Prosecution Insights
Last updated: October 02, 2026
Application No. 17/802,971

ELECTRODE FOR LITHIUM-ION SECONDARY BATTERY, AND LITHIUM-ION SECONDARY BATTERY

Final Rejection §103
Filed
Aug 29, 2022
Priority
Mar 10, 2020 — nonprovisional of PCTJP2020010196
Examiner
KLINE, SYDNEY LYNN
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Honda Motor Co., Ltd.
OA Round
4 (Final)
71%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
25 granted / 35 resolved
+6.4% vs TC avg
Strong +27% interview lift
Without
With
+26.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
27 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§103
75.7%
+35.7% vs TC avg
§102
11.8%
-28.2% vs TC avg
§112
11.4%
-28.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 35 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Response to Amendment In response to the amendment received on 5/21/2026: Claims 1, 5-6, 8-9, 11, and 14-17 are pending in the current application. Claims 1, 6, and 15 have been amended and Claims 2-4, 7, 10, and 12-13 are canceled. The cores of the previous prior art-based rejections have been maintained. All changes made to the rejection are necessitated by the amendment. Claim Interpretation All “wherein” clauses are given patentable weight unless otherwise noted. Please see MPEP 2111.04 regarding optional claim language. Response to Arguments Applicant's arguments have been fully considered. Applicant argues that the prior art does not render the amended claim 1 obvious because in the mixed electrode material mixture layer of the present invention, the high dielectric oxide solid electrolyte does not have a concentration gradient while the prior does disclose a concentration gradient of the high dielectric oxide solid electrolyte. The examiner respectfully disagrees. The arguments are not commensurate in scope with the claim language. The claim only requires that the electrode material mixture layer and high dielectric oxide solid electrolyte are mixed. Iwasaki discloses, “The active material-containing layer includes active material particles and insulator particles,” in Fig. 1 (see paragraph [0022]), meaning the high dielectric solid electrolyte of Iwasaki is combined with the electrode active material. Under BRI, the high dielectric solid electrolyte being combined with the electrode active material meets the limitation of being mixed with the active material. So, although existing in a gradient, the high dielectric solid electrolyte and electrode active material are combined together and therefore meet the claim limitation of being mixed. Claim Rejections - 35 USC § 103 Claims 1, 5-6, and 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over Iwasaki et al. US-20180083269-A1 (hereinafter “Iwasaki”) in view of Kawai US-20180183103-A1 (hereinafter “Kawai”), Xia CN-106816630-A (hereinafter “Xia”), Takeuchi et al. WO-2018088522-A1 (US-20190252718-A1 used as translation and cited in PTO-892) (hereinafter “Takeuchi”), Tanizaki et al. US-20160285100-A1 (hereinafter “Tanizaki”), and Iwasaki et al. US-20180277907-A1 (hereinafter “Iwasaki ‘907”) and as evidenced by Kishimoto, A. et al., “Application of Fluorinated Esters for Lithium-ion cells Operated at High Voltage and Improvement of Cycle Life Performance at Low Temperature”, 2017, GS Yuasa Technical Report, Vol. 14, Pages 10-14 (hereinafter “Kishimoto”), "Chemical Safety Data Sheet MSDS / SDS Fluoroethylene carbonate," ChemicalBook, 2025 (hereinafter “FEC SDS”), "Safety Data Sheet Methyl 2,2,2-Trifluoroethyl Carbonate," TCI, 2024 (hereinafter “MTFEC SDS”), and Fan, Hao, "Exploring the Relationship Between Lithium-ion Battery Mass and Energy Density," September 17 2025, Large Power, Page 6 (hereinafter “Fan”). Regarding Claims 1 and 5, Iwasaki discloses a lithium ion secondary battery comprising a lithium ion secondary battery electrode and an electrolytic solution (electrolyte solution), the lithium ion secondary battery electrode comprising a mixed electrode material mixture layer (active material-containing layer), in which an electrode active material, and a high dielectric oxide solid electrolyte (insulator particles) are mixed (the active material-containing layer includes active material particles and insulator particles) in Fig. 1 (see abstract and