Prosecution Insights
Last updated: October 02, 2026
Application No. 17/914,691

METHODS OF USING UMBILICAL CORD PRODUCTS FOR TREATMENT OF OCULAR SURFACE DISORDERS

Non-Final OA §103
Filed
Sep 26, 2022
Priority
Apr 03, 2020 — provisional 63/004,987 +1 more
Examiner
MOSS, NATALIE M
Art Unit
1653
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
BIOTISSUE HOLDINGS INC.
OA Round
3 (Non-Final)
31%
Grant Probability
At Risk
3-4
OA Rounds
0m
Est. Remaining
48%
With Interview

Examiner Intelligence

Grants only 31% of cases
31%
Career Allowance Rate
161 granted / 523 resolved
-29.2% vs TC avg
Strong +17% interview lift
Without
With
+17.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
56 currently pending
Career history
599
Total Applications
across all art units

Statute-Specific Performance

§101
7.9%
-32.1% vs TC avg
§103
45.6%
+5.6% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
28.8%
-11.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 523 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 02 September 2026 has been entered. DETAILED OFFICE ACTION This Office Action is in response to the papers filed on 02 September 2026. PRIORITY Provisional Application 63/004987, filed on 03 April 2020, is acknowledged. The Provisional Application does not disclose a superior fornix. PCT/US2021/025642 discloses an inferior fornix and a superior fornix. CLAIMS UNDER EXAMINATION Claims 99, 103-111 and 118-123 have been examined on their merits. WITHDRAWN REJECTIONS The previous rejections have been withdrawn due to claim amendment. NEW REJECTIONS Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 99, 103-111, 118 and 120-123 are rejected under 35 U.S.C. 103 as being unpatentable over Tseng et al. (Methods of Sterilizing Fetal Support Tissues. US20150335771) in view of and Liu et al. (Update on amniotic membrane transplantation. Expert Rev Ophthalmol. 2010 Oct;5(5):645-661) as evidenced by Cambridge Dictionary (definition of the term “layer”). Tseng teaches methods of making and using a fetal support tissue product (Abstract; [0003]). Tseng teaches an “umbilical cord amniotic membrane (UCAM) or substantially isolated UCAM” as a fetal support ([0039] [0045]). Tseng teaches “umbilical cord amniotic membrane” (UCAM) means amniotic membrane derived from the umbilical cord. The UCAM has multiple layers: an epithelial layer; a basement membrane; a compact layer; a fibroblast layer; and a spongy layer. It lacks blood vessels or a direct blood supply” ([0045]).The instant specification does not define “essentially free”. Therefore an isolated and substantially isolated UCAM is broadly interpreted to be essentially free of Wharton’s Jelly. Tseng teaches the amniotic membrane is a layer ([0002]). A layer is a sheet (as evidenced by Cambridge Dictionary). Tseng teaches HC-HA/PTX3 complex (which comprises Petraxin 3 (PTX3) is present in amniotic membrane (see [0226] [0229]; Table 12). Tseng teaches the product can be used to treat an ophthalmic disorder in an individual ([0021]). In some embodiments, the ophthalmic disorder is a dry eye ([0021]), corneal ulcers ([0059]), persistent epithelial defect ([0059]) and pterygium ([0059]) (ocular surface disorders). The art teaches fornix reconstruction ([0059]). Because the product treats an ophthalmic disorder, it is interpreted to administer a therapeutically effective amount of HC-HA/PTX3. Tseng is silent regarding the shape of the UCAM. Tseng does not teach administering the fetal support tissue to an inferior fornix of the eye. Liu teaches amniotic membrane has been successfully used as a graft for a wide range of ophthalmic indications (see last sentence of page 1 bridging first sentence of page 2). Figure 3 teaches application of an amniotic membrane “in ocular surface”. The art teaches amniotic membrane can be inserted “into the upper fornix first” (hence, superior fornix; see text under Figure 3). It would have been obvious to use UCAM to treat an ocular surface disease, disorder and/or wound. KSR Rationale E indicates that “a person of ordinary skill has good reason to pursue the known options within his or her technical grasp. If this leads to the anticipated success, it is likely the product not of innovation but of ordinary skill and commonsense” (MPEP 2143 “Rationale E. Obvious to Try” section). One would have been motivated to do so since Tseng teaches UCAM comprises HC-HA/PTX3, which has anti-inflammatory and anti-scarring actions (Example 2). One would have had a reasonable expectation of success since Tseng teaches UCAM can be used as a fetal tissue product for treating an ocular disorder. It would have been obvious to apply the amniotic membrane taught by Tseng in a superior fornix. One would have been motivated to do so to treat an ocular surface in a patient as taught by Liu. One would have had a reasonable expectation of success since Liu teaches an amniotic membrane can be inserted into the upper fornix of the eye. One would have expected similar results since Liu teaches amniotic membrane can be inserted into the fornix. One would have expected similar results since both references are directed to methods of treating ocular disorders. Therefore claim 99 is rendered obvious. The product may be lyophilized ([0039]). Claim 103 is rejected. Tseng teaches the product can be frozen, which kills substantially all cells found in the fetal support product ([0121]). Therefore claims 104-106 are rendered obvious. The tissue product lacks blood vessels ([0045]). Therefore claim 107 is rejected. Tseng teaches cryopreservation ([0060]). Therefore claim 108 is included in this rejection. Tseng teaches the product may be lyophilized ([0039]). Claim 109 is rejected. The product can be used to regenerate or repair nerve ([0019]). Because the art teaches UCAM, it would inherently regenerate nerve when applied to the eye. Therefore claim 110 is included in this rejection. Exemplary properties or therapeutic activities of the product include, but are not limited to, anti-inflammation, anti-scarring, anti-adhesion, wound healing or tissue regeneration ([0114]). Therefore claim 111 is included in this rejection. Tseng teaches treating Stevens Johnson Syndrome ([0059]). Therefore claim 118 is included in this rejection. Tseng teaches treating an ophthalmic wound ([0021]) Therefore claim 120 is rejected. A wound is interpreted to be an injury. Therefore claim 121 is included in this rejection. Exemplary properties or therapeutic activities of the product include, but are not limited to, anti-inflammation, anti-scarring, anti-adhesion, wound healing or tissue regeneration ([0114]). Therefore claim 122 is included in this rejection. Tseng teaches cutting AM tissues to a size of 2.0 cm×2.0 cm ([0228] [0231]) and 2.0 cm×3.0 cm ([0233]). This is interpreted to be a rectangular shape. Claim 123 is included in this rejection. Therefore Applicant’s invention is rendered obvious as claimed. Claim 119 is rejected under 35 U.S.C. 103 as being unpatentable over Tseng in view of Liu as applied to claim 118 above, and further in view of Tseng et al. (Compositions Containing HC-HA Complex and Methods of Use Thereof. US20120083445). Claim 118 is rejected on the ground set forth above. The teachings of Tseng are reiterated. Tseng teaches the use of a composition comprising an HC-HA complex. Tseng teaches treating ocular diseases and disorders. Tseng does not teach treating pemphigoid. Tseng (2012) teaches compositions comprising an HC-HA complex from amniotic material ([0010]). The art teaches administration to an eye ([0148]). The composition can be used to treat bullous pemphigoid ([0069]). It would have been obvious to try treating pemphigoid with the UCAM taught by Tseng. One would have been motivated to do so since Tseng (2012) teaches amniotic HC-HA can be used to treat pemphigoid. One would have had a reasonable expectation of success since Tseng (2012) teaches amniotic HC-HA can be used to treat pemphigoid. One would have expected similar results since both references are directed to compositions comprising HC-HA complex for treating ocular conditions. Therefore claim 119 is included in this rejection. Therefore Applicant’s Invention is rendered obvious as claimed. RESPONSE TO APPLICANT’S ARGUMENTS The arguments made in the response filed on 02 September 2026 are acknowledged. New grounds of rejection have been made to address the amended claims. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATALIE MOSS whose telephone number is (571) 270-7439. The examiner can normally be reached on Monday-Friday, 8am-5pm EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sharmila Landau can be reached on (571) 272-0614. The fax phone number for the organization where this application or proceeding is assigned is (571) 270-8439. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATALIE M MOSS/ Examiner, Art Unit 1653
Read full office action

