Prosecution Insights
Last updated: August 15, 2026
Application No. 17/905,164

DATA TRANSMISSION METHOD AND DEVICE

Non-Final OA §103
Filed
Aug 26, 2022
Priority
Feb 26, 2020 — CN 202010121574.X +1 more
Examiner
KUNDU, SUJOY K
Art Unit
2471
Tech Center
2400 — Computer Networks
Assignee
Unisoc (Shanghai) Technologies Co., Ltd.
OA Round
3 (Non-Final)
85%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
317 granted / 371 resolved
+27.4% vs TC avg
Minimal +1% lift
Without
With
+1.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
8 currently pending
Career history
380
Total Applications
across all art units

Statute-Specific Performance

§101
18.3%
-21.7% vs TC avg
§103
29.5%
-10.5% vs TC avg
§102
30.7%
-9.3% vs TC avg
§112
10.6%
-29.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 371 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on August 28, 2025has been entered. Response to Arguments Applicant's arguments have been considered but are moot because the amendments necessitated new grounds of rejection, and the arguments do not apply to the combination of references being used in the current rejection. General Citations based upon the new reference Chen (US 20230030443 A1): Chen discloses SS/PBCH (The reference doesn’t explicitly state “SS/PBCH” but SSB in 5G is a “SS/PBCH”), support for this, another Kim reference (US 20210133448 para130 states: The term SSB is interchangeably used with synchronization signal/physical broadcast channel (SS/PBCH). SSB corresponding to pre-configured transmission resource; Detecting signal quality of the one or more SSB (Para.[0062] For example, if one or more SSBs are configured with pre-configured PUSCH resources and one or more SSBs with the corresponding RSRP is greater than the threshold, the UE may randomly select one SSB with the corresponding RSRP greater than the threshold and transmit the UL data via pre-configured PUSCH resource(s) associated with the SSB for small data transmission in the RRC_INACTIVE state) Chen also some of the citations that the third reference (Chang) was relied upon for but support from the provisional isn’t explicitly clear for the “UE resides” limitation: UE resides in a serving cell (Para.[0063] . In one example, the UE may consider the configured grants (e.g., pre-configured PUSCH resources) as valid when the UE is camped on a cell from which the UE receives the RRC release message for configured grants) - Note: The provisional doesn’t explicitly mention “camped on”. The citation in the PGPUG states the UE considers the grant valid when the UE is camped on the cell. The provisional on page 13 has a section about determining if the PUSCH is valid and mentions the PUSCH is invalid when the UE moves/leaves/is not camped on the cell. “Resides” is the same as camps. Pre-configured transmission resource obtained through RRC release message (Para.[0063] . In one example, the UE may consider the configured grants (e.g., pre-configured PUSCH resources) as valid when the UE is camped on a cell from which the UE receives the RRC release message for configured grants). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 30-33 and 35-36 are rejected 35 U.S.C. 103 as being unpatentable over Shih et al. (US 20200137761 A1; hereinafter "Shih") in view of Chen et al. (US 20230030443 A1; hereinafter "Chen"), and further in view of Chang et al. (US 20220039098 A1; hereinafter "Chang"). Regarding claim 30, Shih discloses a data transmission method, applied to a user equipment (UE), wherein the UE is in an idle state or an inactive state ([0334] wherein the PUR is used for a transmission when the UE is in RRC IDLE state)), and the method comprises: determining a quantity of bits of data to be transmitted; determining signal quality of a reference signal corresponding to a pre-configured transmission resource; and in response to the quantity of bits of the data to be transmitted being smaller than a second threshold, and the signal quality of one or more SSBs exceeding a pre-set threshold, performing data transmission based on the pre-configured transmission resource ([0320] To satisfy "PUR (Preconfigured Uplink Resources) is available" (in current enhanced coverage level) for a UL transmission (e.g. including above mentioned RRC message), one or some of the following bullets need to be fulfilled: [0323] 3. The message size (indicating quantity of bits) of the UL transmission (e.g. UL data available for transmission plus MAC header and, where required, MAC control elements) is not larger than a predefined or configured threshold (= a second threshold) (associated with current enhanced coverage level); this indicates applying PUR in response to the quantity of bits of the data to be transmitted being smaller than a second threshold; [0027] As described in the background, the UE entering the RRC idle state needs to determine that the TA is valid before using the pre-configured uplink resource... The downlink measurement result herein generally refers to a reference signal received power (RSRP). When the change in the downlink measurement result of the serving cell in which the UE resides has exceeded a threshold value, the UE considers the acquired and stored TA to be invalid; thus PUR can be applied for transmission only when the TA is valid, and the TA is valid only if the RSRP (indicating signal quality) exceeds a threshold value; [0334] wherein the PUR is used for a transmission when the UE is in RRC IDLE state). But Shih does not disclose (a) determining signal quality of one or more synchronization signal (SS)/physical broadcast channel (PBCH) resource blocks (SSBs) corresponding to a pre-configured transmission resource; and (b) wherein a cell where the UE currently resides is a serving cell corresponding to the pre-configured transmission resource, wherein the one or more SSBs corresponding to the pre-configured transmission resource are configured by a network device; detecting a signal quality of the one or more SSBs and the pre-configured transmission resource is obtained through a radio resource control (RRC) release message. However, in the same field of endeavor, Chen discloses determining signal quality of one or more synchronization signal (SS)/physical broadcast channel (PBCH) resource blocks (SSBs) corresponding to a pre-configured transmission