paragraphs [0022], [0071]-[0074], [0092], [0145], and [0276]-[0277]). Iwasaki specifically discloses using solid electrolyte particles as the insulator particles in the electrode mixture layer (see paragraphs [0071]-[0075]) and impregnating the electrode with an electrolyte solution (see paragraphs [0276]-[0277]). Furthermore, Iwasaki discloses using Li7La3Zr2O12 (LLZO) as the solid electrolyte particles to improve Li ion conductivity (see paragraphs [0071]-[0074]) (meeting Claim 5), which would function as a high dielectric oxide solid electrolyte as it is the same compound disclosed in the instant application for a high dielectric oxide solid (see paragraphs [0085] and [0087] of published instant application). Iwasaki further discloses the volume ratio of insulating particles 12 (which function as a high dielectric oxide solid) in the active material layer decreases towards the current collector, and parts not dominated by the insulating particles have gaps (are partly void) in Fig. 1 (see annotated Fig. 1 below) (see paragraphs [0024]-[0027] and [0101]-[0105]). PNG media_image1.png 590 702 media_image1.png Greyscale Figure 1. Annotated Fig. 1 of Iwasaki Iwasaki additionally discloses side reactions are sufficiently suppressed when a relatively large number of insulator particles are present on the second face 1b-2 and the resistance acting on the active material particles included in the active material-containing layer during charge and discharge can be made more uniform when less insulator particles are present far from the second face 1b-2 (see paragraphs [0024]-[0027]), so a skilled artisan would be motivated to find an optimal volume ratio of the high dielectric oxide solid. The volume ratio disclosed by Iwasaki would be proportional to the area ratio, so a skilled artisan would expect that finding an optimal volume ratio of the high dielectric oxide solid (insulating particles) would result in finding an optimal area ratio between the high dielectric oxide solid and gaps (voids) as well. As such, the ratio of a cross-sectional area of the high dielectric oxide solid to a cross-sectional area of the total gaps being 1 to 22% is seen as a result effective variable and the discovery of an optimum value of a known result effective variable, without producing any new or unexpected results, is within the ambit of a person of ordinary skill in the art. See In re Boesch, 205 USPQ 215 (CCPA 1980) (see MPEP § 2144.05, II.). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by wherein the ratio of a cross-sectional area of the high dielectric oxide solid to a cross-sectional area of the total gaps is 1 to 22% in order to find the optimum value for suppressing side reactions and make the resistance acting on the active material particles included in the active material-containing layer during charge and discharge more uniform. Iwasaki further discloses the high dielectric oxide solid electrolyte 12 and the electrolytic solution are disposed in gaps of the electrode active material in Fig. 1 (see paragraphs [0024]-[0027], [0071]-[0075], [0102]-[0107], and [0276]-[0277]. Iwasaki specifically discloses the electrode is impregnated with an electrolyte solution (see paragraphs [0276]-[0277]), so a skilled artisan would expect the electrolytic solution to also be disposed in the gaps of the electrode active material. Alternatively, if Iwasaki is found to not be sufficiently specific, in the same field of endeavor of battery electrodes (see abstract), Iwasaki ‘907 discloses including an electrolytic solution in the gaps (pores) of the positive electrode active material-containing layer and negative electrode active material-containing layer so the layers can exhibit a more excellent ion conductivity (see paragraphs [0074] and [0098]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by Iwasaki wherein the electrolytic solution is disposed in gaps of the electrode active material, as disclosed by Iwasaki ‘907, in order to achieve a more excellent ion conductivity. Iwasaki and Iwasaki ‘907 are silent on in the electrolytic solution, a solvent having an average molecular weight of 110 or more, a flash point of 21°C or more and a viscosity of 3.0 mPa∙s or more. However, in the same field of endeavor of secondary batteries with