Prosecution Insights
Last updated: October 01, 2026
Application No. 17/879,364

Personal Care Compositions

Non-Final OA §101§112
Filed
Aug 02, 2022
Priority
Aug 03, 2021 — CN 202110884865.9
Examiner
MI, QIUWEN
Art Unit
1655
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Colgate-Palmolive Company
OA Round
3 (Non-Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
1097 granted / 1604 resolved
+8.4% vs TC avg
Strong +50% interview lift
Without
With
+49.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
38 currently pending
Career history
1636
Total Applications
across all art units

Statute-Specific Performance

§101
10.2%
-29.8% vs TC avg
§103
44.2%
+4.2% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
18.8%
-21.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1604 resolved cases

Office Action

§101 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . CONTINUED EXAMINATIONS A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/9/26 has been entered. DETAILED ACTION Claims 1, 2, 6, 12-15, 17-19, and 21-29 are pending. Claims 6, 19, and 25-29 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 4/14/2008. Claims 1, 2, 12-15, 17-18, and 21-24 are examined on the merits. Claim Objections Claims 14, 15, and 18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections –35 USC § 112, 2nd The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 12 is rejected under 35 U.S.C. 112, second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Claim 12 recites “The personal care composition of claim 1, wherein the thymol is present in an amount from 0.05-2% by wt. of the total composition”. The recitation is confusing, as amended claim 1 already recites “thymol present in an amount from 0.05-2% by wt. of the total composition” at lines 3-4. Therefore, the metes and bounds of claims are rendered vague and indefinite. The lack of clarity renders the claims very confusing and ambiguous since the resulting claims do not clearly set forth the metes and bounds of the patent protection desired. All other cited claims depend directly or indirectly from rejected claims and are, therefore, also, rejected under U.S.C. 112, second paragraph for the reasons set forth above. Claim Rejections –35 USC § 112, 4th The following is a quotation of the fourth paragraph of 35 U.S.C. 112: Subject to the following paragraph, a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claim 12 is/are rejected under 35 U.S.C. 112, fourth paragraph, as being of improper dependent form for failing to further limit the subject matter of the previous claim. Applicant is required to cancel the claim(s), or amend the claim(s) to place the claim(s) in proper dependent form, or rewrite the claim(s) in independent form. Claim 12 recites “The personal care composition of claim 1, wherein the thymol is present in an amount from 0.05-2% by wt. of the total composition”. However, amended claim 1 already recites “thymol present in an amount from 0.05-2% by wt. of the total composition” at lines 3-4. Therefore, claim 12 does not further limit claim 1. Claim Rejections –35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1, 2, 12, 13, 17, and 21-24 are rejected under 35 U.S.C. 101 because the claimed invention is directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without significantly more. First, the claimed invention must be to one of the four statutory categories. 35 U.S.C. 101 defines the four categories of invention that Congress deemed to be the appropriate subject matter of a patent: processes, machines, manufactures and compositions of matter. The latter three categories define "things" or "products" while the first category defines "actions" (i.e., inventions that consist of a series of steps or acts to be performed). See 35 U.S.C. 100(b) ("The term ‘process’ means process, art, or method, and includes a new use of a known process, machine, manufacture, composition of matter, or material."). See MPEP § 2106.03 for detailed information on the four categories. Second, the claimed invention also must qualify as patent-eligible subject matter, i.e., the claim must not be directed to a judicial exception unless the claim as a whole includes additional limitations amounting to significantly more than the exception. The judicial exceptions (also called "judicially recognized exceptions" or simply "exceptions") are subject matter that the courts have found to be outside of, or exceptions to, the four statutory categories of invention, and are limited to abstract ideas, laws of nature and natural phenomena (including products of nature). Alice Corp. Pty. Ltd. v. CLS Bank Int'l, 573 U.S. 208, 216, 110 USPQ2d 1976, 1980 (2014) (citing Ass'n for Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576, 589, 106 USPQ2d 1972, 1979 (2013). See MPEP § 2106.04 for detailed information on