resource (Paragraph 62, Note: SSB is in 5G; For example, if one or more SSBs are configured with pre-configured PUSCH resources and one or more SSBs with the corresponding RSRP is greater than the threshold, the UE may randomly select one SSB with the corresponding RSRP greater than the threshold and transmit the UL data via pre-configured PUSCH resource(s) associated with the SSB for small data transmission in the RRC_INACTIVE state); and wherein a cell where the UE currently resides is a serving cell corresponding to the pre-configured transmission resource (Paragraph 63), wherein the one or more SSBs corresponding to the pre-configured transmission resource are configured by a network device; detecting a signal quality of the one or more SSBs and the pre-configured transmission resource is obtained through a radio resource control (RRC) release message (Paragraph 63). Furthermore, in the same field of endeavor, Chang discloses wherein a cell where the UE currently resides is a serving cell corresponding to the pre-configured transmission resource, and the pre-configured transmission resource is obtained through a radio resource control (RRC) release message ([0026] For dedicated pre-configured uplink resources, the dedicated pre-configured resources might be configured for the UE by a base station through RRC dedicated signaling, such as an RRC connection release message, RRC connection reconfiguration information, an RRC connection establishment message, an RRC connection recovery message, etc., when the UE was previously in an RRC connected state. The UE in an RRC idle state can use the dedicated pre-configured uplink resources to transmit uplink data; [0027] As described in the background, the UE entering the RRC idle state needs to determine that the TA is valid before using the pre- configured uplink resource. Methods for determining TA validity include: [0028] 1. The change of serving cells. In other words, if the serving cell in which the UE resides changes, the UE considers that the TA of the PUR acquired through the serving cell is not valid. The change of the serving cell in which the UE resides is usually caused by cell reselection; thus, the validation of TA is performed in a serving cell in which the UE currently resides.). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Shih, based on the above teachings from Kim and Chang to derive the limitations of claim 30, because the modification uses prior art elements according to their established functions to produce a predictable result that is equivalent to the claimed limitations. This method of improving was well within the ability of one of ordinary skill in the art, who would have been motivated to perform this modification in order to use preconfigured resources under certain conditions , wherein the preconfigured resources correspond to the serving cell and are obtained through a radio resource control (RRC) release message. Regarding claim 32, Shih, Chen, and Chang disclose the limitations of claim 30 as set forth, and Shih further discloses acquiring transmission configuration information from a network device, wherein the transmission configuration information comprises the pre-configured transmission resource ([0005] receiving, from a network node, a configuration of Preconfigured Uplink Resources (PUR), when the UE is in RRC_CONNECTED state, wherein the PUR is used for a transmission when the UE is in RRC_IDLE state; [0320] To satisfy "PUR (Preconfigured Uplink Resources) is available" (in current enhanced coverage level) for a UL transmission (e.g. including above mentioned RRC message), one or some of the following bullets need to be fulfilled: [0324] 4. The UL transmission is associated with a predefined or configured service. PUR (Preconfigured Uplink Resources) may apply to some specific service(s) and not to other services.). Regarding claim 33, Shih, Chen, and Chang disclose the limitations of claim 32 as set forth, and Chang further discloses wherein the acquiring the transmission configuration information from the network device comprises: receiving the RRC release message from the network device, wherein the RRC release message comprises the transmission configuration information ([0026] For dedicated pre-configured uplink resources, the dedicated pre- configured resources might be configured for the UE by a base station through RRC dedicated signaling, such as an RRC connection release message, RRC connection reconfiguration information, an RRC connection establishment message, an RRC connection recovery message, etc., when the UE was previously in an RRC connected state. Claim 35 is rejected on the same grounds set forth in the rejection of claim 30. Claim 35 recites similar features as in claim 30, from the perspective of an apparatus for a user equipment. Shih further discloses a user equipment, comprising: at least one processor and a memory, wherein the memory stores computer execution instructions; and the at least one processor executes the computer execution instructions stored in the memory to cause the at least one processor to perform similar functions ([0033] and FIG. 3: communication device 300 with a central processing unit (CPU) 308 and a memory 310). Claim 36 is rejected on the same grounds set forth in the rejection of claim 30. Claim 36 recites similar features as in claim 30, from the perspective of a non-transitory computer readable storage medium. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sujoy K Kundu whose telephone number is (571)272-8586. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUJOY K KUNDU/Supervisory Patent Examiner, Art Unit 2471
Read full office action

Prosecution Timeline

Show 1 earlier event
Aug 26, 2022
Response after Non-Final Action
Nov 20, 2024
Non-Final Rejection mailed — §103
Feb 20, 2025
Response Filed
Mar 18, 2025
Final Rejection mailed — §103
May 17, 2025
Response after Non-Final Action
Aug 28, 2025
Request for Continued Examination
Sep 07, 2025
Response after Non-Final Action
Jul 24, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
85%
Grant Probability
86%
With Interview (+1.1%)
2y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 371 resolved cases by this examiner. Grant probability derived from career allowance rate.

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