solid electrolytes (see abstract), Kawai discloses a secondary battery with an electrode body comprising an electrolytic solution and an active material with a solid electrolyte (see paragraphs [0022]-[0025] and [0062]). Kawai further discloses the electrolytic solution comprises a solvent containing monofluoroethylene carbonate (MFEC) and methyltrifluoroethyl carbonate (MTFEC) in a volume ratio of 30:70 (see paragraphs [0056]-[0063]). Given that the molecular weights of MFEC and MTFEC are 106.05 g/mol and 158.06 g/mol, respectively, and the densities of MFEC and MTFEC are 1.454 g/cm3 and 1.308 g/cm3, respectively, then the weight ratio of MFEC and MTFEC is 32:68. This results in an average molecular weight of about 141.41 g/mol, which falls within and therefore anticipates the claimed range of a solvent having an average molecular weight of 110 or more. A skilled artisan would recognize that molecular weight is measured in g/mol. Kawai additionally discloses using fluorinated carbonates as solvents for an electrolytic solution makes oxidative decomposition of the nonaqueous electrolytic solution unlikely to occur and a battery with the above-mentioned ratio results in a 90% capacity retention ratio (see paragraph [0036] and Table 1). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery electrode disclosed by Iwasaki and Iwasaki ‘907 by using, in the electrolytic solution, a solvent as disclosed by Kawai, which has an average molecular weight of 110 or more, in order to make oxidative decomposition of the nonaqueous electrolytic solution unlikely to occur. Although Kawai is not sufficiently specific on, in the electrolytic solution, a solvent having a flash point of 21°C or more and a viscosity of 3.0 mPa∙s or more, Kishimoto discloses the flash point of FEC (which is equivalent to MFEC) is 128°C and the flash point of TFEMC (which is equivalent to MTFEC) is 33°C (see Table 1). Based on the evidence provided by Kishimoto, the skilled artisan would expect the mixture of these two compounds in the electrode of Iwasaki to have a flash point between these values, which would necessarily fall within and anticipate the claimed range of a solvent having a flash point of 21°C or more. Kishimoto also discloses the viscosity of FEC and MTFEC when mixed in a volume ratio of 30:70 is 5.27 mPa∙s (see Table 2). This value falls within and therefore anticipates the claimed range of a solvent having a viscosity of 3.0 mPa∙s or more. A skilled artisan would expect the electrolytic solution of Iwasaki modified by Kawai to have the same properties since the mixture is the same. Iwasaki, Iwasaki ‘907, Kawai, and Kishimoto are silent on the solvent comprising benzyl phenyl carbonate, bis(pentafluorophenyl) carbonate, bis(2-methoxyphenyl) carbonate, or tert-butyl phenyl carbonate in a content of 0.01% by volume or more and 50% by volume or less. However, in the same field of endeavor of electrolytic solutions (see paragraphs [0002] and [0006]), Xia discloses using bis(pentafluorophenyl) carbonate in amounts of about 0.5-1.5 wt% as an additive in addition to other carbonates in an electrolytic solution (see paragraphs [0009], [0013], [0022], [0024], [0032]-[0033], [0039], [0051]-[0054], and [0113] and Tables 1 and 4). In the combined invention of Iwasaki and Kawai and accounting for the densities of FEC and MTFEC (see FEC SDS and MTFEC SDS), the solvent comprises 20.1 mL and 52.2 mL of FEC and MTFEC respectively. With a specific gravity/density of 1.78 g/mL of bis(pentafluorophenyl) carbonate (as disclosed in paragraph [0131] of the published instant application), this results in about 0.4%-1.1% by volume of bis(pentafluorophenyl) carbonate in the electrolytic solution when used in a range of of 0.5-1.5 wt%. This falls within and therefore anticipates the claimed range of the solvent comprising bis(pentafluorophenyl) carbonate in a content of 0.01% by volume or more and 50% by volume or less. Xia additionally discloses including bis(pentafluorophenyl) carbonate can form an inorganic film and improve the low-temperature cycle performance of a battery (see paragraphs [0009], [0013], [0021]-[0023], [0039], and [0097] and Table 5). As such, a skilled artisan would be motivated to include bis(pentafluorophenyl) carbonate as an additional additive to the electrolyte solution of Iwasaki (which contains carbonates). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by Iwasaki, Iwasaki ‘907, Kawai, and Kishimoto wherein the solvent comprises bis(pentafluorophenyl) carbonate, as disclosed by Xia, in order to improve the low-temperature cycle performance of a battery. Iwasaki, Iwasaki ‘907, Kawai, Kishimoto, and Xia are silent on the high dielectric solid electrolyte having a powder relative permittivity of 10 or more. However, in the same field of endeavor of solid electrolytes in batteries (see abstract), Takeuchi discloses the solid electrolyte layer may comprise an LLZO material and have a relative powder permittivity (relative dielectric constant) of 10 to 2000 in order to achieve desirable electronic properties important for battery function (see paragraphs [0090], [0325]-[0329], and [0390]-[0394]). This falls within and therefore anticipates the claimed range of the high dielectric solid electrolyte having a powder relative permittivity of 10 or more. Further, a skilled artisan would recognize this as an appropriate range for the dielectric constant of a solid electrolyte in a lithium battery to achieve a properly functioning battery and that the LLZO material taught by Iwasaki may suitably fit into this range as taught by Takeuchi. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery electrode disclosed by Iwasaki by ensuring the high dielectric solid electrolyte has a powder relative permittivity of 10 or more, as disclosed by Takeuchi, in order to achieve appropriate electronic properties for a battery. Iwasaki, Iwasaki ‘907, Kawai, Kishimoto, Xia, and Takeuchi are silent on a thickness of the mixed electrode material mixture layer being 40 µm or more. However, in the same field of endeavor of electrodes for secondary batteries (see abstract), Tanizaki discloses the thickness of the positive electrode active material layer is preferably 70 to 90 μm (see paragraphs [0032] and [0040]). This range falls within and therefore anticipates the claimed range of a thickness of the electrode material mixture layer being 40 µm or more. Tanizaki additionally discloses a large thickness is advantageous in point of capacity but too large of a thickness tends to be disadvantageous in point of input/output characteristics (see paragraph [0040]). As such, the thickness of the electrode material mixture layer is seen as a result effective variable and the discovery of an optimum value of a known result effective variable, without producing any new or unexpected results, is within the ambit of a person of ordinary skill in the art. See In re Boesch, 205 USPQ 215 (CCPA 1980) (see MPEP § 2144.05, II.). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by Iwasaki, Iwasaki ‘907, Kawai, and Kishimoto wherein a thickness of the mixed electrode material mixture layer is 40 µm or more, as disclosed by Tanizaki, in order to achieve a good capacity. Iwasaki further discloses a high energy density is demanded for batteries and can be achieved when the insulator particles are included in an appropriate amount (see paragraphs [0003]-[0004] and [0086]). Iwasaki also discloses using a lithium nickel cobalt manganese composite oxide (see paragraph [0062]), which is a high energy density achieving material as evidenced by Fan. Fan discloses batteries comprising NMC materials (which are lithium nickel cobalt manganese composite oxides) achieve volumetric energy densities of 500-700 Wh/L (see Part 2.1 on Pages 6-7). So, the battery of Iwasaki using a lithium nickel cobalt manganese composite oxide and appropriate insulator particles would achieve a volumetric energy density of 500-700 Wh/L, which falls within and therefore anticipates the claimed range of a volumetric energy density of 500 Wh/L or more. Regarding Claim 6, modified Iwasaki discloses the lithium ion secondary battery according to claim 1 (see rejection of claim 1 above). Iwasaki further discloses the mass percent of the active material in the active material layer is 80% to 95%, and the density of the positive layer is 3 g/cm3 or more and the density of the negative layer is 2-2.9 g/cm3 (see paragraphs [0154]-[0158] and [0164]-[0168]). A skilled artisan would expect using a large mass percent of the active