Prosecution Insights
Last updated: May 29, 2026
Application No. 17/800,271

METHODS FOR MONITORING THE PROGRESS OF POLYSACCHARIDE SIZE-REDUCTION

Final Rejection §103
Filed
Aug 17, 2022
Priority
Feb 25, 2020 — provisional 62/981,288 +1 more
Examiner
BERRY, LAYLA D
Art Unit
1693
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Michelle H Chen
OA Round
2 (Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
944 granted / 1433 resolved
+5.9% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
30 currently pending
Career history
1476
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
50.6%
+10.6% vs TC avg
§102
10.6%
-29.4% vs TC avg
§112
6.9%
-33.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1433 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . CONTINUING DATA This application is a 371 of PCT/US21/19364 02/24/2021 PCT/US21/19364 has PRO 62/981,288 02/25/2020 This office action is in response to Applicant’s amendment submitted February 12, 2026. Claims 1, 3, 7, 11, 14, 16-17, and 19 are pending. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 3, 7, 11, 14, 16-17, and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Marburg (US 5,623,057) in view of Lander (Biotechnol. Prog., 2000, 16, pp. 80-85, cited on IDS). Marburg discloses a novel conjugate vaccine comprising partially hydrolyzed, highly purified, capsular polysaccharide (Ps) from Streptococcus pneumoniae bacteria (pneumococci, Pn) linked to an immunogenic carrier protein (abstract). The polysaccharide is prepared by a) isolating crude pneumococcal polysaccharide, Pn-Ps; b) partially-hydrolyzing or mechanically-shearing the crude Pn- Ps; and c) fractionating the partially-hydrolyzed Pn-Ps according to size and purity (column 13, lines 5-10). The partial-hydrolysis is accomplished by a limited thermal treatment in an aqueous medium. In a preferred embodiment, the Pn-Ps is subjected to physical shear by passage through a homogenizer (step i)). A target endpoint of hydrolysis is measured by solution viscosity or high-performance size exclusion chromatography (HPSEC) (steps ii) and iii)) (column 14, lines 35-60). Marburg et al. discloses the working example in which a concentrated solution of Pn-Ps in water was prepared, CaCl₂ was added to the solution, and passed through a Gaulin homogenizer. The sheared Pn-Ps was precipitated and filtered to recover the Pn-Ps. The Pn-Ps was resuspended and analyzed for molecular size and polydispersity by HPSEC (example 10 at column 35, line 55 to column 36, line 20). Marburg et al. does not specifically disclose step iv), subjecting a subsequent sample of the aqueous solution from step I to steps ii, iii, and iv. Marburg et al. does not specifically disclose the method is carried out for a total time of from about 1 hour to about 6 hours (claim 16). Marburg et al. does not specifically disclose the method where the transferring of step ii is repeated at 2 second intervals (claim 17). Marburg et al. does not specifically disclose an “on-line method” as recited in claim 1. The current specification states that “on-line” means that batch samples are taken as part of an inline process and measured during the size-reduction process. Lander teaches study of the breakage pattern of polysaccharides as a model shear-sensitive compound in a Gaulin homogenizer characterized by molecular size and polydispersity (page 80, abstract). Capsular polysaccharide 19F (Figure 1), derived from Streptococcus pneumonia was used in the investigation (page 80, paragraph spanning left and right columns). Homogenization recycle experiments were performed to study free radical formation, in which samples were taken from the feed tank at predefined intervals (page 81, paragraph spanning left and right columns, and figure 2). This meets the limitation “on-line” since the samples are measured during the size-reduction process. The recycle experiments showed reduction of the polysaccharide molecular size across up to 10 passes (page 82, figure 5). The recycle experiments were performed up 100 minutes (page 82, figures 3 and 4). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine Marburg et al. in view of Lander et al. to repeat the homogenization process, to select the predefined intervals in which samples are taken for analysis through routine experimentation, or to perform the measuring continuously. One of ordinary skill in the art would have been motivated to combine Marburg et al. in view of Lander et al. with a reasonable expectation of success because both Marburg et al. and Lander et al. are drawn to size reduction of a capsular polysaccharide using a Gaulin homogenizer, and Lander et al. teaches repeating the homogenization process is predicted to reduce the polysaccharide molecular size. Regarding the intervals in which samples are taken for analysis, Lander et al. teaches the samples can be taken from the feed tank at predefined intervals. See also MPEP 2144.05 at II.A. provides "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) In this case the combined teachings of Marburg et al. in view of Lander et al. suggest it would have been routine experimentation to determine the optimal or workable sampling intervals to measure the polysaccharide molecular size reduction. Regarding performing the measuring continuously, Marburg et al. further teaches monitoring relative analyte concentration as a function of elution volume, and it would have been obvious to one of ordinary skill in the art to perform the monitoring as a continuous operation in light of the batch or aliquot sampling process of the prior art. See MPEP 2144.04 at V.E. Response to Arguments Applicant argues that neither Marburg and Lander include real-time monitoring of polysaccharide size during the size-reduction process. This argument is not persuasive because the claims are amended to require an on-line process. The current specification states that “on-line” means that batch samples are taken as part of an inline process and measured during the size-reduction process. Lander teaches that homogenization is carried out while samples are taken from the feed tank at predefined intervals, so Lander appears to teach real-time monitoring of polysaccharide size during the size-reduction process. Conclusion No claims are allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAYLA D BERRY whose telephone number is (571)272-9572. The examiner can normally be reached 7:00-3:00 CST, M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Scarlett Goon can be reached at 571-270-5241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAYLA D BERRY/Primary Examiner, Art Unit 1693
Read full office action

Prosecution Timeline

Aug 17, 2022
Application Filed
Aug 12, 2025
Non-Final Rejection mailed — §103
Feb 12, 2026
Response Filed
Apr 01, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
74%
With Interview (+8.6%)
2y 9m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1433 resolved cases by this examiner. Grant probability derived from career allowance rate.

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