Prosecution Insights
Last updated: April 19, 2026
Application No. 17/851,720

System And Method For Subscriber Awareness In A 5G Network

Non-Final OA §103
Filed
Jun 28, 2022
Examiner
WHITAKER, JUSTIN MICHAEL
Art Unit
2415
Tech Center
2400 — Computer Networks
Assignee
Sandvine Corporation
OA Round
3 (Non-Final)
89%
Grant Probability
Favorable
3-4
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allow Rate
8 granted / 9 resolved
+30.9% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
46 currently pending
Career history
55
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
71.9%
+31.9% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
11.5%
-28.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 9 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s amendment filed on 08/22/2025 has been entered. Independent Claims 1 and 10 have been amended. New claims 19 and 20 have been added in this amendment. Claims 9 and 18 have been cancelled. Claims 1-8, 10-17, and 19-20 are still pending in this application, with Claims 1 and 10 being independent. Information Disclosure Statement The information disclosure statement (IDS) submitted on 01/09/2023. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/22/2025 has been entered. Response to Arguments Applicant's arguments filed 08/22/2025 on pages 6 to 7, with respect to the rejection of Claims 1 and 10 under 35 USC § 102 have been fully considered and are persuasive. Therefore, the rejection of Claims 1 and 10 has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Qiao in view of Jun. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-8, 10-17, and 19-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Qiao (Pub. No.: US 20190109823 A1, hereafter “Qiao”) in view of Jun (Pub. No.: US 20190373505 A1, hereafter “Jun”). Regarding Claim 1 and Claim 10 A system for subscriber awareness for traffic flows (Qiao Fig. 23; 2307, subscriber retrieval) in a computer network (Qiao Fig. 3: 322), the system comprising at least one processor (Qiao Fig. 3: 324) configured to execute computer readable instructions (Qiao Fig. 3: 326) stored in a memory component (Qiao Fig. 3: 328) wherein the computer readable instructions (Qiao Fig. 3: 328) provide for modules (Qiao ¶0281: computer-executable instructions can be implemented in one or more program modules), comprising: a Subscriber Awareness Control Plane (SACP) module (Qiao ¶0244: UDM) configured to register as a network node (Qiao ¶0244: SMF may register with the UDM) and subscribe to at least one network function (Qiao ¶0244: UDM may subscribe to be notified) on the network, the SACP comprising (Qiao ¶0042: UDM may be in charge of processing credentials, location management and/or subscription management) at least one processing module (Qiao Fig. 3: 324), a subscriber awareness (Qiao ¶0049: UDM gives access authorization based on subscription profiles) module (Qiao ¶0050: any device can compromise any of the devices in an LTE, 5G, or similar networks, e.g. an UDM), and an SMF event subscription (¶0039: SMF may compromise session establishment) and processing module (Qiao ¶0050: any device can compromise any of the devices in an LTE, 5G, or similar networks, e.g. an SMF; Qiao teaches an SCAP module for managing subscribers, subscribed to another network function, comprising a session establishment function and a session management function with a UDM and an SMF); and a subscriber awareness module (Qiao ¶0050: any device can compromise any of the devices in an LTE, 5G, or similar networks, e.g. an SMF) configured to map subscribers (Qiao ¶0223: SMF may map information received from AMF, step 2206) to traffic flows (Qiao ¶0223: SMF may map information based on received information from the NEF, step 2202), based on the received traffic flow parameters (Qiao ¶0222: 2206 may contain S-NSSAI) and subscriber parameters (Qiao ¶0222: 2206 may contain PDU session ID; Qiao teaches an SMF mapping configuration information from traffic flow information, including multiple sessions, and an ID), wherein the SMF event subscription and processing module (Qiao ¶0244: SMF) is configured to receive events on session creates (Qiao Fig. 23: 2306), session updates (Qiao Fig. 23: 2307, Namf_PDUSession_CreateSMContext) and deleted sessions related to the subscriber (Qiao Fig. 18A: 1807, Policy Delete Request) and for processing these received events (Qiao ¶0244: perform secondary authorization) to determine any changes to the subscriber mapping (Qiao ¶0244: SMF may trigger a PDU session establishment authentication and/or authorization; Qiao teaches the SMF receiving a PDU relating to session establishment or authentication, and, that the SMF can be used in response to a policy deletion request). Qiao does not explicitly teach at least one processing module configured to request and receive information of traffic flow parameters and subscriber parameters for the traffic flows from the at least one network function, wherein the traffic flow parameters and subscriber parameters comprise Subscriber Identification determined via attributes seen on a data plane of the computer network and location of a subscriber; However, Jun teaches at least one processing module (Jun Fig. 10: 310, AMF) configured to request (Jun Fig. 10: S1003) and receive information (Jun Fig. 10: S1004) of traffic flow parameters (Jun ¶0129: information associated with traffic to be transmitted) and subscriber parameters for the traffic flows from the at least one network function (Jun ¶0129: ATSS AN), wherein the traffic flow parameters and subscriber parameters comprise Subscriber Identification (Jun ¶0129: target PDU session ID) determined via attributes seen (Jun ¶0129: associated with traffic to be transmitted) on a data plane of the computer network (Jun Fig. 3: 100, UE) and location of a subscriber (Jun ¶0129: user location information; Jun teaches an AMF requesting and receiving subscriber parameters, including the session ID and location information); It would have been obvious for one skilled in the art, before the effective filing date of the claimed invention, to modify Qiao by way of Jun, to include an element that teaches an AMF requesting and receiving subscriber parameters, including the session ID and location information, as taught by Jun in Fig. 10 and ¶0129, to improve support for the ATSSS function to improve communication systems and reduce traffic usage in a switching cost associated with additional information