Prosecution Insights
Last updated: April 19, 2026
Application No. 17/820,005

NOVEL 3' END CAPS, 5' END CAPS AND COMBINATIONS THEREOF FOR THERAPEUTIC RNA

Non-Final OA
Filed
Aug 16, 2022
Examiner
VANHORN, ABIGAIL LOUISE
Art Unit
1636
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Novartis AG
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
3y 7m
To Grant
69%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
557 granted / 1191 resolved
-13.2% vs TC avg
Strong +22% interview lift
Without
With
+21.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
78 currently pending
Career history
1269
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
42.6%
+2.6% vs TC avg
§102
9.9%
-30.1% vs TC avg
§112
23.1%
-16.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1191 resolved cases

Prosecution Timeline

Aug 16, 2022
Application Filed
Oct 30, 2025
Non-Final Rejection (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600972
LIPOPOLYSACCHARIDE (LPS) APTAMERS AND ASSOCIATED METHODS
2y 5m to grant Granted Apr 14, 2026
Patent 12582609
CANCER VACCINES
2y 5m to grant Granted Mar 24, 2026
Patent 12577271
MODIFIED NUCLEOTIDES AND USES THEREOF
2y 5m to grant Granted Mar 17, 2026
Patent 12553081
METHODS AND CONTROL COMPOSITIONS FOR A QUANTITATIVE POLYMERASE CHAIN REACTION
2y 5m to grant Granted Feb 17, 2026
Patent 12540323
NUCLEIC ACID, PHARMACEUTICAL COMPOSITION, CONJUGATE, PREPARATION METHOD, AND USE
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
69%
With Interview (+21.9%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 1191 resolved cases by this examiner. Grant probability derived from career allow rate.

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