Prosecution Insights
Last updated: April 19, 2026
Application No. 17/907,952

A CLASS OF POLYCYCLIC COMPOUNDS INHIBITING RNA HELICASE DHX33 AND THE APPLICATION THEREOF

Non-Final OA §102§112
Filed
Aug 29, 2022
Examiner
MCKOY, QUINCY ANDRE
Art Unit
1626
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Shenzhen Keye Life Technologies Co. Ltd.
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
59 granted / 86 resolved
+8.6% vs TC avg
Strong +43% interview lift
Without
With
+43.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
29 currently pending
Career history
115
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
38.0%
-2.0% vs TC avg
§102
15.8%
-24.2% vs TC avg
§112
26.6%
-13.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 86 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 11-13. 23-29 and 34-36 are pending in the present application file. AMENDMENTS The amendments filed 12/15/2025 have been acknowledged and entered in the present application file. Election/Restrictions Applicant’s election of Group I (claims 11-13, 24 and 27-29; directed to compound having the structure of Formula III) and a species of present formula (III) without traverse in the reply filed December 15, 2025 is acknowledged. As per MPEP 803.02, the examiner will determine whether the entire scope of the claims is patentable. Applicants' elected species of present formula (I) appears free of the prior art. Therefore, according to MPEP 803.02: should the elected species be found allowable, the examination of the Markush-type claim will be extended. If the examination is extended and a non-elected species found not allowable, the Markush-type claim shall be rejected and claims to the nonelected invention held withdrawn from further consideration. The examination of the Markush-type claims has been extended to include the species cited below under 35 U.S.C. 102, which are not allowable. As a non-elected species has been found not allowable, the Markush-type claims have been rejected and claims to the nonelected invention held withdrawn from further consideration. Claims 11-13, 24 and 27 have been examined to the extent that they embrace and are readable on the elected embodiment and the above identified nonelected species. Since the nonelected species has been found not allowable, subject matter not embraced by the elected embodiment or the above identified nonelected species is therefore withdrawn from further consideration. Claims 23, 25-26, 28-29 and 34-36 do not read on the presently searched and examined subject matter. Therefore, claims 23, 25-26, 28-29 and 34-36 are withdrawn from consideration by the Examiner under 37 CFR 1.142(b) as being drawn to a non-elected invention. Claim Rejections - 35 USC § 112 Claims 11-13, 24 and 27 are rejected on the basis that it contains an improper Markush grouping of alternatives. See In re Harnisch, 631 F.2d 716, 721-22 (CCPA 1980) and Ex parte Hozumi, 3 USPQ2d 1059, 1060 (Bd. Pat. App. & Int. 1984). A Markush grouping is proper if the alternatives defined by the Markush group (i.e., alternatives from which a selection is to be made in the context of a combination or process, or alternative chemical compounds as a whole) share a “single structural similarity” and a common use. A Markush grouping meets these requirements in two situations. First, a Markush grouping is proper if the alternatives are all members of the same recognized physical or chemical class or the same art-recognized class, and are disclosed in the specification or known in the art to be functionally equivalent and have a common use. Second, where a Markush grouping describes alternative chemical compounds, whether by words or chemical formulas, and the alternatives do not belong to a recognized class as set forth above, the members of the Markush grouping may be considered to share a “single structural similarity” and common use where the alternatives share both a substantial structural feature and a common use that flows from the substantial structural feature. See MPEP § 2117. The Markush grouping of Formula III is improper because the alternatives defined by the Markush grouping do not share both a single structural similarity and a common use for the following reasons: The core structure of the presently claimed genus is PNG media_image1.png 95 208 media_image1.png Greyscale wherein each of the X1, X2, X3, X4, X5, X6, ring A and ring B can include various permutations of carbocyclic or heterocyclic structures which are not sufficiently described to convey a structural similarity and the presently claimed utility until the identity of each of these variables is known. To overcome this rejection, Applicant may set forth each alternative (or grouping of patentably indistinct alternatives) within an improper Markush grouping in a series of independent or dependent claims and/or present convincing arguments that the group members recited in the alternative within a single claim in fact share a single structural similarity as well as a common use. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 11-12, 24 and 27 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CAS Registry No 831189-36-7 (which entered STN February 15, 2005). CAS Registry No 831189-36-7 is drawn to α-[[2,5-Dimethyl-1-(2-pyridinyl)-1H-pyrrol-3-yl]methylene]-6-methoxy-1H-benzimidazole-2-acetonitrile, which has the following structure: PNG media_image2.png 154 349 media_image2.png Greyscale CAS Registry No 831189-36-7 corresponds to a compound of present formula (III) where, X1 is CR1 R1 is hydrogen X2 is CR2 R2 is hydrogen X3 is CR3 R3 is C1 alkoxy X4 is CR4 R4 is hydrogen X5 is N X6 is NR6 R6 is hydrogen R10 is hydrogen R9 is cyano Ring A is a pyrrole ring optionally substituted with 2 R11 R11 is C1 alkyl Ring B is a pyridine ring The Registry structure would be embraced by a compound of present claims 11-12 and 27. Regarding present claim 24, which is drawn to a pharmaceutical composition comprising the compound in a pharmaceutically acceptable vehicle or support, the CAS Registry entry includes predicted properties including mass and molar solubilities at varying pH values. MPEP 2131.02 states: A reference disclosure can anticipate a claim when the reference describes the limitations but "'d[oes] not expressly spell out' the limitations as arranged or combined as in the claim, if a person of skill in the art, reading the reference, would ‘at once envisage’ the claimed arrangement or combination.” Kennametal, Inc. v. Ingersoll Cutting Tool Co., 780 F.3d 1376, 1381, 114 USPQ2d 1250, 1254 (Fed. Cir. 2015) In this situation, a person having ordinary skill in the art in viewing the properties of the Registry entry would at once envisage a composition with the compound and water, which is a pharmaceutically acceptable vehicle. Claims 11-12, 24 and 27 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CAS Registry No 1287413-34-6 (which entered STN April 29, 2011). CAS Registry No 1287413-34-6 is drawn to α-[[2,5-Dimethyl-1-(5-methyl-3-isoxazolyl)-1H-pyrrol-3-yl]methylene]-1H-benzimidazole-2-acetonitrile, which has the following structure: PNG media_image3.png 163 317 media_image3.png Greyscale CAS Registry No 1287413-34-6 corresponds to a compound of present formula (III) where, X1 is CR1 R1 is hydrogen X2 is CR2 R2 is hydrogen X3 is CR3 R3 is C1 alkoxy X4 is CR4 R4 is hydrogen X5 is N X6 is NR6 R6 is hydrogen R10 is hydrogen R9 is cyano Ring A is a pyrrole ring optionally substituted with 2 R11 R11 is C1 alkyl Ring B is a pyridine ring The Registry structure would be embraced by a compound of present claims 11-12 and 27. Regarding present claim 24, which is drawn to a pharmaceutical composition comprising the compound in a pharmaceutically acceptable vehicle or support, the CAS Registry entry includes predicted properties including mass and molar solubilities at varying pH values. MPEP 2131.02 states: A reference disclosure can anticipate a claim when the reference describes the limitations but "'d[oes] not expressly spell out' the limitations as arranged or combined as in the claim, if a person of skill in the art, reading the reference, would ‘at once envisage’ the claimed arrangement or combination.” Kennametal, Inc. v. Ingersoll Cutting Tool Co., 780 F.3d 1376, 1381, 114 USPQ2d 1250, 1254 (Fed. Cir. 2015) In this situation, a person having ordinary skill in the art in viewing the properties of the Registry entry would at once envisage a composition with the compound and water, which is a pharmaceutically acceptable vehicle. Conclusion Claims 11-12, 24 and 27 are rejected Claims 23, 25-26, 28-29 and 34-36 are withdrawn. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QUINCY A MCKOY whose telephone number is (703)756-4598. The examiner can normally be reached Monday - Thursday 8:00 - 6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeff Lundgren can be reached at 571-272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /QUINCY A. MCKOY/ Patent Examiner, Art Unit 1626 /KAMAL A SAEED/Primary Examiner, Art Unit 1626
Read full office action

Prosecution Timeline

Aug 29, 2022
Application Filed
Jan 10, 2026
Non-Final Rejection — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
99%
With Interview (+43.4%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 86 resolved cases by this examiner. Grant probability derived from career allow rate.

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