Prosecution Insights
Last updated: May 29, 2026
Application No. 17/834,868

NEGATIVE ELECTRODE AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY INCLUDING THE SAME

Non-Final OA §103
Filed
Jun 07, 2022
Priority
Jun 08, 2021 — JP 2021-095625
Examiner
MARTIN, ANGELA J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Prime Planet Energy & Solutions Inc.
OA Round
3 (Non-Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
35%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
588 granted / 872 resolved
+2.4% vs TC avg
Minimal -32% lift
Without
With
+-32.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 12m
Avg Prosecution
52 currently pending
Career history
950
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
85.3%
+45.3% vs TC avg
§102
12.7%
-27.3% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 872 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The Applicant has amended independent claim 1. The pending claims are claims 1-10. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 11/26/2025 has been entered. Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Woo et al., US 2019/0372118. Regarding claim 1, Woo et al., teaches a secondary battery (abstract) negative electrode (abstract; 0016) comprising: a negative electrode current collector (0051); and a negative electrode active material layer (0026) formed on a surface of the negative electrode current collector (0050), wherein the negative electrode active material layer (negative electrode 100; Fig. 1, 2) includes at least a first layer (first layer 200) and a second layer (composite layers; 0016), both the first layer (lithium metal powder 220 and inorganic material powder 210) and the second layer contain silicon oxide (lithium metal inorganic composite layer 201) doped with at least one alkali earth metal (0032-0034), the first layer (Fig. 1; lithium metal inorganic composite layer 201) is disposed between the second layer and the negative electrode current collector (current collector-Fig. 1, bottom black line). Woo et al., does not teach an amount of the alkali earth metal in the second layer calculated based on energy dispersive X-ray spectroscopy using a scanning electron microscope image is higher than an amount of the alkali earth metal in the first layer. However, energy dispersive X-ray spectroscopy using a scanning electron microscope image, is a product-by-process. "[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985). Regarding claim 2, Woo et al., teaches wherein the second layer contains at least 2 mass% or more of the silicon oxide containing the alkali earth metal (0064) (92 wt%), relative to 100 mass% of the negative electrode active material in the second layer (50-70 wt%) (0039). Regarding claim 3, Woo et al., does not teach wherein the first layer contains less than 2 mass% of the silicon oxide containing the alkali earth metal, relative to 100 mass% of the negative electrode active material in the first layer. However, the ratio of thickness of second layer to thickness of negative active material would be within the claimed range because "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Regarding claim 4, Woo et al., does not teach wherein a ratio of an average thickness of the second layer to an average thickness of the negative electrode active material layer is 20% or more to 70% or less. However, the ratio of thickness of second layer to thickness of negative active material would be within the claimed range because "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Regarding claim 5, Woo et al., teaches wherein the silicon oxide containing the alkali earth metal includes silicon oxide containing magnesium (0017; 0034) and/or silicon oxide containing calcium (0017; 0034). Regarding claim 6, Woo et al., teaches wherein the negative electrode active material layer contains a carbon material (0054). Regarding claim 7, Woo et al., teaches wherein the first layer further contains silicon oxide containing an alkali metal in addition to the silicon oxide containing the alkali earth metal (0032) (Fig. 1-3). Regarding claim 8, Woo et al., teaches wherein the second layer further contains silicon oxide (Fig. 1-3) containing an alkali metal in addition to the silicon oxide containing the alkali earth metal (0032). Regarding claim 9, Woo et al., teaches wherein the silicon oxide containing the alkali metal includes silicon oxide containing lithium (0032). Regarding claim 10, Woo et al., teaches a nonaqueous electrolyte secondary battery (0057) comprising: the negative electrode (0043) according to claim 1; a positive electrode (0043); and a nonaqueous electrolyte (0056). Response to Arguments 6. Applicant's arguments filed 11/26/2025 have been fully considered but they are not persuasive. The Applicant argues that “the interpretation asserted by the Office is that one layer 200 designated as both the first layer and the second layer. According to the description of Woo, two layers are not formed on the negative electrode 100.” However, Woo teaches the negative electrode active material layer (negative electrode 100; Fig. 1, 2) includes at least a first layer (first layer 200) and a second layer (composite layers; 0016), both the first layer (lithium metal powder 220 and inorganic material powder 210) and the second layer contain silicon oxide (lithium metal inorganic composite layer 201) doped with at least one alkali earth metal (0032-0034). Conclusion 7. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANGELA J MARTIN whose telephone number is (571)272-1288. The examiner can normally be reached 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ANGELA J. MARTIN Examiner Art Unit 1727 /ANGELA J MARTIN/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Show 2 earlier events
May 14, 2025
Applicant Interview (Telephonic)
May 14, 2025
Examiner Interview Summary
May 20, 2025
Response Filed
Aug 27, 2025
Final Rejection mailed — §103
Nov 26, 2025
Request for Continued Examination
Nov 28, 2025
Response after Non-Final Action
Jan 06, 2026
Non-Final Rejection mailed — §103
Apr 03, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12631565
Secondary Battery Having Lead Film Including Luminous Material and Method of Inspecting Defects of Secondary Battery
6y 0m to grant Granted May 19, 2026
Patent 12633534
STABLE CATHODE MATERIALS
3y 10m to grant Granted May 19, 2026
Patent 12626926
ELECTRODE WITH FLAME RETARDANT ADDITIVES AND METHOD AND SYSTEMS FOR PREPARATION AND USE
5y 0m to grant Granted May 12, 2026
Patent 12606457
Positive Electrode Active Material Precursor For Secondary Battery, Positive Electrode Active Material, Preparation Methods Thereof, And Lithium Secondary Battery Including The Positive Electrode Active Material
3y 11m to grant Granted Apr 21, 2026
Patent 12609322
BATTERY ACTIVE MATERIAL LAYER WITH CONDUCTIVE ACTIVE MATERIAL PARTICLES
10m to grant Granted Apr 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
35%
With Interview (-32.2%)
3y 12m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 872 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month