Prosecution Insights
Last updated: September 17, 2026
Application No. 17/907,998

SILICON-BASED ACTIVE MATERIAL PARTICLES, SILICON-BASED ACTIVE MATERIAL PRECURSOR PARTICLES

Non-Final OA §102
Filed
Aug 30, 2022
Priority
May 21, 2020 — JP 2020-088789 +1 more
Examiner
LA RAIA III, LAWRENCE
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Osaka Titanium Technologies Co. Ltd.
OA Round
4 (Non-Final)
71%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
25 granted / 35 resolved
+6.4% vs TC avg
Strong +38% interview lift
Without
With
+38.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
33 currently pending
Career history
74
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
55.3%
+15.3% vs TC avg
§102
21.4%
-18.6% vs TC avg
§112
17.6%
-22.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 35 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status This Office action is in response to the RCE filed on 11/6/2025. No claim has been amended. Claims 2-4 have been cancelled. Claims 1, and 5-6 are currently pending. Response to Arguments Applicant’s arguments with respect to claims 1, and 5-6 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 5-6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 7794878 B2, KOGETSU et al. Regarding claim 1. KOGETSU [col 3 lines 18-22] disclose silicone-based active material particles, called columnar particles. KOGETSU [col 5 lines 34-45] discloses in the figure depicted below wherein multiple layers, called portions (33, 34, 35) are within the silicon-based active material particles forming a layer structure within the silicon-based active material particles, KOGETSU [col 7 lines 35-45] further discloses “columnar particle may be made up of single crystal particles, polycrystal particles including a plurality of crystallites, particles comprising microcrystal having the crystallite size of 100 nm or less, or amorphous.” [col 8 lines 13-19] go on to disclose that the size of these bumps or layers can be controlled. PNG media_image1.png 393 764 media_image1.png Greyscale Thereby making a thickness of each layer of the multiple layers is 0.2 µm or less obvious over the prior art. KOGETSU [col 25 lines 44-48] and table 7 discloses that negative electrode 4A was given an active material thickness of 0.1µm thereby anticipating the range with sufficient specificity. Regarding claim 5. KOGETSU [abstract] discloses a negative electrode of a lithium ion secondary battery, comprising the silicon-based active material particles according to claim 1. Regarding claim 6. KOGETSU [col 3 lines 23-27] discloses that the silicon-based active material particles according to claim 1, consist of a metal element-containing silicon-based active material. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAWRENCE LA RAIA III whose telephone number is (703)756-5441. The examiner can normally be reached Mon-Thur 6:00am-4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571) 272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LAWRENCE LA RAIA III Examiner Art Unit 1727 /L.L./Examiner, Art Unit 1727 /Maria Laios/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Show 3 earlier events
Jun 20, 2025
Response Filed
Aug 07, 2025
Final Rejection mailed — §102
Oct 06, 2025
Response after Non-Final Action
Nov 06, 2025
Request for Continued Examination
Nov 10, 2025
Response after Non-Final Action
Feb 19, 2026
Non-Final Rejection mailed — §102
Apr 09, 2026
Response Filed
Jul 24, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12725824
Unit Cell Preparation Apparatus and Method
3y 11m to grant Granted Sep 01, 2026
Patent 12725860
ELECTRICITY STORAGE DEVICE AND METHOD FOR PRODUCING ELECTRICITY STORAGE DEVICE
3y 6m to grant Granted Sep 01, 2026
Patent 12706300
POSITIVE ACTIVE MATERIAL FOR RECHARGEABLE LITHIUM BATTERY, PREPARING METHOD THEREOF AND RECHARGEABLE LITHIUM BATTERY INCLUDING THE SAME
4y 6m to grant Granted Aug 11, 2026
Patent 12695159
SECONDARY BATTERY AND ASSEMBLED BATTERY
4y 6m to grant Granted Jul 28, 2026
Patent 12695087
METHOD FOR PRODUCING SILICON-BASED ACTIVE MATERIAL PARTICLES AND SILICON-BASED ACTIVE MATERIAL PRECURSOR PARTICLES
3y 11m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
71%
Grant Probability
99%
With Interview (+38.3%)
3y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 35 resolved cases by this examiner. Grant probability derived from career allowance rate.

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