Prosecution Insights
Last updated: October 04, 2026
Application No. 17/815,957

SYSTEMS AND METHODS FOR LOADING REAGENT-CONTAINING MICROFLUIDIC CHIPS

Non-Final OA §103
Filed
Jul 29, 2022
Priority
Jul 29, 2021 — provisional 63/227,303
Examiner
HERBERT, MADISON TAYLOR
Art Unit
1758
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Pattern Bioscience Inc.
OA Round
3 (Non-Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
13 granted / 22 resolved
-5.9% vs TC avg
Strong +54% interview lift
Without
With
+53.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
39 currently pending
Career history
68
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
55.4%
+15.4% vs TC avg
§102
18.2%
-21.8% vs TC avg
§112
24.2%
-15.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 22 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 29 June 2026 has been entered. Response to Amendment This is an office action in response to Applicant’s arguments and remarks filed on 29 June 2026. Claims 1-20 are currently pending in the application. Claims 11-20 have been previously withdrawn. Claims 1-10 are being examined herein. Status of Objections and Rejections The rejections of claims 1, 5-6, and 8 under 35 U.S.C. § 103 over Bort (US 20140161686 A1) in view of Handique (US 20140272965 A1) are withdrawn in view of amendments. The rejections of claims 2-4, 7, and 9 under 35 U.S.C. § 103 over Bort (US 20140161686 A1) in view of Handique (US 20140272965 A1) and in further view of Ho (US 20040132218 A1) are withdrawn in view of amendments. The rejection of claim 10 under 35 U.S.C. § 103 over Bort (US 20140161686 A1) in view of Handique (US 20140272965 A1) and in further view of Johnson (US 20200197931 A1) are withdrawn in view of amendments. Response to Arguments Applicant’s arguments, see Remarks, pg. 7-10, filed 29 July 2026, with respect to the rejections of claims 1-10 under 35 U.S.C. § 103 have been fully considered and are persuasive. The rejection of claim 1 under 35 U.S.C. § 103 in view of Bort (US 20140161686 A1) in view of Handique (US 20140272965 A1) has been withdrawn. Applicant primary argues Bort in view of Handique neither alone nor in combination teach or suggest, “an inlet port; a chamber configured to receive fluid from the inlet port through a channel," a "first valve or frangible member having ... an open position in which fluid is permitted to enter or exit the chamber through the first valve or frangible member without flowing through the channel," and "a second valve or frangible member having ... an open position in which fluid is permitted to flow between the chamber and the reservoir," as in independent claim 1” (Remarks, pg. 7-9). Examiner maintains the use of Bort as no additional arguments against Bort were made and remedies the deficiencies of Bort in view of Cucchi, et. al. (US 20190201894 A1). Applicant offers no additional arguments for dependent claims 2-4, 7, 9, and 10 aside from their dependence on claim 1 and that Ho and Johnson to not remedy the deficiencies of claim 1 in view of Bort (Remarks, pg. 10). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 5-6, and 8 are rejected under 35 U.S.C. 103 as being unpatentable over Bort, et. al. (US 20140161686 A1) in view of Cucchi, et. al. (US 20190201894 A1). Regarding claim 1, Bort teaches a microfluidic droplet actuating system (Abstract) (a microfluidic device including a microfluidic circuit). Bort teaches a barrel 1452 that holds a quantity of liquid 1454 with an inlet (unlabeled) at an upper position of barrel 1452 covered by seal 1460 (Fig. 14; par. 0074-0075) (an inlet port; a chamber configured to receive fluid from the inlet port, the chamber containing a reagent; a first valve or frangible member). Bort teaches seal 1460 retains liquid 122 inside barrel 1452 by remaining sealed closed (par. 0075) (a closed position in which fluid is prevented from entering or exiting the chamber through the first valve or frangible member) and can be pierced by piercer 1470 to puncture and open seal 1460 (par. 0076) (an open position in which fluid is permitted to… exit the chamber through the first valve or frangible member). Bort teaches barrel 1452 leads to outlet 1424 and droplet operations gap 1414 (reservoir) that collects liquid 1454 after second seal 1458 is pierced by piercing edge 1422 at loading port 1420 (Fig. 14; par. 0075, 0077-0078); modified Figure 14 below shows and approximate outline of the reservoir. Bort teaches droplet operations gap contains a filler fluid that is typically an oil (par. 0053) (a reservoir configured to receive liquid from the chamber, the reservoir containing a non-aqueous liquid). Bort teaches at the lowermost position of barrel 1452 is second seal 1458 (a second valve or frangible member having) that holds liquid in barrel 1452 until ready for use (par. 0075) (a closed position in which fluid is