material would lead to a large volume percent of the active material in the active material layer, and as such expect having a mass percent of 80% to 95% of the active material in the active material layer to result in a volume filling rate of the electrode active material with respect to a volume of the entire mixed electrode material layer of 60% or more. Regarding Claim 8, modified Iwasaki discloses the lithium ion secondary battery according to claim 1 (see rejection of claim 1 above). Iwasaki further discloses the lithium ion secondary battery electrode is a positive electrode (see paragraphs [0018] and [0022]-[0024]). Regarding Claim 9, modified Iwasaki discloses the lithium ion secondary battery according to claim 1 (see rejection of claim 1 above). Iwasaki further discloses the lithium ion secondary battery electrode is a negative electrode (see paragraphs [0018] and [0022]-[0024]). Claims 1, 11, and 14-17 are rejected under 35 U.S.C. 103 as being unpatentable over Iwasaki in view of Iwasaki ‘907, Kawai, Nakagawa et al. US-20110123871-A1 (hereinafter “Nakagawa”), Takeuchi, and Tanizaki and as evidenced by Kishimoto, FEC SDS, MTFEC SDS, and Fan. Regarding Claims 1, 11, and 14, Iwasaki discloses a lithium ion secondary battery comprising a lithium ion secondary battery electrode and an electrolytic solution (electrolyte solution), the lithium ion secondary battery electrode comprising a mixed electrode material mixture layer (active material-containing layer), in which an electrode active material, and a high dielectric oxide solid electrolyte (insulator particles) are mixed (the active material-containing layer includes active material particles and insulator particles) in Fig. 1 (see abstract and paragraphs [0022], [0071]-[0074], [0092], [0145], and [0276]-[0277]). Iwasaki specifically discloses using solid electrolyte particles as the insulator particles in the electrode mixture layer (see paragraphs [0071]-[0075]) and impregnating the electrode with an electrolyte solution (see paragraphs [0276]-[0277]). Furthermore, Iwasaki discloses using Li7La3Zr2O12 (LLZO) as the solid electrolyte particles to improve Li ion conductivity (see paragraphs [0071]-[0074]) (meeting Claim 14), which would function as a high dielectric oxide solid electrolyte as it is the same compound disclosed in the instant application for a high dielectric oxide solid (see paragraphs [0085] and [0087] of published instant application). Iwasaki further discloses the volume ratio of insulating particles 12 (which function as a high dielectric oxide solid) in the active material layer decreases towards the current collector, and parts not dominated by the insulating particles have gaps (are partly void) in Fig. 1 (see annotated Fig. 1 below) (see paragraphs [0024]-[0027] and [0101]-[0105]). PNG media_image1.png 590 702 media_image1.png Greyscale Figure 2. Annotated Fig. 1 of Iwasaki Iwasaki additionally discloses side reactions are sufficiently suppressed when a relatively large number of insulator particles are present on the second face 1b-2 and the resistance acting on the active material particles included in the active material-containing layer during charge and discharge can be made more uniform when less insulator particles are present far from the second face 1b-2 (see paragraphs [0024]-[0027]), so a skilled artisan would be motivated to find an optimal volume ratio of the high dielectric oxide solid. The volume ratio disclosed by Iwasaki would be proportional to the area ratio, so a skilled artisan would expect that finding an optimal volume ratio of the high dielectric oxide solid (insulating particles) would result in finding an optimal area ratio between the high dielectric oxide solid and gaps (voids) as well. As such, the ratio of a cross-sectional area of the high dielectric oxide solid to a cross-sectional area of the total gaps being 1 to 22% is seen as a result effective variable and the discovery of an optimum value of a known result effective variable, without producing any new or unexpected results, is within the ambit of a person of ordinary skill in the art. See In re Boesch, 205 USPQ 215 (CCPA 1980) (see MPEP § 2144.05, II.). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by wherein the ratio of a cross-sectional area of the high dielectric oxide solid to a cross-sectional area of the total gaps is 1 to 22% in order to find the optimum value for suppressing side reactions and make the resistance acting on the active material particles included in the active material-containing layer during charge and discharge more uniform. Iwasaki further discloses the high dielectric oxide solid electrolyte 12 and the electrolytic solution are disposed in gaps of the electrode active material in Fig. 1 (see paragraphs [0024]-[0027], [0071]-[0075], [0102]-[0107], and [0276]-[0277]. Iwasaki specifically discloses the electrode is impregnated with an electrolyte solution (see paragraphs [0276]-[0277]), so a skilled artisan would expect the electrolytic solution to also be disposed in the gaps of the electrode active material. Alternatively, if Iwasaki is found to not be sufficiently specific, in the same field of endeavor of battery electrodes (see abstract), Iwasaki ‘907 discloses including an electrolytic solution in the gaps (pores) of the positive electrode active material-containing layer and negative electrode active material-containing layer so the layers can exhibit a more excellent ion conductivity (see paragraphs [0074] and [0098]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by Iwasaki wherein the electrolytic solution is disposed in gaps of the electrode active material, as disclosed by Iwasaki ‘907, in order to achieve a more excellent ion conductivity. Iwasaki and Iwasaki ‘907 are silent on in the electrolytic solution, a solvent having an average molecular weight of 110 or more, a flash point of 21°C or more and a viscosity of 3.0 mPa∙s or more. However, in the same field of endeavor of secondary batteries with solid electrolytes (see abstract), Kawai discloses a secondary battery with an electrode body comprising an electrolytic solution and an active material with a solid electrolyte (see paragraphs [0022]-[0025] and [0062]). Kawai further discloses the electrolytic solution comprises a solvent containing monofluoroethylene carbonate (MFEC) and methyltrifluoroethyl carbonate (MTFEC) in a volume ratio of 30:70 (see paragraphs [0056]-[0063]). Given that the molecular weights of MFEC and MTFEC are 106.05 g/mol and 158.06 g/mol, respectively, and the densities of MFEC and MTFEC are 1.454 g/cm3 and 1.308 g/cm3, respectively, then the weight ratio of MFEC and MTFEC is 32:68. This results in an average molecular weight of about 141.41 g/mol, which falls within and therefore anticipates the claimed range of a solvent having an average molecular weight of 110 or more. A skilled artisan would recognize that molecular weight is measured in g/mol. Kawai additionally discloses using fluorinated carbonates as solvents for an electrolytic solution makes oxidative decomposition of the nonaqueous electrolytic solution unlikely to occur and a battery with the above-mentioned ratio results in a 90% capacity retention ratio (see paragraph [0036] and Table 1). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery electrode disclosed by Iwasaki and Iwasaki ‘907 by using, in the electrolytic solution, a solvent as disclosed by Kawai, which has an average molecular weight of 110 or more, in order to make oxidative decomposition of the nonaqueous electrolytic solution unlikely to occur. Although Kawai is not sufficiently specific on, in the electrolytic solution, a solvent having a flash point of 21°C or more and a viscosity of 3.0 mPa∙s or more, Kishimoto discloses the flash point of FEC (which is equivalent to MFEC) is 128°C and the flash point of TFEMC (which is equivalent to MTFEC) is 33°C (see Table 1). Based on the evidence provided by Kishimoto, the skilled artisan would expect the mixture of these two compounds in the electrode of Iwasaki to have a flash point between these values, which would necessarily fall within and anticipate the claimed range of a solvent having a flash point of 21°C or more. Kishimoto also discloses the viscosity of FEC and MTFEC when mixed in a volume ratio of 30:70 is 5.27 mPa∙s (see Table 2). This value falls within and therefore anticipates the claimed range of a solvent having a viscosity of 3.0 mPa∙s or more. A skilled artisan would expect the electrolytic solution of Iwasaki modified by Kawai to