Prosecution Timeline

Sep 26, 2022
Application Filed
Sep 24, 2025
Non-Final Rejection mailed — §103
Mar 23, 2026
Response Filed
Apr 03, 2026
Final Rejection mailed — §103
Sep 02, 2026
Request for Continued Examination
Sep 04, 2026
Response after Non-Final Action
Sep 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12691148
USE OF PROBIOTICS IN THE TREATMENT AND/OR PREVENTION OF ATOPIC DERMATITIS
3y 11m to grant Granted Jul 28, 2026
Patent 12576116
USE OF PROBIOTICS IN THE TREATMENT AND/OR PREVENTION OF ATOPIC DERMATITIS
7y 2m to grant Granted Mar 17, 2026
Patent 12115199
Delivery System and Probiotic Composition for Animals and Plants
6y 9m to grant Granted Oct 15, 2024
Patent 12005089
CVS TRANSPLANTATION FOR TREATMENT OF BACTERIAL VAGINOSIS
8y 0m to grant Granted Jun 11, 2024
Patent 11262362
2-HYDROXYGLUTARATE AS A BIOMARKER FOR CHRONIC HYPOXIA
7y 9m to grant Granted Mar 01, 2022
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
31%
Grant Probability
48%
With Interview (+17.1%)
3y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 523 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month