Prosecution Insights
Last updated: April 19, 2026
Application No. 17/802,469

COVER ASSEMBLY AND BATTERY

Non-Final OA §102§103§112
Filed
Apr 13, 2023
Examiner
GRANNUM, VERITA EUDORA EBUN
Art Unit
1721
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Juheyuan Science & Technology Co. Ltd.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
3y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allow Rate
9 granted / 12 resolved
+10.0% vs TC avg
Strong +56% interview lift
Without
With
+55.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
59 currently pending
Career history
71
Total Applications
across all art units

Statute-Specific Performance

§103
59.3%
+19.3% vs TC avg
§102
24.9%
-15.1% vs TC avg
§112
15.8%
-24.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 12 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 3 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 3 recites “ a through hole in communication with the counterbore” towards the beginning of the recitation. The communication between the hole and the counterbore is unclear and is not defined in the specification. The claim has been examined as “a through hole with a counterbore through which liquid is injected into the accommodating cavity”. Appropriate changes are required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-6, 8, and 10-12 are rejected under 35 U.S.C. 102(a)(1) and (a)(2) as being anticipated by Peng (EP 3 920 298 A1). Regarding claim 1, Peng discloses a cover assembly (see Fig. 1, [item 10 – case]) adapted for a battery (Fig. 2, [item 20 batteries]) whose housing having an accommodating cavity (Fig. 1, item 1101, [containing cavity]), the cover assembly comprising: a top cover connected to the housing (Fig. 2, shows the top cover [made of items 102 and 202] connected to the housing – item 101 – bottom shell) and covering the accommodating cavity (Fig. 2, the top cover covers the accommodating cavity [item 1011]), the top cover having a top surface away from the accommodating cavity (Fig. 2, the top surface of item [102] which faces away from the accommodating cavity), and the top surface being recessed towards the accommodating cavity to form a counterbore (Fig. 2, the flat-bottom surface formed by items [102 and 202 of the top cover]) and an anode piece provided on the top cover and accommodated in the counterbore (Fig. 2, [anode piece is made of items [304 + 302+ 30] makes contact with the top cover [item 102 +202] as shown in Fig. 3 [item 30 contacts 202]). The anode is accommodated in the counterbore as seen in Fig. 3]) the anode piece having an upper surface away from the accommodating cavity (see Fig. 2 the anode piece [301 + 302 + 30] has an upper surface that faces away from the accommodating cavity) and the upper surface being closer to the accommodating cavity with respect to the top surface (upper surface is closer to the cavity in a radial direction). Regarding claim 2, Peng discloses the cover assembly according to claim 1, wherein the top cover comprises a substrate portion (Fig. 2 and 3 [the inside surface 102]) and a recessed portion (Fig. 2 and 3, [inside surface of item 202]), the top surface is located on the substrate portion (See Fig. 2, the top surface [the surface of item 102] contacts the substrate portion [the inside surface of 102]), the recessed portion protrudes from the substrate portion (Fig. 3, item 202 protrudes/extends into the cavity] based on the exploded image of Fig. 2, parts 102 and 202 make contact and item 202 extends into the accommodating cavity as shown in Fig. 3), and the substrate portion and the recessed portion cooperatively enclose the counterbore (See Fig. 2 – the counterbore is the flat surface formed by parts 102 and 202 which contain the substrate and recessed portions). PNG media_image1.png 768 890 media_image1.png Greyscale Regarding claim 3, Peng discloses the cover assembly according to claim 1, wherein the top cover is provided with a through hole in communication with the counterbore and through which liquid is injected into the accommodating cavity (Fig. 2, the top cover [items 102 and 202] contain a through-hole)(para. 0040, [a liquid injection port for injecting an electrolyte solution into the accommodating cavity]), the anode piece comprises a bottom plate portion (Fig. 2 and 3 [item 30]) and a descending portion protruding from the bottom plate portion (Fig. 2 [inside surface of item 30 that descends from the bottom plate [item 30]), the bottom plate portion is accommodated in the counterbore (see Fig. 2 and 3 the bottom plate is accommodated in the counterbore [formed by items 102 and 202]), and the descending portion is accommodated in the through hole (inside surface of item 30 is accommodated in the injection hole that is contained by the top cover [items 102 and 202]). PNG media_image2.png 640 867 media_image2.png Greyscale PNG media_image3.png 761 927 media_image3.png Greyscale Regarding claim 4, Peng discloses the cover assembly according to claim 3, wherein in a thickness direction of the cover assembly, the top cover [items 102 and 202] has a first surface farthest from the top surface (See annotation of Fig. 3 below), the descending portion has a second surface farthest from the upper surface (See annotation of Fig. 3 below), and the first surface is coplanar with the second surface (See annotation of Fig. 3 below). Regarding claim 5, Peng discloses the cover assembly according to claim 1, further comprising a sealing member connected to the anode piece (Fig. 2, item 40), wherein the upper surface of the anode piece is recessed to form a recessed hole (Fig. 2 item 302 is recessed), the anode piece has a bottom wall surface defining part of a boundary of the recessed hole (Fig. 2, [flat portion of item 301]), the bottom wall surface is provided with a penetration hole through which liquid is injected into the accommodating cavity (Fig. 2, [penetration hole of item 301]), the sealing member is capable of sealing the penetration hole and has an outer surface away from the accommodating cavity (See Fig. 2 and 3, item 40 seals pentation hole of item 301 