Prosecution Insights
Last updated: April 17, 2026
Application No. 17/803,355

Conical electrostatic speaker

Non-Final OA §103
Filed
May 31, 2022
Examiner
DIAZ, SABRINA
Art Unit
2693
Tech Center
2600 — Communications
Assignee
unknown
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
97%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
385 granted / 522 resolved
+11.8% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
45 currently pending
Career history
567
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
49.7%
+9.7% vs TC avg
§102
17.7%
-22.3% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 522 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Pub No 2012/0237069 A1 to Harman in view of US Patent Pub No 2005/0147265 A1 to Smits et al. (“Smits”). As to claim 1, Harman discloses an electrostatic speaker driver comprising: a frame; a non-planar speaker diaphragm assembly fixed to the frame (see figures 1-2, 7-8 and 13-17; pg. 4, ¶ 0076; pg. 7, ¶ 0091; pg. 9, ¶ 0108), the speaker diaphragm assembly comprising a diaphragm, a non-planar first stator located ahead of the diaphragm, and a non-planar second stator located behind the diaphragm, wherein the first stator has apertures therethrough for passing sound to an exterior of the first stator, and a proximal end fixed to the frame, the diaphragm has a proximal end fixed to the frame proximate the proximal end of the first stator, and the second stator has apertures therethrough for passing sound to an exterior of the second stator, and a proximal end fixed to the frame proximate the proximal end of the diaphragm (stator panels 2 and 10, membrane 6, see figures 1-2, 7-8 and 13-16; pg. 4, ¶ 0077 - ¶ 0078; pg. 7, ¶ 0093; pg. 9, ¶ 0108), and the first stator has a distal end fixed to the frame, the diaphragm has a distal end fixed to the frame proximate the distal end of the first stator, and the second stator has a distal end fixed to the frame proximate the distal end of the diaphragm (see figures 1-2, 7-8 and 13-16; pg. 9, ¶ 0108). Harman further discloses an electrical system including a source of electrical signals corresponding to sound signals connected to the speaker (see figure 9; pg. 7, ¶ 0094), but does not expressly disclose the electrical system including source of positive charge connected to one of the first stator and the second stator, a source of negative charge connected to the other one of the first stator and the second stator, and a source of electrical signals corresponding to sound signals connected to the diaphragm. Smits discloses a similar electrostatic speaker, and further discloses the electrical system wherein the front and back stators have positive and negative electrical charges applied therein, and a voltage audio signal from an audio source is further applied to the diaphragm (see figures 1B and 4-6; pg. 2, ¶ 0025; pg. 3, ¶ 0029). Harman and Smits are analogous art because they are both drawn to electrostatic speakers. It would have been an obvious choice before the effective filing date of the claimed invention to incorporate the electrical system as taught by Smits in the speaker as taught by Harman. The motivation being as a matter of design, and further as the inverted input configuration can allow the use of a simpler and less expensive audio amplifier and provide a safer and more efficient electrostatic speaker with a greater frequency response (Smits pg. 1, ¶ 0011 - ¶ 0012; pg. 2 ¶ 0015). As to claim 2, Harman in view of Smits further discloses further comprising at least one spar separating the diaphragm from the first stator and at least one spar separating the diaphragm from the second stator (Harman spacer elements 4 and 8, see figures 2 and 7-8; pg. 4, ¶ 0079; Smits figure 6; pg. 3, ¶ 0034). As to claim 3, Harman in view of Smits further discloses wherein each one of the first stator and the second stator is curved and the first stator, the diaphragm, and the second stator have a common central axis, and the first stator and the second stator are parallel to one another (Harman figures 2, 7-8 and 13-17; pg. 3, ¶ 0042). As to claim 4, Harman in view of Smits further discloses wherein the first stator, the diaphragm, and the second stator each extend at least one hundred eighty degrees around the common central axis (Harman figures 13-14; pg. 8, ¶ 0103). As to claim 5, Harman in view of Smits further discloses wherein the first stator, the diaphragm, and the second stator each extend three hundred sixty degrees around the common central axis (Harman figures 7-8 and 15; pg. 9, ¶ 0109). As to claim 6, Harman in view of Smits further discloses wherein: the frame includes a central member having a cylindrical outer surface coaxial with the common central axis; the first stator and the second stator are frustoconical; and the distal ends of the first stator, of the diaphragm, and of the second stator are coupled to the central member (Harman figure 7; pg. 1, ¶ 0032). As to claim 7, Harman in view of Smits further discloses wherein the frame includes a peripheral wall proximate the proximal ends of the first stator, of the diaphragm, and of the second stator, and the proximal ends of the first stator, of the diaphragm, and of the second stator are coupled to the peripheral wall (Harman mounting frame portions at diaphragm ends, see figures 7-8). As to claim 8, Harman in view of Smits further discloses further comprising an enclosure including walls covering the speaker diaphragm assembly, the enclosure including at least one opening for passing sound from the stators to an exterior of the enclosure (Harman figure 6; pg. 7, ¶ 0090; pg. 9, ¶ 0108). As to claim 9, Harman in view of Smits further discloses wherein the speaker diaphragm assembly is part of a speaker, and the speaker includes at least a second speaker diaphragm assembly contained within the enclosure, supported by the frame, and having sound characteristics different from sound characteristics of the first speaker diaphragm assembly (Harman figures 6-8 and 14-16; pg. 7, ¶ 0090, ¶ 0093; pg. 9, ¶ 0108 - ¶ 0111). Conclusion 4. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SABRINA DIAZ whose telephone number is (571)272-1621. The examiner can normally be reached Monday-Friday 10am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, AHMAD MATAR can be reached on (571)272-7488. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SABRINA DIAZ/Examiner, Art Unit 2652 /AHMAD F. MATAR/Supervisory Patent Examiner, Art Unit 2652
Read full office action

Prosecution Timeline

May 31, 2022
Application Filed
Jun 29, 2023
Non-Final Rejection — §103
Jan 22, 2024
Response after Non-Final Action
Feb 20, 2024
Response Filed

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
97%
With Interview (+23.2%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 522 resolved cases by this examiner. Grant probability derived from career allow rate.

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