Prosecution Insights
Last updated: April 19, 2026
Application No. 17/836,903

LENS MOUNT AND LENS APPARATUS HAVING THE SAME

Non-Final OA §103§112
Filed
Jun 09, 2022
Examiner
HO, WAI-GA DAVID
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
3 (Non-Final)
25%
Grant Probability
At Risk
3-4
OA Rounds
3y 9m
To Grant
99%
With Interview

Examiner Intelligence

Grants only 25% of cases
25%
Career Allow Rate
1 granted / 4 resolved
-43.0% vs TC avg
Strong +100% interview lift
Without
With
+100.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
52 currently pending
Career history
56
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
51.2%
+11.2% vs TC avg
§102
18.4%
-21.6% vs TC avg
§112
29.5%
-10.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 4 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/3/2025 has been entered. Information Disclosure Statement The information disclosure statements submitted on 12/3/2025 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Response to Amendment This office action is in response to the communication filed 12/3/2025. Amendments to claims 1 and 4-6, filed 11/10/2025, are acknowledged and accepted. Due to the amendments to claims 4-5, most of their rejections under 35 U.S.C. 112(b) are now withdrawn. However, other/remaining 112(b) issues are addressed below. Response to Arguments As indicated in the Advisory Action, filed 11/26/2025, Applicant's arguments, filed 11/10/2025, have been fully considered but they are not persuasive. On pgs. 5-7 of the remarks, Applicant argues that the following features are not supported by the cited art: (1) The groove portions are respectively formed between the cover member and the first holder and between the cover member and the second holder. (2) The cover member, the holder, and the groove portions are exposed towards the camera mount that is to be attached to the lens mount. However, feature (2) was already amended into (claims 1 and 6 of) the previous claim set, filed 6/27/2025, and was addressed in the Final Office Action, filed 9/12/2025. Examiner also notes that feature (1) is indeed supported by the prior art, as a simple remapping could merely associate the first/second holders with the heads of Weaver's upper/lower retaining screws 76, such that corresponding groove portions may be identified between either first/second holders (i.e. either pair of screw heads) and the cover member (main chassis 11). Now, Examiner acknowledges Applicant’s argument that “no groove portions into which a filter can be inserted are formed between the retaining screws 76 and the main chassis 11”, but finds this to be unconvincing and counter to the rejections provided in the prior office actions and basic physical considerations. As explained in the Non-Final Rejection filed 3/28/2025 and the Final Rejection filed 9/12/2025, Weaver provides screws/holders that hold multiple frame-type elements together (retainer 75, polarization holder 71a, quarter wave plate holders 71b) and fixes them against the main chassis 11. Further held between these are various types of optical filters (e.g. wire grid polarizers 73(a,b), hot mirror 74, etc.). Clearly, therefore, some form of groove must be present to accommodate such filter elements and hold their positioning. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4-5 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 4 and 5, lines 4 and 7 of claim 4 and lines 2 and 4 of recite “the D-cup portion”, which lacks a proper antecedent basis. For examination purposes, “the D-cup portion” shall be interpreted as “the D-cut portion”, as first introduced in line 3 of claim 4. 14. Further regarding claim 5, lines 2-3 recite “the first opening [of the cover member, per claim 1] shields light of the first optical system so as not to enter the second optical system”, and lines 6-7 recite “the second opening [of the cover member] shields light of the second optical system so as not to enter the first optical system”. However, the stated limitations appear to be inconsistent with the disclosure for reasons described below: A. The first/second openings (i.e. of lens mount 202’s mount cover 258, corresponding to the claimed cover member) are located behind the first/second optical systems (201L, 201R) in the direction of traveling light (see, e.g., FIG. 1). Thus, the only physical mechanism that the claimed features could conceivably address would be backward scattering – i.e. light traveling through one optical system that reflects off of the lens mount behind it and subsequently travels back through the other optical system. No such mechanism is mentioned in the disclosure, however. B. The disclosure only states (¶ 61) that the openings are formed “so as to prevent crosstalk” (i.e. to direct light of the first/second optical system so as to not enter an image of the second/first optical system). There is no written description of such lens mount openings preventing the first/second optical system’s light itself from entering the second/first optical system. Therefore, for examination purposes – and to be consistent with ¶ 61 (and with claim 6 of the previous claim set, prior-rejected under 35 U.S.C. 112(b) for indefinite language) – the limitation on lines 2-3 shall be read as “the first opening shields light of the first optical system so as not to enter an image of the second optical system, while the limitation on lines 6-7 shall be read as “a shape made by cutting the second opening shields light of the second optical system so as not to enter an image of the first optical system”. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4, and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Mukai (JP 2013210397 A) in view of Weaver (US 8427730 B1). Regarding claims 1 and 6, Mukai discloses (see FIGs. 1-2, 3, 6, 8-11; ¶s 50, 58) a lens mount (screw ring unit 17) configured to attach and detach a lens apparatus (3D adapter 100) to and from a camera mount (filter section 299) of an image pickup apparatus (video camera 200), wherein the lens apparatus (3D adapter 100) includes a first optical system (G(1,2,3)L) and a second optical system (G(1,2,3)R). Mukai does not disclose the lens mount comprising: a cover member having a first opening corresponding to the first optical system and a second opening corresponding to the second optical system; a holder configured to hold at least one filter configured to cover the first opening and the second opening, the holder including a first holder disposed on one side with respect to the first and second openings in a direction orthogonal to an arrangement direction of the first and second openings, and a second holder disposed on the other side with respect to the first and second openings in the direction orthogonal to the arrangement direction; and groove portions that are respectively formed between the cover member and the first holder and between the cover member and the second holder, wherein the at least one filter is insertable into the groove portions, and wherein the cover member, the holder, and the groove portions are exposed towards the camera mount that is to be attached to the lens mount. Mukai and Weaver are commonly related to stereoscopic image processing. Weaver discloses (see FIG. 1, annotated below; col. 3 lines 3-55; col. 4 lines 26-55) a lens mount (main chassis 11 with retainer 75) comprising: a cover member (main chassis 11) having a first opening corresponding to the first optical system and a second opening corresponding to the second optical system (diametrically opposed thickened input end portions 41, corresponding to upper and lower sets 21 of optical elements 22); a holder (polarizer/mirror section 13) configured to hold at least one filter (wire grid polarizers 73(a,b), hot mirror 74, quarter wave plates 77) configured to cover the first opening and the second opening, the holder (polarizer/mirror section 13) including a first holder (upper two retaining screws 76, which secure/hold wire grid polarizers 73(a,b), hot mirror 74, and quarter wave plates 77 to main chassis 11) disposed on one side with respect to the first and second openings (i.e. the upper side of thickened input end portions 41) in a direction orthogonal to an arrangement direction of the first and second openings, and a second holder (lower two retaining screws 76) disposed on the other side with respect to the first and second openings (i.e. on the lower side) in the direction orthogonal to the arrangement direction; and groove portions that are respectively formed between the cover member (main chassis 11) and the first holder (upper retaining screws 76) and between the cover member (main chassis 11) and the second holder (lower retaining screws 76), wherein the at least one filter (wire grid polarizers 73(a,b), hot mirror 74, quarter wave plates 77) is insertable into the groove portions, and wherein the cover member (main chassis 11), the holder (polarizer/mirror section 13), and the groove portion are exposed towards the lens apparatus (i.e. comprising first/second optical systems). PNG media_image1.png 835 1097 media_image1.png Greyscale [AltContent: textbox (FIG. 1 of Weaver is annotated to highlight various structural features and relationships.)] Thus, the combined teachings of Mukai and Weaver disclose the invention substantially as claimed, differing only in that the cover member, the holder, and the groove portion are exposed away from the camera mount that is to be attached to the lens mount – rather than towards the camera mount that is to be attached to the lens mount as claimed. (As established in the preamble and addressed above by Mukai (refer again to FIGs. 1-2, 8-9), the lens apparatus (3D adapter 100) is arranged opposite to the camera mount (filter section 299), with respect to the lens mount (screw ring unit 17). Thus, if the cover member, holder, and groove portion all face towards the (first/second optical systems of the) lens apparatus as in Weaver’s annotated FIG. 1 above, this implies that they also face away from the camera mount.) Examiner notes, however, that the difference between this structure and the claimed structure only amounts to a mere reversal of parts (i.e. away vs. towards the camera mount). It would have therefore been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Mukai’s lens mount design so that it accommodates filters for stereoscopic image processing as well as heat management, as taught by Weaver (col. 4, lines 56-65). It would have also been obvious for one of ordinary skill in the art, before the effective filing date of the claimed invention, to further modify Mukai (in view of Weaver) by reversing the (latter’s) lens mount components, in order to improve accessibility of the holder and the interchangeability of its filters (note this would be a natural convenience and accommodation to make when importing the cited structure of Weaver into Mukai’s image pickup apparatus) – since it has been held that a mere reversal of the essential working parts of a device involves only routine skill in the art. In re Gazda, 219 F.2d 449, 104 USPQ 400 (CCPA 1955). Regarding claim 2, modified Mukai discloses the lens mount according to claim 1. Weaver further discloses (see annotated FIG. 1 above) wherein the first holder (upper two retaining screws 76) and the second holder (lower two retaining screws 76) have the same shape (all