Prosecution Insights
Last updated: October 04, 2026
Application No. 17/806,608

SLOTTED COATINGS AND METHODS OF FORMING THE SAME

Final Rejection §102§103§112
Filed
Jun 13, 2022
Examiner
ECKARDT, ADAM MICHAEL
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
General Electric Company
OA Round
2 (Final)
65%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
126 granted / 193 resolved
-4.7% vs TC avg
Strong +41% interview lift
Without
With
+40.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
32 currently pending
Career history
221
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
50.3%
+10.3% vs TC avg
§102
14.3%
-25.7% vs TC avg
§112
30.5%
-9.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 193 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 12-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 12, the recitation of “further comprising calibrating a laser beam prior to performing the plurality of laser ablation passes” is unclear if the applicant is referring to a new laser beam or the “a laser beam” of claim 1 of which claim 12 depends. Claims 13-20 are also rejected due to their dependence to one or more of the above rejected independent claims. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 2, 4, 7, 9, and 10 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by US8357454B2 Kulkarni. Regarding claim 1, Kulkarni teaches, A method of forming a slot (grooves 28) in a coating (thermal barrier coating 18) formed on a curvilinear portion of a part (aero foil section of a turbine 10 which is a curvilinear feature of a wing, aka, turbine blade; abstract; column 3 lines 59 to 67), the method comprising performing a plurality of laser ablation passes (column 10 lines 9 to 11), each laser ablation pass of the plurality of laser ablation passes (76) including: focusing a laser beam to a focus depth (figs. 4a and 4b and column 7 lines 27 to 67 and column 8 lines 1 to 38 teach performing passes at desired focal distances); irradiating the coating of the curvilinear portion with the laser beam focused at the focus depth to remove coating material of the coating by laser ablation (figs. 4a and 4b and column 7 lines 27 to 67 and column 8 lines 1 to 38 teach performing passes at desired focal distances in the ceramic material layer 46 which is a coating layer); and scanning the laser beam in a scanning direction while irradiating the coating of the curvilinear portion with the laser beam, the scanning direction being a direction transverse to a thickness direction of the coating, wherein the focus depth of each subsequent pass of the plurality of laser ablation passes is deeper in a thickness direction of the coating than the pass preceding the subsequent pass (dashed depth lines A1 to A3 indicate a desired focal distance and depth; figs. 4a and 4b and column 7 lines 27 to 67 and column 8 lines 1 to 38 teach performing passes at desired focal distances). Regarding claim 2, Kulkarni teaches, The method of claim 1 (as discussed above), wherein the curvilinear portion of the part is curved in the scanning direction (aero foil section of a turbine 10 which is a curvilinear feature of a wing, aka, turbine blade; abstract; column 3 lines 59 to 67; ). Regarding claim 4, Kulkarni teaches, The method of claim 1 (as discussed above), wherein the number of the plurality of laser ablation passes is controlled to produce a slot that has a depth that is less than the thickness of the coating (claims 4 and 7). Regarding claim 7, Kulkarni teaches The method of claim 1 (as discussed above), wherein the laser beam is scanned in the scanning direction while irradiating the coating of the curvilinear portion with the laser beam for a scanning distance, the focus depth being constant over the scanning distance (figs. 4a and 4b and column 7 lines 27 to 67 and column 8 lines 1 to 38 teach performing a first pass at desired first focal distance before performing a second pass with a second focal distance, therefore, the first pass is a scanning direction for a distance). Regarding claim 9, Kulkarni teaches The method of claim 1 (as discussed above), wherein the coating is a ceramic coating, and the ceramic coating is formed on a substrate of the part, the substrate being a metal (ceramic material layer 46 which is a coating layer, claim 1, claim 7). Regarding claim 10, Kulkarni teaches The method of claim 9 (as discussed above), wherein the part is a component of a gas turbine engine and the ceramic coating is a thermal barrier coating (aero foil section of a turbine 10 which is a curvilinear feature of a wing, aka, turbine blade; abstract; column 3 lines 59 to 67; claim 1 teaches the ceramic coating is a thermal barrier coating). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 3, 5, and 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over US8357454B2 Kulkarni in view of US10099249B2 Shimada Regarding claim 3, Kulkarni teaches, The method of claim 1 (as discussed above). The difference between the prior art and the claimed invention is that Kulkarni does not teach: wherein irradiating the coating produces a width of the slot for each pass, and irradiating the coating includes controlling the laser beam to produce a width of the slot for each subsequent pass that is less than the width of the slot of the pass preceding the subsequent pass. Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. Further, there were design incentives for implementing the claimed variation. Specifically, Shimada teaches a method for using a laser to create a decorative pattern on a workpiece (abstract) and further teaches wherein irradiating the coating produces a width of the slot for each pass, and irradiating the coating includes controlling the laser beam to produce a width of the slot for each subsequent pass that is less than the width of the slot of the pass preceding the subsequent pass(column 6 lines 41 to 60 teach performing passes of a laser at different line to line widths W1 to W3 where W2 is less than W3). Therefore, one of ordinary skill in the art, before the effective filing date of the claimed invention, would have been motivated to modify the passes of Kulkarni with the line widths of Shimada for the purpose of creating favorable hairline patterns 22 (Shimada column 6 lines 51 to 52). Regarding claim 5, Kulkarni teaches, The method of claim 1 (as discussed above). The difference between the prior art and the claimed invention is that Kulkarni does not teach: A method of forming a slot in a coating formed on a curvilinear portion of a part, the curvilinear portion of the part being curved in a direction transverse to a longitudinal axis of the part and in a direction parallel to the longitudinal axis of the part, the method comprising: forming a first slot using the method of claim 1, the scanning direction having a component direction parallel to the longitudinal axis; rotating the part about the longitudinal axis; and forming a second slot using the method of claim 1, the scanning direction having a component direction parallel to the longitudinal axis. Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. Further, there were design incentives for implementing the claimed variation. Specifically, Shimada teaches A method of forming a slot (pattern 22) in a coating (film 21) formed on a curvilinear portion of a part (claim 1 automobile interior part 11), the curvilinear portion (the arc-like laser-processed grooves 24, 25) of the part being curved in a direction transverse to a longitudinal axis of the part and in a direction parallel to the longitudinal axis of the part (figs. 1 and 9), the method comprising: forming a first slot using the method of claim 1, the scanning direction having a component direction parallel to the longitudinal axis (as discussed in the rejection of claim 1 above); rotating the part about the longitudinal axis (column 7 lines 4 to 20 teaches the use of work-displacement robot 43 to rotate the automobile-interior part 11 with respect the laser irradiating device 44); and forming a second slot using the method of claim 1, the scanning direction having a component direction parallel to the longitudinal axis (streaming direction A1 is the longitudinal axis that hairline pattern 22 is formed parallel to). Therefore, one of ordinary skill in the art, before the effective filing date of the claimed invention, would have been motivated to modify Kulkarni with the teachings of Shimada for the purpose of creating favorable hairline patterns 22 (Shimada column 6 lines 51 to 52). Regarding claim 6, The primary combination teaches the method of claim 5 (as discussed above), The difference between the prior art and the claimed invention is that Kulkarni does not teach: wherein forming the first slot and forming the second slot each includes scanning the laser beam in the scanning direction with a component direction of the scanning direction being in a radial direction of the part. Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. Further, there were design incentives for implementing the claimed variation. Specifically, Shimada teaches wherein forming the first slot and forming the second slot each includes scanning the laser beam in the scanning direction with a component direction of the scanning direction being in a radial direction of the part (see annotated fig. 9 below). Therefore, one of ordinary skill in the art, before the effective filing date of the claimed invention, would have been motivated to modify Kulkarni with the teachings of Shimada for the purpose of creating favorable hairline patterns 22 (Shimada column 6 lines 51 to 52). PNG media_image1.png 486 867 media_image1.png Greyscale Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over US8357454B2 Kulkarni in view of US20170216969A1 Dietrich Regarding claim 8, Kulkarni teaches The method of claim 7 (as discussed above), The difference between the prior art and the claimed invention is that Kulkarni does not teach: wherein the scanning distance includes a start position and an end position, at least one of the start position and the end position of a subsequent pass being different than the pass preceding the subsequent pass. Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. Further, there were design incentives for implementing the claimed variation. Specifically, Dietrich teaches a method for creating a thermal barrier coating having an increased service life (par. 15) where a laser is used to create engraving lines 1 and 2 (fig. 2 par. 33 and 34) wherein the scanning distance (distance of engraving lines 1 and 2) includes a start position and an end position (engraving lines 1 and 2 are inherent to have a start and finish because engraving lines 1 and 2 cannot be infinite), at least one of the start position and the end position of a subsequent pass being different than the pass preceding the subsequent pass (engraving lines 1 and 2 are passes with different start and end positions such that engraving lines 1 and 2 are perpendicular). Therefore, one of ordinary skill in the art, before the effective filing date of the claimed invention, would have been motivated to use the invention of Kulkarni in the patterns as taught by Dietrich for creating a thermal barrier coating having an increased service life (par. 15). Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over US8357454B2 Kulkarni in view of US 20200256201 A1 Schaeffer Regarding claim 11, Kulkarni teaches, The method of claim 10 (as discussed above). The difference between the prior art and the claimed invention is that Kulkarni does not teach: wherein the part is a heat shield for a fuel nozzle, the heat shield including a flange having the curvilinear portion. Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. Further, there were design incentives for implementing the claimed variation. Specifically, Schaeffer teaches a method of controlling an extent of a thermal barrier coating (TBC) sheet spall and a hot gas path (HGP) component are disclosed. The method provides an HGP component having a body with an exterior surface” (abstract) and further teaches wherein the part is a heat shield for a fuel nozzle (108), the heat shield including a flange having the curvilinear portion (fig. 1). Therefore, one of ordinary skill in the art, before the effective filing date of the claimed invention, would have been motivated to perform the method of Kulkarni on the fuel nozzle 108 of a combustor 104 as taught by Schaeffer for the purpose of modifying a desired part to include a fuel nozzle. Expressions relating the material or article worked upon (e.g., a heat shield for a fuel nozzle) by a structure being claimed does not impart patentability to the claims. While features of an apparatus may be recited either structurally or functionally, claims directed to an apparatus must be distinguished from the prior art in terms of structure rather than function. Allowable Subject Matter Claims 12-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims and if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. The closest prior art of record is discussed hereafter: US20050215986A1 Chernyak The prior art of record by itself or in combination does not disclose the structural and functional limitations as recited in the claims. Specifically, the prior art does not disclose a method comprising calibrating a laser beam prior to performing the plurality of laser ablation passes, imaging a calibration block, forming a calibration slot, locating the position of the focus of the laser beam in the field of view of the first camera based on the depth of the calibration slot; and locating the position of the focus of the laser beam in a field of view of a second camera based on the depth of the calibration slot, the field of view of the second camera being transverse to the field of view of the first camera as recited in claim 12. While Chernyak does disclose in claim 1 “a method for calibrating laser pulses from a laser eye surgery system using an image capture device, the method comprising: imaging a known object with an image capture device; directing a pulsed laser beam onto a calibration surface so as to leave a mark on the calibration surface; imaging the mark on the calibration surface with the image capture device”, Chernyak does not disclose locating the position of the focus of the laser beam in the field of view of the first camera based on the depth of the calibration slot; and locating the position of the focus of the laser beam in a field of view of a second camera based on the depth of the calibration slot, the field of view of the second camera being transverse to the field of view of the first camera. Since none of the prior art references of record alone or in combination disclose all the limitations of the applicant's claim 12, and since the prior art of record does not teach and render obvious of imaging a calibration block, forming a calibration slot, locating the position of the focus of the laser beam in the field of view of the first camera based on the depth of the calibration slot; and locating the position of the focus of the laser beam in a field of view of a second camera based on the depth of the calibration slot, the field of view of the second camera being transverse to the field of view of the first camera, thus claim 12 reads over the prior art of record and is considered to have allowable subject matter. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ADAM M ECKARDT whose telephone number is (313)446-6609. The examiner can normally be reached 6 a.m to 2:00 p.m EST Monday to Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Edward Landrum can be reached at (571) 272-5567. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ADAM MICHAEL. ECKARDT Assistant Examiner Art Unit 3761 /ADAM M ECKARDT/Examiner, Art Unit 3761 /EDWARD F LANDRUM/Supervisory Patent Examiner, Art Unit 3761
Read full office action

Prosecution Timeline

Jun 13, 2022
Application Filed
Apr 22, 2026
Non-Final Rejection mailed — §102, §103, §112
Jul 17, 2026
Response Filed
Oct 01, 2026
Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+40.6%)
3y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 193 resolved cases by this examiner. Grant probability derived from career allowance rate.

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