Prosecution Insights
Last updated: April 19, 2026
Application No. 17/911,022

3-(2-(Aminoethyl)-Indol-4-ol Derivatives, Methods of Preparation Thereof, and the Use as 5-HT2 Receptor Modulators

Non-Final OA §103
Filed
Sep 12, 2022
Examiner
BURKETT, DANIEL JOHN
Art Unit
1624
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Medical College of Wisconsin, Inc.
OA Round
2 (Non-Final)
68%
Grant Probability
Favorable
2-3
OA Rounds
3y 5m
To Grant
96%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
51 granted / 75 resolved
+8.0% vs TC avg
Strong +28% interview lift
Without
With
+28.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
49 currently pending
Career history
124
Total Applications
across all art units

Statute-Specific Performance

§101
3.3%
-36.7% vs TC avg
§103
20.1%
-19.9% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
39.2%
-0.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 75 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1, 9, 13-17, 20-21, 26, and 30 are pending in the instant application. Claims 2-8, 10-12, 18-19, 22-25, 27-29, and 31-35 have been canceled. Withdrawn Rejections/Objections Applicant’s amendment is sufficient to overcome the objection to the specification for minor informalities. This objection is hereby withdrawn. Applicant’s cancellation of Claim 24 renders the objection thereof moot. This objection is hereby withdrawn. Applicant’s amendment is sufficient to overcome the rejection of Claim 30 under 35 U.S.C 112(a) and the rejection of Claim 30 under 35 U.S.C. 112(b). These rejections are hereby withdrawn. Applicant’s amendment is sufficient to overcome the rejection of Claims 1, 3-5, 9, and 13 under 35 U.S.C. 102. This rejection is hereby withdrawn. Applicant’s cancellation of Claims 18-19 and 22-25 render the rejection thereof under 35 U.S.C. 103 moot. Applicant’s amendment is sufficient to overcome the rejection of Claim 26 under 35 U.S.C. 103. This rejection is hereby withdrawn. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The rejection of Claim 14 under 35 U.S.C. 103 as being unpatentable over Sard et. al. (WO 2006/047032 A2; cited on Applicant’s Information Disclosure Statement filed August 8th, 2024; cited in non-final rejection mailed June 13th, 2025; hereinafter referred to as Sard 1) in view of Meanwell (“Fluorine and Fluorinated Motifs in the Design and Application of Bioisosteres for Drug Design”, J. Med. Chem., 61, 5822-5880, 2018; cited in non-final rejection mailed June 13th, 2025; hereinafter referred to as Meanwell) is maintained. This rejection is extended to Claims 1, 9, 13, and 30. Applicant has traversed this rejection on the basis that no motivation would have led a skilled artisan to select and modify compound 16 in Sard 1. The Examiner does not find this persuasive. As noted in the non-final rejection mailed June 13th, 2025, Sard 1 teaches the following compound as compound 16: PNG media_image1.png 140 174 media_image1.png Greyscale wherein R is cyclopropylmethyl. While Sard 1 does not disclose activity of this compound specifically, at Claim 16, Sard 1 teaches a method of increasing the activity of a serotonin receptor comprising contacting a serotonin receptor with a compound of Claim 9, which includes compound 16, above. In addition to compound 16, at Figure 1, Sard 1 teaches compound 13, having the same structure as noted above, wherein R is CH2CH2CH3, with a compound code of O-3952. At Page 50, Table 2, Sard 1 teaches compound O-3952 as being an activator of 5-HT2A and 5-HT2C, thereby reading on the limitations of instant Claim 30. Compound 13 reads on a compound of Formula I as instantly recited at Claims 1, 9, and 13 when R1 and R2 are methyl, R3 is CH2CH2CH3 and Z is H, differing only in the presence of the aryl fluorine atom. As noted in the non-final rejection mailed June 13th, 2025, at Page 5822, first column, Meanwell teaches “early applications of fluorine as a bioisostere focused on the relatively simple replacement of hydrogen atoms in drug molecules”, and further, at Page 5823, under “Fluorine as a Bioisostere of the Hydorgen atom in Alkyl Moieties,” Meanwell states, “Replacing hydrogen atoms with fluorine atoms has been explored extensively in drug design, most commonly to replace those bound to an aromatic ring…” Applicant’s traversal of the rejection of Claim 14 did not raise objection to the bioisosteric replacement of fluorine with hydrogen being non-obvious, but rather was based on the assertion Sard 1 did not teach that the compound was active as a 5-HT2 receptor agonist. For the reasons noted above, this is not the case. Therefore, the substitution of the fluorine atoms in the compounds taught by Sard 1 for a hydrogen atom would have been obvious to a person having ordinary skill in the art, with reasonable expectation of success, as the compounds taught by Sard 1 were taught to be 5HT2 receptor agonists. Per MPEP 2144.09, I., “A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979).” The rejection of Claim 17 under 35 U.S.C. 103 as being unpatentable over Sard et. al. (“SAR of psilocybin analogs: Discovery of a selective 5-HT2c agonist”, Bioorganic & Medicinal Chemistry Letters, 15, 