are screw-shaped). Regarding claim 3, modified Mukai discloses the lens mount according to claim 1. Weaver also discloses the further comprising: a first wall portion in which the first opening is formed, wherein the first wall portion includes an end portion projecting inside the first opening and located on an attachment surface side to the image pickup apparatus; and a second wall portion in which the second opening is formed, wherein the second wall portion includes an end portion projecting inside the second opening and located on the attachment surface side to the image pickup apparatus. (See newly annotated FIG. 1 below, where both first/second openings are formed by first/second wall portions having end portions – the inside surfaces of which project into the first/second openings along axial directions, and are located on a side of the main chassis 11 where it attaches to the upper/lower lens housing 31/32 corresponding to an image pickup apparatus. Examiner notes that, broadly speaking, an image pick up apparatus’s overall figure is typically defined, at least in part, by some form of outer frame or housing for lenses.) PNG media_image3.png 772 1081 media_image3.png Greyscale [AltContent: textbox (FIG. 1 of Weaver is again annotated to highlight the end portions of the first/second wall portions of the first/second openings, how their inner surfaces project (see arrows) in an axial direction into the first/second openings, and how they are located on a side of the main chassis 11 which attaches to upper/lower lens housing 31/32.)] Regarding claim 4, modified Mukai discloses the lens mount according to claim 1 Weaver further discloses: wherein each of the first opening and the second opening has a substantially circular shape including a D-cut portion, wherein the D-cup portion of the first opening is provided on a second opening side along a chord parallel to the direction orthogonal to the arrangement direction, and wherein the D-cup portion of the second opening is provided on a first opening side along of a chord parallel to the direction orthogonal to the arrangement direction. (See (either) annotated FIG. 1 above, where both first/second openings are each formed by the walls of a semicircle – i.e., with D-cuts taken on a chord that is the diameter of a circle – and where flat/D-cut edges of either semicircle run perpendicular to the displacement between the first/second openings.) Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Mukai in view of Weaver, as applied to claim 4 above, and further in view of Tamaki et al (WO 2007123064 A1, hereinafter “Tamaki”). Regarding claim 5, modified Mukai discloses the lens mount according to claim 4. Modified Mukai does not disclose: wherein the D-cup portion of the first opening shields light of the first optical system so as not to enter the second optical system, and wherein the D-cup portion of the second opening shields light of the second optical system so as not to enter the first optical system. Mukai and Tamaki are related as being directed towards image processing in multiocular (including binocular) camera systems. Tamaki discloses: wherein the D-cup portion of the first opening shields light of the first optical system (lens 1a) so as not to enter the second optical system (lens 1b), and wherein the D-cup portion of the second opening shields light of the second optical system (lens 1b) so as not to enter the first optical system (lens 1a). (See annotated FIG. 3 below, and note ¶ 41: “the light-shielding walls 61a-61d prevent light that passes through one of the lenses la-1d from entering an imaging area that does not correspond to that lens”. In other words, light passing through either lens/opening may only be directed towards a respective imaging area – shielded from other imaging areas, so as to not be reflected in the images produced there.) It would have therefore been obvious for one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Mukai by incorporating Tamaki’s light-shielding wall, in order to suppress interference between different (left, right) optical channels. PNG media_image5.png 757 686 media_image5.png Greyscale [AltContent: textbox (FIG. 3 of Tamaki is annotated to show how light rays passing through a given lens, filter, and opening may only reach a respective imaging area, while being shielded from other imaging areas by a light-shielding wall 61a)] Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WAI-GA D. HO whose telephone number is (571)270-1624. The examiner can normally be reached Monday through Friday, 10AM - 6PM E.T.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Stephone Allen can be reached at (571) 272-2434. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /W.D.H./Examiner, Art Unit 2872 /STEPHONE B ALLEN/Supervisory Patent Examiner, Art Unit 2872
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Prosecution Timeline

Jun 09, 2022
Application Filed
Mar 21, 2025
Non-Final Rejection — §103, §112
Jun 27, 2025
Response Filed
Sep 06, 2025
Final Rejection — §103, §112
Nov 10, 2025
Response after Non-Final Action
Dec 03, 2025
Request for Continued Examination
Dec 11, 2025
Response after Non-Final Action
Jan 24, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12493138
AIRGAP STRUCTURES FOR IMPROVED EYEPIECE EFFICIENCY
2y 5m to grant Granted Dec 09, 2025
Study what changed to get past this examiner. Based on 1 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
25%
Grant Probability
99%
With Interview (+100.0%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 4 resolved cases by this examiner. Grant probability derived from career allow rate.

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