the judicial exceptions. Claim(s) 1, 2, 12, 13, 17, and 21-24 is/are directed to a personal care composition comprising: a. an essential oil system consisting of thymol present in an amount from 0.05% to 2% by wt. of the total composition and carvone present in an amount from 0.01% to 2% by Wt. of the total composition; and b. a carboxylic acid source, and wherein the carboxylic acid source comprises lactic acid and/or citric acid. Analysis of the flowchart: Step 1, is the claim directed to a process, machine, manufacture or composition of matter? Yes. The claim is directed to a composition of matter. Step 2A. Prong one: Is the claim directed to a law of nature, a natural phenomenon (product of nature), or an abstract idea? Yes, the claims are directed to nature based components, thymol, and carvone are extracts from plant materials; lactic acid (thus claim 23 (ii) is met) or citric acid exit in nature as well, saponin (a liquid soap in claim 22) exists in plant material as well, because there is no indication that extraction has caused the components of thymol, carvone, or saponin that comprise the claimed compositions to have any characteristics that are different from the naturally occurring components in plant materials. Step 2A. Prong two: Does the claims recite additional elements that amount to significantly more than the judicial exception? No. The claim(s) of 1, 2, 12, 13, 17, and 21-24 does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception. Also, this is a product claim and since there are no claimed method steps, there are no additional elements that apply, rely on, or use the judicial exception in a manner that imposes a meaningful limit on the judicial exception themselves. Therefore, the claims do not recite something significantly more than a judicial exception and are thus deemed patent ineligible subject matter. Claims 1, 2, 12, 13, 17, and 21-24 require certain amounts of components being present in the composition. However, there is no indication that the amounts claimed in the compositions result in a markedly different characteristic for the composition as compared to the components that occur in the nature. Regarding claim 22, the presence of water in liquid soap does not result in a markedly different characteristic for the claimed composition because plant materials already comprise water and thus have that same characteristic. Regarding claim 1, a personal care composition could be used topically, however, the topical administration does not result in a markedly different characteristic because the plant collection and extraction already involve contact of the claimed material with human skin. It is a common practice to use citric acid to adjust pH to 3-5 in claim 21, and reducing E. coli in claim 24 is only an intended use. Step 2B. If additional elements of the claim provide an inventive concept (Step 2B) (also called "significantly more" than the recited judicial exception). No, no non-nature based components were recited in the claims. For the reasons described above, the claimed compositions are not markedly different from their closest naturally occurring counterparts and thus are product of nature judicial exceptions. The claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the claims do not recite any additional elements beyond the claimed compositions themselves. Also, this is a product claim and since there are no claimed method steps, there are no additional elements that apply, rely on, or use the judicial exception in a manner that imposes a meaningful limit on the judicial exception themselves. Therefore, the claims do not recite something significantly more than a judicial exception and are thus deemed patent ineligible subject matter. Conclusion No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QIUWEN MI whose telephone number is (571)272-5984. The examiner can normally be reached on Monday-Friday 9:00 am to 5:00 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anand Desai can be reached on 571-272-0947. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Qiuwen Mi/ Primary Examiner, Art Unit 1655
Read full office action

Prosecution Timeline

Show 1 earlier event
Mar 26, 2025
Non-Final Rejection mailed — §101, §112
Jun 24, 2025
Response Filed
Sep 04, 2025
Final Rejection (signed) — §101, §112
Oct 30, 2025
Final Rejection mailed — §101, §112
Dec 29, 2025
Response after Non-Final Action
Feb 09, 2026
Request for Continued Examination
Feb 11, 2026
Response after Non-Final Action
Aug 26, 2026
Non-Final Rejection mailed — §101, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
99%
With Interview (+49.9%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1604 resolved cases by this examiner. Grant probability derived from career allowance rate.

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