requests. Regarding Claim 2 and Claim 11 Qiao in view of Jun teaches the system and method disclosed in Claim 1. Qiao further teaches wherein the SACP module is further configured to provide at least one traffic management action (Qiao ¶0244: SMF/UDM may correlate) based on the mapped subscriber to the traffic flow (Qiao ¶0244: SMF/UDM correlate map information from the AMF; Qiao teaches the SMF/UDM can correlate map information from the AMF). Regarding Claim 3 and Claim 12 Qiao in view of Jun teaches the system and method disclosed in Claim 2. Qiao further teaches wherein the traffic management action comprises instructions to another network node to implement the traffic action (Qiao Fig. 23: 2308, PolicyControl_Get; Qiao teaches a secondary message corresponding to implementing the previous action, Fig. 23, 2307). Regarding Claim 4 and Claim 13 Qiao in view of Jun teaches the system and method disclosed in Claim 1. Jun further teaches wherein the SACP module comprises an AMF Event Subscription and Processing module (Jun Fig. 10: 310, AMF) configured to determine all network subscriber location updates (Jun ¶0129: user location information; Jun teaches the AMF receiving the user location information). It would have been obvious for one skilled in the art, before the effective filing date of the claimed invention, to modify Qiao by way of Jun, to include an element that teaches the AMF receiving the user location information, as taught by Jun in Fig. 10 and ¶0129, to improve support for the ATSSS function to improve communication systems and reduce traffic usage in a switching cost associated with additional information requests. Regarding Claim 5 and Claim 14 Qiao in view of Jun teaches the system and method disclosed in Claim 4. Jun further teaches wherein the AMF event subscription and processing module is further configured to determine location updates for active subscribers (Jun ¶0130: When receiving S1004, AMF transmits a context update; Jun teaches the AMF updating the context message after receiving the user location information, S1004). It would have been obvious for one skilled in the art, before the effective filing date of the claimed invention, to modify Qiao by way of Jun, to include an element that teaches the AMF updating the context message after receiving the user location information, S1004, as taught by Jun in ¶0130, to improve support for the ATSSS function to improve communication systems and reduce traffic usage in a switching cost associated with additional information requests. Regarding Claim 6 and Claim 15 Qiao in view of Jun teaches the system and method disclosed in Claim 1. Qiao further teaches wherein the SACP module comprises a UDM event subscription and Query Processing module (Qiao ¶0244: SMF and/or the UDM) configured to determine updates related to the subscriber parameters (Qiao ¶0244: perform secondary authorization; Qiao teaches that a UDM can be used for a secondary authorization). Regarding Claim 7 and Claim 16 Qiao in view of Jun teaches the system and method disclosed in Claim 1. Qiao further teaches wherein the SACP module comprises a Radius Subscriber mapping module (Qiao ¶0054: UPF) configured to retrieve Radius mapping events associated with the subscriber on the network (Qiao ¶0054: uplink traffic verification, e.g. QoS flow mapping; Qiao teaches a UPF configured for QoS flow mapping for uplink traffic). Regarding Claim 8 and Claim 17 Qiao in view of Jun teaches the system and method disclosed in Claim 1. Qiao further teaches wherein the SACP module comprises an NRF registration and topology module (Qiao ¶0044: NRF) configured to discover at least one other network function in the network (Qiao ¶0044: NF discovery requests) and track the interactions of the at least one other network function with the subscriber's traffic flows (Qiao ¶0044: maintain the information of available NF instances and their supported devices; Qiao teaches an NRF being used for NF discovery requests and maintaining the information of supported devices). Regarding Claim 19 and Claim 20 Qiao in view of Jun teaches the system and method disclosed in Claim 1. Qiao further teaches wherein the traffic flow attributes (Qiao Fig. 23; 2307, subscriber retrieval) and subscriber attributes (Qiao ¶0244: wireless device identifier) comprise one or more of: IP Address (Not given patentable weight due to non-selective option in the claim), location (Not given patentable weight due to non-selective option in the claim), Network slice (Not given patentable weight due to non-selective option in the claim) and Slice differentiator (Qiao ¶0244: PDU session ID), Access & Mobility Management Function handling subscriber's Protocol Data Unit session (Not given patentable weight due to non-selective option in the claim), Radio Access Technology Type (Not given patentable weight due to non-selective option in the claim), New Radio Cell identifier (Not given patentable weight due to non-selective option in the claim), gNodeB details (Not given patentable weight due to non-selective option in the claim), Session and Subscriber Aggregate Maximum Bit Rate values (Not given patentable weight due to non-selective option in the claim), and device identity (Permanent Equipment Identifier (PEI)) (Not given patentable weight due to non-selective option in the claim; Qiao teaches a subscriber retrieval with a device identifier, that’s a session ID for the PDU). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JUSTIN MICHAEL WHITAKER whose telephone number is (703)756-4763. The examiner can normally be reached Monday - Thursday 7:30am - 4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Rutkowski can be reached on (571) 270-1215. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JUSTIN MICHAEL WHITAKER/Examiner, Art Unit 2415 /JEFFREY M RUTKOWSKI/Supervisory Patent Examiner, Art Unit 2415
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Prosecution Timeline

Jun 28, 2022
Application Filed
Sep 11, 2024
Non-Final Rejection — §103
Dec 16, 2024
Response Filed
May 13, 2025
Final Rejection — §103
Aug 22, 2025
Request for Continued Examination
Sep 06, 2025
Response after Non-Final Action
Oct 15, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
89%
Grant Probability
99%
With Interview (+16.7%)
3y 2m
Median Time to Grant
High
PTA Risk
Based on 9 resolved cases by this examiner. Grant probability derived from career allow rate.

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