prevented from flowing between the chamber and the reservoir through the second valve or frangible member), and when ready for use, is pierced by piercing edge 1422 allowing liquid 1454 to move from barrel 1452 to droplet operations gap 1414 (par. 0077-0078) (an open position in which fluid is permitted to flow between the chamber and the reservoir through the second valve or frangible member). Bort teaches bottom substrate 1410, that partially delimits droplet operations gap 1414, comprises an arrangement of droplet operations electrodes 1416 creating a droplet operations surface once seal 1458 breaks and liquid 1454 moves from barrel 1452 to droplet operations gap 1414 (Fig. 14; par. 0074) (a droplet-generating region configured to receive liquid from the reservoir and produce droplets of the liquid from the reservoir). As seen in provided Figure 14 in the space below the outlined reservoir region. PNG media_image1.png 560 475 media_image1.png Greyscale The difference between the droplet operations gap 1414 being read as the reservoir and the surface of substrate 1410 comprising electrodes 1416 being read as the droplet generating region can be summarized as follows: The channel itself does not generate droplets it is an open space between a top 1412 and bottom substrate 1410, channel or reservoir, to hold liquid that comes from barrel 1452 through loading port 1420 to be acted upon droplet operations electrodes 1416 the portion of the bottom substrate comprising electrodes 1416 is the droplet-generating region. Examiner wishes to clarify the interpretation of the word "through" in the limitation "through the first valve or frangible member." The term "through" can be interpreted either to be moving physically through a material, as in across, or to be an action being completed through the means of an action. Based on Figures 7A-7F of the instant application, "through" is interpreted as the latter. Bort is silent to the fluid being received from the inlet port being done through a channel and wherein in the open position, fluid is permitted to enter or exit the chamber through the first valve or frangible member without flowing through the channel. Cucchi teaches a valving system between paths and a coupling zone (Abstract). Cucci teaches a container 260 comprising a tubular body 262 (chamber) with a top end 262C and a bottom end 262D fluidically in line with a fluidic line 279 (Fig. 31). Top end 262C is configured to be sealed by a lid 263 and bottom end 262D comprises a perforable wall (second valve or frangible member) (par. 0222) configured to be pierced by perforation structure 278 such that a fluid 273 held within container 260 moves into fluid channel 279 (Fig. 32A-B). Cucchi teaches container 260 can be loaded with a sample while still being sealed by lid 263 catheter fluid line 283 (channel). See provided Figure 33 wherein the channel is outlined (a chamber configured to receive fluid from the inlet port through a channel). While exiting container 260, fluid does not move bac through catheter fluid line (channel) but instead through lower end 262D (Fig. 32B) (an open position in which fluid is permitted to… exit the chamber through the first valve or frangible member without flowing through the channel). Cucchi teaches this fluid (sample) loading method, wherein the sample is introduced to a container through a catheter (channel) and exits the container through a different path allows for samples to be loaded into the container while keeping the system sterile (par. 0239). PNG media_image2.png 464 261 media_image2.png Greyscale It would have been obvious for one or ordinary skill in the art before the effective filing date of the invention to modify the microfluidic circuit and chamber of Bord to further include a channel wherein a fluid can enter the chamber and wherein, when exiting the chamber, the fluid does not flow back through the channel as taught by Cucchi because the channel allows for samples to be loaded into the container while keeping the system sterile (Cucchi, par. 0239) with reasonable expectation of success. MPEP 2143(I)(G). Examiner notes there is no structure attributed to the chamber structure as to how the fluid enters and exits the chamber structure. Examiner notes, any prior art structure wherein fluid enters via one path and exits via a secondary path reads on the limitation "without flowing through the channel." Regarding claim 5, modified Bort teaches first seal 1460 is configured to retain a liquid until penetrated and comprises a material like foil or cellophane (Bort, par. 0075) (the first valve or frangible member comprises a first fluid-impermeable membrane). Regarding claim 6, modified Bort teaches second seal 1458 is configured to retain a liquid until penetrated and comprises a material like foil or cellophane (Bort, par. 0075) (the second valve or