Prosecution Insights
Last updated: April 19, 2026
Application No. 17/865,976

HEATING DEVICE AND SUBSTRATE PROCESSING APPARATUS COMPRISING THE SAME

Non-Final OA §112
Filed
Jul 15, 2022
Examiner
NORTON, JOHN J
Art Unit
3761
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Semes Co. Ltd.
OA Round
3 (Non-Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
3y 4m
To Grant
96%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
449 granted / 669 resolved
-2.9% vs TC avg
Strong +29% interview lift
Without
With
+29.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
57 currently pending
Career history
726
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
43.8%
+3.8% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
31.3%
-8.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 669 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant’s submission filed on 3 February 2026 has been entered. Response to Arguments Applicant’s arguments, see Remarks, filed 3 February 2026, with respect to the rejection of the claims under § 103 in view of Grande, Kim, and Halliday have been fully considered and are substantially persuasive. See the Allowable Subject Matter section below for more details. The § 103 rejection of the claims has been withdrawn. Claim Objections Claims 1–11, 17–19, 21, 23, and 24 are objected to because of the following informalities: Claim 1 recites “at least one of plurality of holes” (l. 24), which should be amended to recite “at least one of the plurality of holes.” Claim 10 recites that “a first connection fitting is installed on one side of the first pipe, and a second connection fitting is installed on the other side of the first pipe.” This language is at least partially duplicated from claim 1, which provides first and second connection fittings connected to first and second (rather than “the other”) sides of the first pipe. Applicant should either cancel the claim, or amend claim 10 such that it only narrows what is claimed in claim 1 without presenting overly duplicated limitations. Claim 17 recites “at least one of plurality of holes” (l. 29), which should be amended to recite “at least one of the plurality of holes.” Claim 24 recites “the first pipe” (l. 12) before properly providing antecedent basis for the limitation on line 14 (“a first pipe”). Claim 24 recites “the circular manner” and “the imaginary circle” (l. 45) before properly providing antecedent basis for the limitations on the second-to-last and last lines. For clarity, claim 24, lines 51–52, should be amended to recite “the plurality of first heating wires.” Claims 2–9, 11, 18, 19, 21, and 23 are rejected due to dependency upon objected-to claims. Claim Rejections — 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claim 21 is rejected under 35 U.S.C. 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. Claim 21 recites limitations that could be understood as duplicated from the circular support plate limitations of claim 1 from which it depends, though it’s unclear, since the limitations of claim 21 could be understood as being intended to refer to an additional support plate (Applicant’s fig. 8 clearly shows two such support plates). Therefore, this is not understood as a § 112(d) issue. Nonetheless, claim 21 does not clearly explain the relationship between the “circular support plate” of claim 1 and its generic “support plate,” and therefore, whether these are the same or different is unclear. Allowable Subject Matter Claims 1–11, 17–19, 23, and 24 would be allowable if rewritten or amended to overcome the objections set forth in this Office action. Claim 21 would inherit the potential allowability of claim 2 if rewritten or amended to overcome the rejection under 35 U.S.C. 112(b) set forth in this Office action. The following is a statement of reasons for the indication of allowable subject matter: Each of independent claims 1, 17, and 24 now recite limitations directed to a circular support plate with some further limitations (mostly borrowed from now-canceled claim 22, further rejected in view of Boehmer). Claim 1 is the broadest independent claim. Applicant argued that the Office’s reliance on Boehmer is misplaced as it does not disclose or suggest numerous other claimed features. With respect to Boehmer, Applicant’s arguments are persuasive; but the withdrawal of this prior art rejection is not immediately dispositive of the question of whether these limitations are obvious to combine given other available prior art. Support plates for tubes carrying fluid are well-known in various arts, especially heat exchangers. One of ordinary skill in the art would well-understand that these plates provide additional structural support for these tubes. However, on close review, a limitation such as this tips the scales against the conclusion that the claimed invention would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention. Independent claim 1 may be described, in summary, as combining at least three significant features: the plurality of heating wires formed on the surface of the first pipe (disclosed by Grande); the first and second unit heaters and flow paths, and the first tube (disclosed by Kim); and the circular support plate with a plurality of holes, at least one of which surrounds the first pipe. The heating wires of the pipe of Grande are highly particular and atypical. They are depicted as being implemented with a pipe that clearly seems to support itself, and is designed to connect end-to-end with other similar pipes (see figs. 43–45) via flanges and clamps. This arrangement is different from Kim at least because it does not involve any tube that is inserted into a connection fitting. Nonetheless, Grande is pertinent simply for disclosing a heating wire arrangement suitable for heating contents of a tube. Grande’s pipes are also clearly shown with expansion zone features to enable safe thermal expansion of the pipes, which one of ordinary skill in the art could understand as a feature that would teach against restricting the pipes with support structures. Kim discloses a specific system for heating fluid contents in heated tubes. If a support plate were to be implemented into Kim as disclosed, it would surely have a rectangular shape to adopt to the planar-serpentine arrangement of its pipes. Although independent claim 1 does not require that its heaters are arranged around an imaginary circle as per claim 7 (the rejection of which additionally cites to Halliday), a proof that the claimed support plate with a plurality of holes, at least one of which surrounds the first pipe, would need to argue for the obviousness of some sort of envisionment for a circular plate with such features, and the rejection of claim 7 further in view of Halliday gives an example of how that might be shown. Overall, given the particular elements and their arrangement as claimed, it seems less than likely that one of ordinary skill in the art would combine the highly particular pipe heating wire arrangement drawn in isolation from Grande with the sequential unit heaters, flow paths, and tube of Kim, and further modify it to work specifically with a circular support structure having a plurality of holes, at least one of which was for surrounding the first pipe, without the benefit of impermissible hindsight. See MPEP § 2141.02.I., the claimed invention as a whole must be considered. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to John J. Norton whose telephone number is (571) 272-5174. The examiner can normally be reached 9:00 AM to 5:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Edward (Ned) F. Landrum can be reached at (571) 272-8648. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOHN J NORTON/Primary Examiner, Art Unit 3761
Read full office action

Prosecution Timeline

Jul 15, 2022
Application Filed
Jul 26, 2025
Non-Final Rejection — §112
Oct 17, 2025
Response Filed
Dec 10, 2025
Final Rejection — §112
Feb 03, 2026
Request for Continued Examination
Feb 25, 2026
Response after Non-Final Action
Mar 19, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599148
SEMI-AUTOMATIC MACHINE FOR CRUSHING AND FOR COLLECTING OUTSIDE FROZEN FOOD SUBSTANCES FOR A SUBSEQUENT FOOD USE OF SAID FOOD SUBSTANCES
2y 5m to grant Granted Apr 14, 2026
Patent 12575020
SYSTEM AND METHOD FOR THERMAL MANAGEMENT OF STORAGE DEVICES
2y 5m to grant Granted Mar 10, 2026
Patent 12575004
CONTROL SYSTEM FOR CONTROLLING A HEATER
2y 5m to grant Granted Mar 10, 2026
Patent 12564978
SLICED TOPPING ALIGNMENT
2y 5m to grant Granted Mar 03, 2026
Patent 12557934
ADDITIVE CONTAINER WITH BOTTOM COVER
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
96%
With Interview (+29.1%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 669 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month