and has an outer surface that faces away from the penetration hole), and the outer surface is coplanar with the upper surface (See Fig. 2 and 3, item 40 and items [301 +302 + 30] are coplanar). Regarding claim 6, Peng discloses the cover assembly according to claim 5, and further discloses wherein the sealing member has a base portion [top surface of item 40] and a boss portion protruding from the base portion [bottom surface of item 40 the extends from the base portion], the base portion is accommodated in the recessed hole [the base portion fits within the hole of 302 as shown in Fig. 2], the boss portion is accommodated in the penetration hole, and the outer surface is located on the base portion [See annotated Fig. 3, the boss portion defines the beginning of the penetration hole and therefore is accommodated within the hole]. PNG media_image4.png 742 957 media_image4.png Greyscale Regarding claim 8, Peng discloses the cover assembly according to claim 5, wherein the anode piece [items 301 + 302 + 30] is welded to the sealing member [item 40] (para. 0046, [the sealing member 40 can be welded to the liquid injection port 301]). Regarding claim 10, Peng discloses the cover assembly according to claim 1, wherein the housing [item 101 (item 101 is a part of item 10)], the top cover [item 102 + 202 (item 102 that is part of item 10), and the anode piece [items 301 + 302 + 30] (item 30) (para. 0036). Regarding claim 11, The cover assembly according to claim 1, wherein the top cover is welded to the housing (para. 0063, [the bottom shell [101] (part of case item 10) is welded to the top cover [102]]. Regarding claim 12, Peng discloses a battery, comprising a housing ([101] bottom shell) and the cover assembly (item 10) according to claim 1, wherein the housing is provided with the accommodating cavity (Fig. 2, [shows item 101 provided with item 1011]), the top cover is connected to the housing (Fig. 1, the top cover containing item 102 is connected to the housing) and covers the accommodating cavity (Fig. 2, the top cover [101 and 102] covers the accommodating cavity [Fig. 2 1011]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Peng (EP 3 920 298 A1). Regarding claim 9, Peng teaches the cover assembly according to claim 1. Peng does not teach wherein a recessed depth of the counterbore that is analogous to the instant specification is from 0.20 mm to 0.30 mm. Peng does provide an exemplary teaching of the counterbore depth, and teaches that the exemplarily depth of the counterbore may be 0.01-0.5 mm (para. 0045). It would have been obvious to a person of ordinary skill in the art, before the effective filing date of the claimed invention, to have formed Peng’s counterbore depth to be 0.01-0.5 mm, as taught within the example of Peng, in order to improve the sealing performance. Peng teaches that a counterbore is arranged in order to improve the sealing performance between two members that are to be sealed (para. 0045) and towards the end of para. 0045, Peng provides an exemplary depth measurement. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Peng (EP 3 920 298 A1) in view of Tse (US 20200403210 A1). Regarding claim 7, Peng discloses the cover assembly according to claim 6. Peng does not teach wherein a gap is form[ed] between the base portion and the anode piece in a direction perpendicular to a central axis of the housing. Tse, in the same field of endeavor, batteries teaches wherein a gap is form[ed] between one member of the cover [item 108] and another member of the cover [item 110] (Fig. 1). It would have been obvious to a person of ordinary skill in the art, before the effective filing date of the claimed invention, to have formed a gap between the base portion and the anode portion of Peng’s cover assembly, as taught by Tse, in order to minimize the use of space within the enclosure of the battery cell thereby increasing energy capacity of the battery cell by eliminating the need to allot space within the enclosure, as taught by Tse (abstract). Appendix Structure Peng’s cell Cover assembly Item 10 Top cover Items [102 + 202] Housing Item 101 Top surface Top surface of item 102 Counterbore Refer to annotated Fig. 3 Anode piece Items [301 + 302 + 30] Substrate portion Refer to annotated Fig. 3 Recessed portion Refer to annotated Fig. 3 Sealing member 40 Base portion Refer to annotated Fig. 3 Boss portion Refer to annotated Fig. 3 Accommodating cavity Item 1011 Recessed hole Refer to annotated Fig. 3 Penetration hole Refer to annotated Fig. 3 Bottom plate portion Refer to annotated Fig. 3 Descending portion Refer to annotated Fig. 3 First surface Refer to annotated Fig. 3 Upper surface Refer to annotated Fig. 3 Second surface Refer to annotated Fig. 3 Bottom wall surface Flat portion of item 301 Other Pertinent References US 20200403210 A1 a cover assembly for a battery, a housing having an accommodating cavity, a top cover, a counterbore, an anode piece, and a feedthrough for liquid electrolyte Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VERITA E GRANNUM whose telephone number is (571)270-1150. The examiner can normally be reached 10-5 EST / 7-2 PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allison Bourke can be reached at (303) 297-4684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /V.G./Examiner, Art Unit 1721 /ALLISON BOURKE/Supervisory Patent Examiner, Art Unit 1721
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Prosecution Timeline

Apr 13, 2023
Application Filed
Oct 16, 2025
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597637
SOLID ELECTROLYTE AND ALL-SOLID-STATE BATTERY
2y 5m to grant Granted Apr 07, 2026
Patent 12531237
LITHIUM ION SECONDARY BATTERY
2y 5m to grant Granted Jan 20, 2026
Patent 12418031
Electrode and Electrode Assembly
2y 5m to grant Granted Sep 16, 2025
Study what changed to get past this examiner. Based on 3 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+55.6%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 12 resolved cases by this examiner. Grant probability derived from career allow rate.

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