frangible member comprises a second fluid-impermeable membrane). Regarding claim 8, modified Bort teaches all seals 1460, 1458 are arranged such that a single axis runs perpendicularly to all three (Bort, Fig. 14) (the first fluid-impermeable membrane and the second fluid-impermeable membrane are aligned such that an axis extends through each). Claims 2-4, 7, and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Bort, et. al. (US 20140161686 A1) and Cucchi, et. al. (US 20190201894 A1) as applied to claim 1 above, in further view of Ho (US 20040132218 A1). Regarding claim 2, modified Bort teaches a third seal 1462 at the uppermost position of barrel 1452 above seal 1460 (Fig. 14; par. 0075) (the microfluidic circuit comprises a third valve or frangible member). This divides the dispenser into a portion that includes seal 1462 and the area above seal 1462, and a second portion that includes seal 1460 and is below seal 1462 (Fig. 14) (that separates the chamber into a first portion and a second portion). Bort teaches seal 1462 can be a hydrophobic and oleophobic membrane and is sealed and all liquid/reagent 1454 remains in barrel 1452 allowing air to vent through the device (par. 0075-0076, 0078) (a closed position in which gas, but not liquid, is permitted to flow between the first and second portions through the third valve or frangible member). Bort does teach that liquid/reagent 1454 is not limited to being liquid but can also be a dry reagent that is reconstituted upon puncturing of the seal and entering the droplet-generating region (par. 0038). Modified Bort is silent to an open position in which fluid is permitted to flow between the first and second portions through the third valve or frangible member. Ho teaches a microfluidic device with a plurality of reagent cavities separated by breakable seals (Abstract). Ho teaches the microfluidic device comprises a four-layer structure with a buffer solution 50 stored in the reagent buffer layer 51 and dry reagent 54 stored in dry reagent cavity 55 in the dry reagent layer 52 (Fig. 4; par. 0022). The buffer solution and dry reagent are separated by a first thin film 53 (Fig. 4; par. 0022) (the microfluidic circuit comprises a third valve or frangible member that separates the chamber into a first portion and a second portion). Ho teaches an actuator that engages with a microcap assembly housing a pin that pushes downward puncturing the thin film 53 separating the buffer solution from the dry reagent (Fig. 4; par. 0022) (an open position in which fluid is permitted to flow between the first and second portions through the third valve or frangible member). Ho teaches this configuration mitigates common problems associated with microfluidic devices like air bubbles associated with dead volume (par. 0010). It would have been obvious to one skilled in the art before the effective filing date of the invention to modify the air permeable membrane in the chamber of Bort to include a pierceable seal/membrane in the middle of the chamber as taught by Ho because an open position between the first and second portions through the third valve or frangible member prevents air bubbles and further allows mixing of dry reagents with solution at a specified time. Because both devises use microfluidic devices with pierceable chambers with mixable reagents for analysis, modifying the membrane to be pierceable as provided by Ho, provides likewise sought functionality with reasonable expectation of success. MPEP § 2143(I)(G). Regarding claim 3, modified Bort teaches seal 1462 can be a hydrophobic and oleophobic membrane, specifically a Versapor membrane that is air-permeable (Bort, par. 0075) (the third valve or frangible member comprises an air-permeable membrane). Regarding claim 4, modified Bort in view of Ho teaches thin film 53 holds/encloses a buffer solution in the reagent buffer layer until pierced by a pin allowing the buffer to move down into the dry reagent layer 52 (Ho, Fig. 4; par. 0022) (the air-permeable membrane comprises the reagent). Regarding claim 7, modified Bort teaches first seal 1460 is configured to retain a liquid until penetrated and comprises a material like foil or cellophane (Bort, par. 0075) (the first valve or frangible member comprises a first fluid-impermeable membrane). Bort teaches second seal 1458 is configured to retain a liquid until penetrated and comprises a material like foil or cellophane (Bort, par. 0075) (the second valve or frangible member comprises a second fluid-impermeable membrane). Bort teaches all three seals 1460, 1458, and 1462 are arranged such that a single axis runs perpendicularly to all three (Bort, Fig. 14) (and the first fluid-impermeable membrane, the second fluid-impermeable membrane, and the air-permeable membrane are aligned such than an axis extends through each). Regarding claim 9, modified Bort