Prosecution Insights
Last updated: May 29, 2026
Application No. 17/824,857

Endoscope

Final Rejection §103
Filed
May 25, 2022
Priority
May 26, 2021 — provisional 63/193,387 +2 more
Examiner
SHARPLESS, CHRISTEN ALICIA
Art Unit
3795
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Psip2 LLC
OA Round
2 (Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
49 granted / 105 resolved
-23.3% vs TC avg
Strong +28% interview lift
Without
With
+27.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
28 currently pending
Career history
142
Total Applications
across all art units

Statute-Specific Performance

§103
94.4%
+54.4% vs TC avg
§102
3.0%
-37.0% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 105 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendments to claim 1 in the response filed on 12/23/2025 are acknowledged. Claims 1-8 remain pending in the application Claims 1-8 are examined. Response to Arguments Applicant's arguments filed 12/23/2025 have been fully considered but they are not persuasive. Applicant argues that Neither Henley nor Aizenberg teaches an apparatus designed to retain an anti-adhesive lubricant in contact with a lens or window of the endoscope during shipment. The examiner respectfully disagrees. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., that the lubricant layer must be between the prism and the endoscope lens) are not recited in the rejected claim(s). The claim does not recite that the optical prism and connector are in direct contact with the lubricant. The claim only says that the lubricant must be in contact with a lens or window of the endoscope. Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Applicant also argues that the prior art contains no teaching, suggestion, or motivation to combine Henley's optical prism system with Aizenberg's anti-fouling coatings. However, "[a]ny judgment on obviousness is in a sense necessarily a reconstruction based on hindsight reasoning, but so long as it takes into account only knowledge which was within the level of ordinary skill in the art at the time the claimed invention was made and does not include knowledge gleaned only from applicant’s disclosure, such a reconstruction is proper." In re McLaughlin, 443 F.2d 1392, 1395, 170 USPQ 209, 212 (CCPA 1971). Therefore, Henley in view of Aizenberg, does teach the limitation. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-3 and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Publication No. 2014/0275771 to Henley et al. (hereinafter “Henley”) in view of U.S. Publication No. 2019/0136070 to Aizenberg et al. (hereinafter “Aizenberg”). Regarding claim 1, Henley discloses an apparatus, comprising: an optical prism designed to displace a field of view offset angle of an endoscope (140, Fig. 2, [0057]); a connector (130, Fig. 3, [0061]) designed to affix the optical prism to a tip of an endoscope (104, Fig. 3, [0056]) that has a field of view at an initial offset angle displaced off-axis of the endoscope (Fig. 3), and to retain the optical prism against displacement forces during insertion of the endoscope into a body cavity (Fig. 3) ;the optical prism and connector designed to reduce the offset angle of the field of view of the endoscope toward on-axis relative to the initial offset when the prism and connector are affixed to an optical tip of the endoscope (Fig. 3, [0059]); wherein the optical prism and connector are affixed to the endoscope (Fig. 3) for shipment (intended use). Henley fails to expressly teach designed to retain an anti-adhesive lubricant in contact with a lens or window of the endoscope during shipment. However, Aizenberg teaches of an apparatus (Aizenberg: Fig. 1D) designed to retain an anti-adhesive lubricant in contact with a lens or window of the endoscope during shipment (Aizenberg: [0054]). Therefore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the device of Henley to retain an anti-adhesive lubricant in contact with a lens or window of the endoscope during shipment, as taught by Aizenberg. It would have been advantageous to make the combination for the purpose of repelling liquid ([0132] of Aizenberg). Regarding claim 2, Henley, in view of Aizenberg, teaches the apparatus of claim 1, and Henley further discloses wherein the optical prism is designed to reduce the offset angle of the endoscope's field of view to no more than 100 (Henley: [0059]). Regarding claim 3, Henley, in view of Aizenberg, teaches the apparatus of claim 2, and Henley further discloses wherein the optical prism is designed to reduce the offset angle of the endoscope's field of view to no more than 5o (Henley: [0059]). Regarding claim 8, Henley, in view of Aizenberg, teaches the apparatus of claim 1. Henley, in view of Aizenberg, fails to expressly teach wherein the endoscope has a wetting surface treated to form a porous solid wetting surface designed to entrain an anti-adhesive lubricant in a layer over a lens or window of the endoscope. However, Aizenberg further teaches (Aizenberg: Fig. 1D) wherein the endoscope has a wetting surface treated to form a porous solid wetting surface designed to entrain an anti-adhesive lubricant in a layer over a lens