Prosecution Insights
Last updated: April 19, 2026
Application No. 17/905,000

SIGNAL PROCESSOR APPARATUS

Non-Final OA §102§103
Filed
Aug 25, 2022
Examiner
JEANGLAUDE, JEAN BRUNER
Art Unit
2845
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
UCL Business Ltd
OA Round
1 (Non-Final)
94%
Grant Probability
Favorable
1-2
OA Rounds
1y 9m
To Grant
99%
With Interview

Examiner Intelligence

Grants 94% — above average
94%
Career Allow Rate
1087 granted / 1160 resolved
+25.7% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 9m
Avg Prosecution
19 currently pending
Career history
1179
Total Applications
across all art units

Statute-Specific Performance

§101
7.8%
-32.2% vs TC avg
§103
28.4%
-11.6% vs TC avg
§102
35.2%
-4.8% vs TC avg
§112
9.6%
-30.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1160 resolved cases

Office Action

§102 §103
Detailed Office Action Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 17, 23 - 32 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Deakin et al. (“Dual Frequency Comb Assisted analog-to-digital”, Journal Optical Society of America, Vol. 45, No. 1, 1 January 2020). Regarding claim 17, Deakin et al. disclose a signal processor apparatus (fig. 2) comprising: a first photonic comb generator generating a first comb with a first tone spacing (fig. 2 comb generator operating at 26 GHz); a second photonic comb generator generating a second comb with a second tone spacing, the second tone spacing being different from the first comb spacing (fig. 2 comb generator operating at 27 GHz);; a modulator (IM, fig. 2) modulating the first comb with an analog input signal; a combiner (optical combiner downstream of the modulator in fig. 2) combining the modulated first comb with the second comb and directing the combination result to a first arm and to a second arm; a spectral filter unit (BPF, fig. 2) for each of the arms dividing combination result in each of the arms into a plurality of sub-bands; a plurality of photodetectors (note the diodes in fig. 1) including one of the photodetectors for each of the sub-bands of each of the arms, each of the photodetectors outputting an electrical signal carrying information on a respective one of the sub-bands (fig. 2); a phase-shifter (page 174, right hand column, lines 38 – 44) adjusting a relative phase of the first and second combs with respect to each other prior to the combiner; a sensor system (active passive mechanism) producing an output related to a phase difference between the first and second combs at the combiner (right hand column, lines 13 – 17) ; and a controller controlling the phase-shifter based on the output of the sensor system (page 174, left hand column, lines 18 – 20). PNG media_image1.png 152 500 media_image1.png Greyscale Regarding claim 23, Deakin et al. discloses the apparatus (fig. 1, 2) wherein an output of the photodetector for each of the sub-bands in one of the arms is subtracted from an output of the photodetector for a corresponding one of the sub-bands in another of the arms (figs. 1, 2). Regarding claim 24, Deakin et al. discloses the apparatus (fig. 1, 2) wherein each of the photodetectors is connected at an output with an associated analog-to-digital converter fig. 1). Regarding claim 25, Deakin et al. discloses the apparatus (fig. 1, 2) wherein the photodetectors for corresponding ones of the sub-bands in the first and second arms are arranged as a balanced photodetector (figs. 1, 2; page 173, right hand column, lines 32 – 35; page 174, right hand column, lines 31-34). Regarding claim 26, Deakin et al. discloses the apparatus (fig. 1, 2) wherein each of the balanced photodetector is connected with an associated analog-to-digital converter (fig. 1). Regarding claim 27, Deakin et al. discloses the apparatus (fig. 1, 2) wherein the subtracted outputs across all of the sub-bands provide in-phase and quadrature sub-band components of an input signal to the first and second photonic generators (fig. 1). Regarding claim 28, Deakin et al. discloses the apparatus (fig. 1, 2) wherein the first and second photonic comb generators are seeded from a same laser source (fig. 2)(note the diode at the input which is the continuous wave laser). Regarding claim 29, Deakin et al. discloses the apparatus (fig. 1, 2) wherein the combiner is an optical coupler/splitter with a 50:50 splitting ratio (page 174, right hand column, lines 20 – 22). Regarding claim 30, Deakin et al. discloses the apparatus (fig. 1, 2) wherein the sensor system includes a tap coupler in one of the first arm and the second arm and a photodetector detecting an optical power in the one arm (figs. 1, 2). Regarding claim 31, Deakin et al. discloses an analog-to-digital converter comprising the apparatus (fig. 1, 2) including a source input connected to the first and second photonic comb generators and wherein each of the photodetectors (the diodes) is connected at an output with an associated analog-to-digital converter (fig. 1, 2). Regarding claim 32, Deakin et al. discloses an analog-to-digital converter comprising the apparatus (fig. 1, 2) having a bandwidth of at least 10 GHz (abstract) (the detection of 10 GHz). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 18, 19, 20 - 22 are rejected under 35 U.S.C. 103 as being unpatentable over Deakin et al. in view of Kuse et al. (WO 2018/044500)(Applicant Admitted Prior Art). Regarding claims 18, 19, Deakin et al. disclose all the limitations discussed above except the apparatus wherein the sensor system the controller, and the phase-shifter form a phase-locked loop (claim 18); the apparatus wherein the controller controls the phase-shifter such that an optical power in the first arm or in the second arm is at a predetermined level between a maximum obtainable power level and a minimum obtainable power level in the respective arm (claim 19). However, Kuse et al., in the same field of endeavor, disclose an apparatus wherein the sensor system the controller, and the phase-shifter form a phase-locked loop (PLL fig. 3; paragraph 0075) and .the apparatus wherein the controller controls the phase-shifter such that an optical power in the first arm or in the second arm is at a predetermined level between a maximum obtainable power level and a minimum obtainable power level in the respective arm (paragraph 0075). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify Deakin et al.’s device with that of Kuse et al. in order to improve the performance of the device. Regarding claim 20, Deakin et al. disclose all the limitations of the claims but do not implicitly disclose the apparatus wherein the controller locks the relative phase between the first and second combs at +45 degrees or -45 degrees at the combiner. Deakin at page 176, right hand column, lines 13 – 17 discloses that the device has “ an active phase stability mechanism”, thereby discloses a controller. Locking the controller at “45 or -45 degrees is a choice in design. Therefore, it would have been obvious to one of ordinary skill in the art at the time of effective filing of the invention that the combination of Deakin et al. and Kuse et al. would achieve the same end result as the claimed invention since the locking the controller at +45 or -45 degrees is a design choice. Regarding claim 21, 22 are rejected with the same analysis used for claim 20 – a design choice to create a 90 degree phase shift and a 180 degree phase shift. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEAN BRUNER JEANGLAUDE whose telephone number is (571)272-1804. The examiner can normally be reached Monday-Thursday 7:00 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dameon Levi can be reached at 571-272-2105. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEAN B JEANGLAUDE/Primary Examiner, Art Unit 2845
Read full office action

Prosecution Timeline

Aug 25, 2022
Application Filed
Feb 06, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
94%
Grant Probability
99%
With Interview (+5.6%)
1y 9m
Median Time to Grant
Low
PTA Risk
Based on 1160 resolved cases by this examiner. Grant probability derived from career allow rate.

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