Prosecution Insights
Last updated: April 19, 2026
Application No. 17/915,425

SILANE-BASED COATING COMPOSITIONS COMPRISING A METAL ALKOXIDE CATALYST AND AN ACID-FUNCTIONAL POLYMER

Non-Final OA §103
Filed
Sep 28, 2022
Examiner
MOORE, MARGARET G
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
BASF Corporation
OA Round
3 (Non-Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
3y 0m
To Grant
83%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
885 granted / 1302 resolved
+3.0% vs TC avg
Strong +15% interview lift
Without
With
+15.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
44 currently pending
Career history
1346
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
57.4%
+17.4% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1302 resolved cases

Office Action

§103
DETAILED ACTION A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/26/26 has been entered. In view of the amendment dated 2/26/26, the previous prior art rejection has been withdrawn. The Examiner relies on applicants’ remarks regarding the acid number in making this determination. The Examiner also searched but could find no motivation to add a polymer meeting having the acid number as claimed to the composition of Mathieu et al. The search did find relevant new prior art during this updated search and as such the following new ground of rejection is made. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1 - 8 and 10 - 20 are rejected under 35 U.S.C. 103 as being unpatentable over Ziche et al. 8,357,755, in view of Wakabayashi et al. 2007/0203297. Ziche et al. teach a crosslinkable organosilicon composition. For claimed component a) see the polymer (A) found in line 52 of column 2. The terminal group of formula (I) corresponds to the claimed general formula (I). See the specific formulas found on column 3, line 53, to column 4, line 5, which show preferred groups of formula (I). Note that lines 59 to 66 show various silanes meeting claimed (I) in which the N atom is attached to a methyl group and an alkylene group, as well as attachment to the polymer itself. For claimed component c) see the catalyst found in column 5, lines 50 to 61. This teaches multiple metal alkoxides. For claimed component d) see column 7, lines 20 to 62, which teaches polymers having an acid number of from 40 to 230. The working examples use polymers having an acid number of 130 and 70-90 which fall directly within the claimed range. Finally column 9, line 25, teaches alkyl aromatics as useful solvents. These are aprotic organic solvents. As such Ziche et al. teach each of claimed a), c), d) and e). This differs from that claimed in that it does not teach claimed b). . Note, though, that the teachings in Ziche et al. are inclusive of all known and useful condensation catalysts (column 5, lines 48 and 49). Wakabayashi et al. teach, as a condensation catalyst (c2) metal carboxylates having a quaternary carbon adjacent to the carbonyl group. See paragraph 109. This improves curability and adhesiveness. See paragraphs 104 and 105. Examples of the metal carboxylates are found in paragraph 115 to 118 and include potassium versatate (or potassium neodecanoic, as found in claims 4 and 20). Wakabayashi et al. also teach that these catalyst can be used in combination with other metal carboxylate catalysts. See paragraph 130. This combination increases catalytic activity, curability and other properties. From this one having ordinary skill in the art would have found it obvious to add the metal carboxylate (c2) in Wakabayashi et al. to the composition of Ziche et al. such that there is a combination of the claimed catalysts b) and c) therein, in an effort to take advantage of the properties and benefits thereof as taught by Wakabayashi et al., noted supra. In this manner claims 1, 4 and 20 are rendered obvious For claims 2 and 16 to 18, again see the end groups shown in column 3, lines 59 to 66, which show formulas meeting this claim. For claims 3 and 19, see column 5, lines 43 to 46. The preferred range of 20 to 40 wt% falls within the claimed range. For claims 5 and 8, note that adjusting the amount of catalyst in the combined composition noted supra would have been well within the skill of the ordinary artisan, in an effort to optimize properties while not using an excess of catalyst. This is true particularly in view of the fact that Wakabayashi et al. teach adding two different catalysts. For claims 6 and 7, note that paragraph 130 in Wakabayashi et al. teach each of these catalysts. For claim 10, note that no pigment or colorant is required such that the obvious composition noted above would be expected to be a clearcoat. Note that the claimed compositions are the same (with the exception of one catalyst) as that in Ziche et al. such that the appearance of the compositions would be expected to be the same. For claim 11, note that of the required components in Ziche et al., none is a crosslinking agent or a tin containing compound such that these limitations are met. On the other hand, see column 5, line 66 to column 6, line 4, which teaches this tin amount. For claims 12 to 15, see column 10, line 16, which teaches using the composition as a coating. Note that multilayered coatings are extremely common and well known, in an effort to ensure optimal coverage and thickness and smoothness of the resulting layers. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARGARET MOORE whose telephone number is (571)272-1090. The examiner can normally be reached on Monday to Friday, 10 am to 5 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelly, can be reached at 571-270-1831. Mgm 3/7/26 /MARGARET G MOORE/Primary Examiner, Art Unit 1765
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Prosecution Timeline

Sep 28, 2022
Application Filed
Aug 16, 2025
Non-Final Rejection — §103
Oct 14, 2025
Response Filed
Dec 04, 2025
Final Rejection — §103
Feb 09, 2026
Response after Non-Final Action
Feb 26, 2026
Request for Continued Examination
Mar 05, 2026
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601178
BONDING ADHESIVE AND ADHERED ROOFING SYSTEMS PREPARED USING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12595339
PREPARATION OF ORGANOSILICON COMPOUNDS WITH ALDEHYDE FUNCTIONALITY
2y 5m to grant Granted Apr 07, 2026
Patent 12590185
RAPID-CURING TWO-COMPONENT SILICONE COMPOSITION HAVING A LONGER MIXER OPEN TIME
2y 5m to grant Granted Mar 31, 2026
Patent 12583975
UV-CURABLE ORGANOPOLYSILOXANE COMPOSITION AND USE THEREOF
2y 5m to grant Granted Mar 24, 2026
Patent 12577351
Increasing the molecular weight of low molecular weight alpha,omega-polysiloxanediols
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
83%
With Interview (+15.1%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 1302 resolved cases by this examiner. Grant probability derived from career allow rate.

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