or window of the endoscope (Aizenberg: [0054]). Therefore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the device of Henley, in view of Aizenberg, so that the endoscope has a wetting surface treated to form a porous solid wetting surface designed to entrain an anti-adhesive lubricant in a layer over a lens or window of the endoscope, as taught by Aizenberg. It would have been advantageous to make the combination for the purpose of repelling liquid ([0132] of Aizenberg). Claim(s) 4-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Henley, in view of Aizenberg, and further in view of U.S. Publication No. 2006/0276692 to Kucklick. Regarding claim 4, Henley, in view of Aizenberg, teaches the apparatus of claim 1. Henley, in view of Aizenberg, teaches the fails to expressly teach the optical prism is optically convex to magnify an image. However, Kucklick teaches of an apparatus (Kucklick: Fig. 1) wherein the optical prism is optically convex to magnify an image (Kucklick: Fig. 6, [0027]). Therefore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the device of Henley, in view of Aizenberg, so that the optical prism is optically convex to magnify an image, as taught by Kucklick. It would have been advantageous to make the combination for the purpose of providing a magnified view of an object within the surgical field (Kucklick: [0027]). Regarding claim 5, Henley, in view of Aizenberg, teaches the apparatus of claim 1. Henley, in view of Aizenberg, fails to expressly teach wherein the optical prism is optically concave to enlarge the endoscope's field of view. However, Kucklick teaches of an apparatus (Kucklick: Fig. 1) wherein the optical prism is optically concave to enlarge the endoscope's field of view (Kucklick: Fig. 5, [0026]). Therefore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the device of Henley, in view of Aizenberg, so that the optical prism is optically concave to enlarge the endoscope's field of view, as taught by Kucklick. It would have been advantageous to make the combination for the purpose of providing a wide-angle view of the surgical field ([0026] of Kucklick). Regarding claim 6, Henley, in view of Aizenberg, teaches the apparatus of claim 1. Henley, in view of Aizenberg, fails to expressly teach wherein the connector is designed to affix to the endoscope by mechanical forces. However, Kucklick teaches of an apparatus (Kucklick: Fig. 1) wherein the connector is designed to affix to the endoscope by mechanical forces (Kucklick: [0025]). Therefore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the device of Henley, in view of Aizenberg, so that the connector is designed to affix to the endoscope by mechanical forces, as taught by Kucklick. It would have been advantageous to make the combination for the purpose of holding the connector onto the endoscope (Kucklick: [0025]) Regarding claim 7, Henley, in view of Aizenberg, teaches the apparatus of claim 1. Henley, in view of Aizenberg, fails to expressly teach further comprising: the connector is designed to affix an optical filter in series with the prism. However, Kucklick teaches of an apparatus (Kucklick: Fig. 1) further comprising: the connector is designed to affix an optical filter in series with the prism (Kucklick: [0029]). Therefore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the device of Henley, in view of Aizenberg, so that the connector is designed to affix an optical filter in series with the prism, as taught by Kucklick. It would have been advantageous to make the combination for the purpose of reducing the light reflected into the arthroscope or to block certain wavelengths of light (Kucklick: [0029]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTEN A. SHARPLESS whose telephone number is (571)272-2387. The examiner can normally be reached Monday-Tuesday 6:00 AM - 2:00 PM, and Friday 6:00 AM - 10:00 AM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mike Carey can be reached at (571) 270-7235. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.A.S./Examiner, Art Unit 3795 /MICHAEL J CAREY/Supervisory Patent Examiner, Art Unit 3795
Read full office action

Prosecution Timeline

May 25, 2022
Application Filed
Jul 16, 2023
Response after Non-Final Action
Aug 27, 2025
Non-Final Rejection mailed — §103
Dec 23, 2025
Response Filed
Apr 09, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12629012
METHOD FOR OPERATING THE HEATING SYSTEM OF AN ENDOSCOPE, HEATING SYSTEM OF AN ENDOSCOPE, AND ENDOSCOPE SYSTEM
4y 9m to grant Granted May 19, 2026
Patent 12605050
ENDOSCOPIC DEVICE AND METHODS OF USE THEREOF
4y 9m to grant Granted Apr 21, 2026
Patent 12599287
SELF-LOCKING DEVICE OF ENDOSCOPE
4y 0m to grant Granted Apr 14, 2026
Patent 12588800
ENDOSCOPE TREATMENT TOOL
5y 1m to grant Granted Mar 31, 2026
Patent 12575722
METHOD OF VISIBLE LIGHT AND FLUORESCENCE IMAGING WITH REDUCED CHROMATIC ABERRATION
2y 9m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
74%
With Interview (+27.7%)
3y 3m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 105 resolved cases by this examiner. Grant probability derived from career allowance rate.

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