4555-4559, 2005; cited on Applicant’s Information Disclosure Statement filed August 8th, 2024; cited in non-final rejection mailed June 13th, 2025; hereinafter referred to as Sard 2) in view of Pirali et. al. (“Applications of Deuterium in Medicinal Chemistry”, Journal of Medicinal Chemistry, 62, 5276-5297, 2019; cited in non-final rejection mailed June 13th, 2025; hereinafter referred to as Pirali) is maintained. This rejection is extended to Claims 1 and 30. Applicant traverses this rejection on the basis that Sard 2 provides no reason for starting with compound 14, referenced in the non-final rejection mailed June 13th, 2025 and that compound 14 further differs from the instantly claimed compounds by having a methylene linker between the amine moiety and the indole, as opposed to an ethylene linker. The examiner does not find this argument persuasive. As noted in the non-final rejection mailed June 13th, 2025, Sard 2 teaches the following group of compounds: PNG media_image2.png 251 192 media_image2.png Greyscale With respect to Applicant’s assertion that compound 14 shows reduced affinity and selectivity for the 5-HT2c receptor, this argument is not persuasive. The instantly claimed compounds and limitation of instant Claim 30 are drawn to agonist activity of a 5-HT2 receptor. The fact that compound 14 has reduced activity over other 5-HT2 receptors does not negate its activity and status in the art as a 5-HT2 receptor. With regard to the length of the linker, the instantly claimed compounds as recited at Claims 1 and 14 are homologous to compound 14 as taught by Sard 2. Per MPEP 2144.09, II., “Compounds which are position isomers (compounds having the same radicals in physically different positions on the same nucleus) or homologs (compounds differing regularly by the successive addition of the same chemical group, e.g., by -CH2- groups) are generally of sufficiently close structural similarity that there is a presumed expectation that such compounds possess similar properties. In re Wilder, 563 F.2d 457, 195 USPQ 426 (CCPA 1977).” Further, at Page 4558, first paragraph, Sard 2 teaches decreasing the linker from ethylene to methylene resulted in poorer activity against the 5-HT2 receptors. Therefore, a person having ordinary skill in the art would reasonably expect success in activating a 5-HT2 receptor by generating a homolog of compound 14 by replacing the aforementioned methylene linker with an ethylene linker as instantly claimed. As applicant has not traversed the motivation for substituting CH3 for CD3 as noted in the non-final rejection mailed June 13th, 2025, this rejection holds. For clarity of the record, the motivation for substituting CD3 for CH3 is restated below. As taught by Pirali, incorporation of deuterium in bioactive compounds is a well-established practice in the art. At Page 5276, Second Column, Second Paragraph, Pirali teached C-D bonds are more stable to oxidative processes compared to C-H bonds. At Page 5278, Second Column, Third Paragraph, Pirali teaches deuterated compounds generally result in reduced clearance, increased Cmax and t1/2. Further, at Page 5292, Second Column, Second Paragraph, Pirali teaches “nowarays deuterium has also been used for bioisoteric replacements when fluorine replacement is unfeasible”. Taken together, applying KSR exemplary rationale D, it would have been prima facie obvious to a person having ordinary skill in the art to modify the compound taught by Sard 2, noted above, substituting CD3 for CH3 in the R3 position and extending the methylene linker to an ethylene linker with reasonable expectation of success. Allowable Subject Matter Claims 14-16, 20-21, and 26 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Claims 1, 9, 13, 17, and 30 are rejected. Claims 14-16, 20-21, and 26 are objected to. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL JOHN BURKETT whose telephone number is (703)756-5390. The examiner can normally be reached Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Murray can be reached at (571) 272-9023. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.J.B./Examiner, Art Unit 1624 /JEFFREY H MURRAY/Supervisory Patent Examiner, Art Unit 1624
Read full office action

Prosecution Timeline

Sep 12, 2022
Application Filed
Jun 02, 2025
Non-Final Rejection — §103
Dec 10, 2025
Response Filed
Dec 29, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12590061
CRYSTALLINE FORM OF ACETYLCHOLINESTERASE INHIBITOR AND PREPARATION METHOD THEREFOR AND APPLICATION THEREOF
2y 5m to grant Granted Mar 31, 2026
Patent 12583870
AZAHETEROARYL COMPOUND AND APPLICATION THEREOF
2y 5m to grant Granted Mar 24, 2026
Patent 12582661
SYNTHESIS AND APPLICATION OF CLASS OF RESPIRATORY SYNCYTIAL VIRUS INHIBITORS
2y 5m to grant Granted Mar 24, 2026
Patent 12577252
DRUG FOR THE TREATMENT OF DISEASES CAUSED BY BACTERIA
2y 5m to grant Granted Mar 17, 2026
Patent 12569485
SMARCA INHIBITORS AND USES THEREOF
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

2-3
Expected OA Rounds
68%
Grant Probability
96%
With Interview (+28.2%)
3y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 75 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month