have the same properties since the mixture is the same. Iwasaki, Iwasaki ‘907, Kawai, and Kishimoto are silent on the solvent comprising benzyl phenyl carbonate, bis(2-methoxyphenyl) carbonate, or tert-butyl phenyl carbonate in a content of 0.01% by volume or more and 50% by volume or less. However, in the same field of endeavor of electrolytic solutions (see abstract), Nakagawa discloses including tert-butyl phenyl carbonate (t-butyl phenyl carbonate) in an electrolytic solution (meeting Claim 1 and Claim 11) in an amount 0.1% by weight or higher and 1.5% by weight or lower in order to achieve excellent high-temperature storability and cycle characteristics and avoid a decrease in battery capacity (see paragraphs [0007], [0021], [0028], [0078], [0173]-[0184], and [0190]). Nakagawa further discloses the tert-butyl phenyl carbonate can be appropriately included in electrolytic solutions containing cyclic carbonates having a fluorine atom (like the electrolytic solution of Iwasaki) in order to improve the cycle characteristics and high-temperature storability of the battery (see paragraph [0191]). In the combined invention of Iwasaki and Kawai and accounting for the densities of FEC and MTFEC (see FEC SDS and MTFEC SDS), the solvent comprises 20.1 mL and 52.2 mL of FEC and MTFEC respectively. With a specific gravity/density of 1.05 g/mL of tert-butyl phenyl carbonate (as disclosed in paragraph [0132] of the published instant application), this results in about 0.09%-1.4% by volume of tert-butyl phenyl carbonate in the electrolytic solution when used in a range of of 0.1-1.5 wt%. This falls within and therefore anticipates the claimed range of the solvent comprising tert-butyl phenyl carbonate in a content of 0.01% by volume or more and 50% by volume or less. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by Iwasaki, Iwasaki ‘907, Kawai, and Kishimoto wherein the solvent comprises tert-butyl phenyl carbonate, as disclosed by Nakagawa, in order to improve the cycle characteristics and high-temperature storability of the battery. Iwasaki, Iwasaki ‘907, Kawai, Kishimoto, and Nakagawa are silent on the high dielectric solid electrolyte having a powder relative permittivity of 10 or more. However, Takeuchi discloses the solid electrolyte layer may comprise an LLZO material and have a relative powder permittivity (relative dielectric constant) of 10 to 2000 in order to achieve desirable electronic properties important for battery function (see paragraphs [0090], [0325]-[0329], and [0390]-[0394]). This falls within and therefore anticipates the claimed range of the high dielectric solid electrolyte having a powder relative permittivity of 10 or more. Further, a skilled artisan would recognize this as an appropriate range for the dielectric constant of a solid electrolyte in a lithium battery to achieve a properly functioning battery and that the LLZO material taught by Iwasaki may suitably fit into this range, as taught by Takeuchi. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery electrode disclosed by Iwasaki by ensuring the high dielectric solid electrolyte has a powder relative permittivity of 10 or more, as disclosed by Takeuchi, in order to achieve appropriate electronic properties for a battery. Iwasaki, Iwasaki ‘907, Kawai, Kishimoto, Nakagawa, and Takeuchi are silent on a thickness of the electrode material mixture layer being 40 µm or more. However, in the same field of endeavor of electrodes for secondary batteries (see abstract), Tanizaki discloses the thickness of the positive electrode active material layer is preferably 70 to 90 μm (see paragraphs [0032] and [0040]). This range falls within and therefore anticipates the claimed range of a thickness of the electrode material mixture layer being 40 µm or more. Tanizaki additionally discloses a large thickness is advantageous in point of capacity but too large of a thickness tends to be disadvantageous in point of input/output characteristics (see paragraph [0040]). As such, the thickness of the electrode material mixture layer is seen as a result effective variable and the discovery of an optimum value of a known result effective variable, without producing any new or unexpected results, is within the ambit of a person of ordinary skill in the art. See In re Boesch, 205 USPQ 215 (CCPA 1980) (see MPEP § 2144.05, II.). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the instant application to modify the secondary battery disclosed by Iwasaki, Iwasaki ‘907, Kawai, Nakagawa, and Kishimoto wherein a thickness of the electrode material mixture layer is 40 µm or more, as disclosed by Tanizaki, in order to achieve a good capacity. Iwasaki further discloses a high energy density is demanded for batteries and can be achieved when the insulator particles are included in an appropriate amount (see paragraphs [0003]-[0004] and [0086]). Iwasaki also discloses using a lithium nickel cobalt manganese composite oxide (see paragraph [0062]), which is a high energy density achieving material as evidenced by Fan. Fan discloses batteries comprising NMC materials (which are lithium nickel cobalt manganese composite oxides) achieve volumetric energy densities of 500-700 Wh/L (see Part 2.1 on Pages 6-7). So, the battery of Iwasaki using a lithium nickel cobalt manganese composite oxide and appropriate insulator particles would achieve a volumetric energy density of 500-700 Wh/L, which falls within and therefore anticipates the claimed range of a volumetric energy density of 500 Wh/L or more. Regarding Claim 15, modified Iwasaki discloses the lithium ion secondary battery according to claim 11 (see rejection of claim 11 above). Iwasaki further discloses the mass percent of the active material in the active material layer is 80% to 95%, and the density of the positive layer is 3 g/cm3 or more and the density of the negative layer is 2-2.9 g/cm3 (see paragraphs [0154]-[0158] and [0164]-[0168]). A skilled artisan would expect using a large mass percent of the active material would lead to a large volume percent of the active material in the active material layer, and as such expect having a mass percent of 80% to 95% of the mixed active material in the active material layer to result in a volume filling rate of the electrode active material with respect to a volume of the entire electrode material layer of 60% or more. Regarding Claim 16, modified Iwasaki discloses the lithium ion secondary battery according to claim 11 (see rejection of claim 11 above). Iwasaki further discloses the lithium ion secondary battery electrode is a positive electrode (see paragraphs [0018] and [0022]-[0024]). Regarding Claim 17, modified Iwasaki discloses the lithium ion secondary battery according to claim 11 (see rejection of claim 11 above). Iwasaki further discloses the lithium ion secondary battery electrode is a negative electrode (see paragraphs [0018] and [0022]-[0024]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SYDNEY L KLINE whose telephone number is (703)756-1729. The examiner can normally be reached Monday-Friday 8:00am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Ruddock can be reached at 571-272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.L.K./Examiner, Art Unit 1729 /ULA C RUDDOCK/Supervisory Patent Examiner, Art Unit 1729
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Prosecution Timeline

Show 1 earlier event
Apr 29, 2025
Non-Final Rejection mailed — §103
Jul 29, 2025
Response Filed
Oct 07, 2025
Final Rejection mailed — §103
Jan 06, 2026
Request for Continued Examination
Jan 08, 2026
Response after Non-Final Action
Feb 25, 2026
Non-Final Rejection mailed — §103
May 21, 2026
Response Filed
Sep 24, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12749710
ADDITIVE FOR ELECTROLYTE OF SECONDARY LITHIUM BATTERY, ELECTROLYTE FOR SECONDARY LITHIUM BATTERY, AND SECONDARY LITHIUM BATTERY COMPRISING SAME
4y 1m to grant Granted Sep 29, 2026
Patent 12695110
BATTERY ASSEMBLY SYSTEMS AND METHODS
3y 9m to grant Granted Jul 28, 2026
Patent 12689104
BATTERY MODULE
4y 3m to grant Granted Jul 21, 2026
Patent 12651785
Thermal Management of Battery Systems
3y 11m to grant Granted Jun 09, 2026
Patent 12633535
ELECTROCHEMICAL DEVICE AND ELECTRONIC DEVICE CONTAINING SAME
3y 7m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
71%
Grant Probability
98%
With Interview (+26.7%)
3y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 35 resolved cases by this examiner. Grant probability derived from career allowance rate.

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