teaches a piercer 1470 that moves along the axis perpendicular to seals 1460 and 1462 to pierce seal 1460 (Bort, Fig. 14; par. 0078) (a penetrator that is movable relative to the membranes along the axis). Modified Bort teaches upon dispenser 1450 moving downward, edge 1422 pierces seal 1458 along a perpendicular axis (Bort, Fig. 14; par. 0078). Modified Bort is silent to a (single) penetrator configured to puncture the membranes such that the membranes are in the open position. Ho teaches beyond the dry reagent layer 52 below dry reagent cavity 55 is a second thin film 56 that separate the above sections from the microchannel layer (Fig. 4; par. 0022). When the microcap assembly housing the pin is actuated, the pin pierces first the first thin film 53 mixing the dry reagents and buffer and then pierces the second thin film 56 forcing the mixture into the microchannel (Fig. 4; par. 0022) (the penetrator configured to puncture the membranes such that the membranes are in the open position). It can be seen in Figure 4 that the pin moves from the upper layer to the lowermost layer. Ho teaches the full range of piercing by a singular piercing element ensures the mixing of the dry reagent with the buffer solution and moving that mixture down to the microchannel for further analysis (par. 0022). It would have been obvious to one skilled in the art before the effective filing dating of the invention to modify two-piercer configuration of modified Bort to instead be a single piercer that penetrates all seals/membranes as taught by Ho because a single piercer thoroughly moves all reagents/mixtures from the holding cavities/chambers, into a microchannel for further analysis/processing (Ho, par. 0022) with reasonable expectation of success. MPEP § 2143(I)(G). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Bort, et. al. (US 20140161686 A1) and Cucchi, et. al. (US 20190201894 A1) as applied to claim 1 above, in view of Johnson (US 20200197931 A1). Regarding claim 10, modified Bort teaches all the limitations as applied to claim 1 above. Bort is silent to the droplet-generating region includes a flow path having a minimum cross-sectional area that increases along the flow path in a direction away from the reservoir. Johnson teaches a microfluidic chip with a microfluidic network with droplet-generating regions (Abstract). Johnson teaches a microfluidic chip with ports and channels that hold an aqueous and non-aqueous liquid and uses pressure changes to move the liquids through the microfluidic network to a droplet-generating region (par. 0059-0063). Johnson teaches the droplet-generating region includes a flow path starting with a constriction section 76 leading to an expansion region 98 wherein droplets are subsequently formed and move along the flow path (Fig. 9A-D; par. 0063) (the droplet-generating region includes a flow path having a minimum cross-sectional area that increases along the flow path in a direction away from the reservoir). Johnson teaches including a downstream expansion of the channel creates consistently sized droplets and helps propels the droplets forward (par. 0009). It would have been obvious to one skilled in the art before the effective filing date of the invention to modify the droplet generating region of modified Bort to include a flow path with an expanding cross-sectional area as provided by Johnson because an expanded flow path forms drops of the same size and encourage downstream movement of the drops (Johnson, par. 0009) with reasonable expectation of success. MPEP 2143(I)(G). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Dupin, et. al. (US 20210283612 A1): A droplet generating microfluidic device (Abstract). Arab, et. al. (US 20210053065 A1): A droplet generating microfluidic device (Abstract). Any inquiry concerning this communication or earlier communications from the examiner should be directed to MADISON T HERBERT whose telephone number is (571)270-1448. The examiner can normally be reached Monday-Friday 8:30a-5:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Maris Kessel can be reached at (571) 270-7698. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M.T.H./Examiner, Art Unit 1758 /MARIS R KESSEL/Supervisory Patent Examiner, Art Unit 1758
Read full office action

Prosecution Timeline

Jul 29, 2022
Application Filed
Jun 22, 2023
Response after Non-Final Action
Jul 11, 2025
Non-Final Rejection mailed — §103
Jan 12, 2026
Response Filed
Mar 30, 2026
Final Rejection mailed — §103
Jun 29, 2026
Request for Continued Examination
Jun 30, 2026
Response after Non-Final Action
Sep 18, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
99%
With Interview (+53.7%)
3y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 22 resolved cases by this examiner. Grant probability derived from career allowance rate.

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