Filed
Jan 05, 2026
Final Rejection mailed — §103
Apr 02, 2026
Request for Continued Examination
Apr 05, 2026
Response after Non-Final Action
Apr 28, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
55%
Grant Probability
80%
With Interview (+25.7%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 620 resolved cases by this examiner. Grant probability derived from career allowance rate.

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