Prosecution Insights
Last updated: April 18, 2026
Application No. 17/801,420

BALLISTIC COMPOSITION, BALLISTIC ASSEMBLY, AND METHOD THEREFOR

Non-Final OA §103
Filed
Aug 22, 2022
Examiner
LE, HOA T
Art Unit
1788
Tech Center
1700 — Chemical & Materials Engineering
Assignee
ZEPHYROS, INC.
OA Round
3 (Non-Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
3y 0m
To Grant
86%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
785 granted / 1080 resolved
+7.7% vs TC avg
Moderate +13% lift
Without
With
+13.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
45 currently pending
Career history
1125
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
37.3%
-2.7% vs TC avg
§102
29.6%
-10.4% vs TC avg
§112
23.2%
-16.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1080 resolved cases

Office Action

§103
DETAILED ACTION A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on February 19, 2026 has been entered. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Election/Restrictions Claims 18, 35-36, 39 and 42 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on March 26, 2025. However, the restriction has been made final for the reasons stated in the last office action (mailed April 24, 2025). Claim Rejections - 35 USC § 103 Claims 1, 3-5, 8, 11, 16-17 and 45-51 are rejected under 35 U.S.C. 103 as being unpatentable over Gerber (US-4665794) in view of Albertelli (US-2013/0273341) and Czaplicki (US-2022/0025172). Claim 1: Gerber teaches an amour composition comprising a curable material including epoxies (Gerber, col. 1, lines 58-66 and col. 2, lines 45-51) and particulate components (i.e. fillers) comprising glass, ceramic or non-metallic materials (Gerber, col. 1, lines 50-57 and col. 2, lines 40-44). The particulate component is arranged for protection against projectiles or multiple bombardment (Gerber, col. 1, lines 10-28); therefore, the particulate component is adaptable to impose a tortuous path on a projectile. Gerber does not teach cement as part of the curable material. However, Albertelli teaches cement along with curable polymer, the advantages of which are two folds (1) forming a skeletal structure within the cured resin and (2) the cement is capable of supporting loads (Albertelli, para. 0133). Therefore, the POSITA would have been motivated to include cement as part of the curable material for the ballistic composition of Gerber. With regards to phosphate esters, Gerber does not teach phosphate esters in the curable material. However, Czaplicki teaches that epoxy is known to be paired with phosphate esters to allow being cured at room temperature and reduce curing time (Czaplicki, para. 0007-0010). In light of Czaplicki's teaching, the POSITA would be motivated to include phosphate ester in the curable material of Gerber. ` Claim 4: The fillers are present up to 30 wt% (Gerber, claim 23) which leaves the curable material be present up to 70 wt%, which ranges are within the claimed range of 5-70 wt% for particulate component and 5 to 80 wt. for the curable material. Claim 5: Czaplicki teaches additional components including reinforcing fibers from 0.01 to about 3 wt% (Czaplicki, para. 0073); the reinforcing fibers include polymeric fibers such as nylon, polyamide, aramid fibers and glass fibers (Czaplicki, para. 0072). Claim 8: Czaplicki teaches additives in the 2-part curable material including chemical blowing agent which avails the curable material to foam and expand up to 800% of the original volume (Czaplicki, para. 0039 and 0080). Claim 11: Czaplicki teaches that the 2-part curable material is activated at about 15°C to about 25°C (Czaplicki, para. 0040) which meets the claimed range of 20-25°C. Claim 16: The 2-part epoxy curable material of Czaplicki is flexible and low viscosity (Czaplicki, para. 0046), and thus the components including particulate and other additives are expected to disperse uniformly throughout the composition. Claim 17: Because the composition comprises the same components in the same proportions as claimed as discussed in claims above, it is expected that the composition when activated meets at least of the claimed standards. Claim 45: Czaplicki discloses the phosphate esters include a reaction product of phosphoric acid with the glycidyl ether of cashew nutshell liquid/ or with epoxide groups (Czaplicki, para. 0034 and 0043). Claim 46: Gerber teaches that the particulate component (fillers) is arranged for protection against projectiles or multiple bombardment (Gerber, col. 1, lines 10-28) therefore, the particulate component is adaptable to impose a tortuous path on a projectile; Czaplicki teaches additives in the 2-part curable material including chemical blowing agent which avails the curable material to foam and expand up to 800% of the original volume (Czaplicki, para. 0039 and 0080). Gerber further teaches that the particulate component comprises glass, ceramic or non-metallic materials (Gerber, col. 1, lines composition when activated meets at least of the claimed standards. Claim 47: Czaplicki discloses the phosphate esters include a reaction product of phosphoric acid with the glycidyl ether of cashew nutshell liquid/ or with epoxide groups (Czaplicki, para. 0034 and 0043).50-57 and col. 2, lines 40-44), which would have encompassed polymers; Claim 48: The fillers are present up to 30 wt% (Gerber, claim 23) which leaves the curable material be present up to 70 wt%, which ranges are within the claimed range of 5-70 wt% for particulate component and 5 to 80 wt. for the curable material. Claim 49: Czaplicki teaches additional components including reinforcing fibers from 0.01 to about 3 wt% (Czaplicki, para. 0073); the reinforcing fibers include polymeric fibers such as nylon, polyamide, aramid fibers and glass fibers (Czaplicki, para. 0072). Claim 50: Czaplicki teaches that the 2-part curable material is activated at about 15°C to about 25°C (Czaplicki, para. 0040) which meets the claimed range of 20-25°C. Claim 51: The 2-part epoxy curable material of Czaplicki is flexible and low viscosity (Czaplicki, para. 0046), and thus the components including particulate and other additives are expected to disperse uniformly throughout the composition. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOA (Holly) LE whose telephone number is (571)272-1511. The examiner can normally be reached Monday to Friday, 10:00 am to 7:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alicia Chevalier can be reached at 571-272-1490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. HOA (Holly) LE Primary Examiner Art Unit 1788 /HOA (Holly) LE/Primary Examiner, Art Unit 1788
Read full office action

Prosecution Timeline

Aug 22, 2022
Application Filed
Apr 19, 2025
Non-Final Rejection — §103
Aug 13, 2025
Response Filed
Nov 15, 2025
Final Rejection — §103
Dec 30, 2025
Response after Non-Final Action
Feb 19, 2026
Request for Continued Examination
Feb 27, 2026
Response after Non-Final Action
Apr 04, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12569885
POWER PLANT BOILER SAND COMPRISING DISCARDED FOUNDRY SAND, USE OF POWER PLANT BOILER SAND, METHOD FOR PRODUCING POWER PLANT BOILER SAND AND APPARATUS FOR PRODUCING POWER PLANT BOILER SAND
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Patent 12569814
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2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
86%
With Interview (+13.0%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 1080 resolved cases by this examiner. Grant probability derived from career allow rate.

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