Prosecution Insights
Last updated: October 02, 2026
Application No. 17/915,652

SUBMERGED FERMENTATION PROCESS

Non-Final OA §103
Filed
Sep 29, 2022
Priority
Apr 03, 2020 — provisional 63/005,142 +1 more
Examiner
FAN, LYNN Y
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Novozymes A/S
OA Round
3 (Non-Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
231 granted / 488 resolved
-17.7% vs TC avg
Strong +50% interview lift
Without
With
+49.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
72 currently pending
Career history
531
Total Applications
across all art units

Statute-Specific Performance

§101
4.4%
-35.6% vs TC avg
§103
47.1%
+7.1% vs TC avg
§102
8.2%
-31.8% vs TC avg
§112
26.1%
-13.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 488 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on July 27, 2026 has been entered. Claims 1-16, 20, 27, 31-32, and 40-41 have been canceled. Claims 17-19, 21-26, 28-30, and 33-39 are pending, Claims 19, 23, 25-26, 29, 33-34, and 36-39 have been withdrawn, and Claims 17-18, 21-22, 24, 28, 30, and 35 have been considered on the merits, insofar as they read on the elected species of hydrolase, a muramidase of SEQ ID NO: 1, a bolus addition, a fed batch fermentation process wherein the at least one enzyme is added to the fermentation broth, adding up to 500 mg/kg of the at least one enzyme per kg of fermentation broth, and a Bacillus species. All arguments have been fully considered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 17-18, 21, 24, 28, and 35 are rejected under 35 U.S.C. 103 as being unpatentable over Glanville et al (WO 2018/185048 A1; 10/11/2018.) in view of Ho (J Appl Biotechnol Bioeng. 2016;1(3):96-104.), Kimmenade et al (WO 2009/102755 A1; 8/20/2009.) and Schnorr et al (WO 2013/076253 A1; 5/30/2013.). The instant claims recite a submerged fermentation process of producing a polypeptide of interest, the process comprising: a) fermenting a microorganism that produces the polypeptide of interest in a stirred or agitated fermentation broth, and b) adding at least one enzyme to the fermentation broth, or co-expressing the at least one enzyme in the microorganism and secreting the at least one enzyme into the fermentation broth, in an amount sufficient to reduce the viscosity of the fermentation broth compared to when the at least one enzyme is not added or co-expressed; wherein the polypeptide of interest is a secreted enzyme; and wherein the at least one enzyme is a muramidase of the glycosyl hydrolase GH24 or GH25 family. Glanville teaches a method for recovering a desired fermentation product from a fermentation broth (Title), comprising fermenting a microorganism that produces one or more desired fermentation products in a fermentation broth (a liquid medium – a submerged fermentation) (p.3 line 32-34, p.4 line 1-2), and adding lysozyme (muramidase) and/or hydrolyzing enzymes to the fermentation broth (p.11 line 23-24), wherein the one or more desired fermentation products is preferably selected among proteins, such as enzymes, e.g., hydrolases, isomerases, ligases, lyases, oxidoreductases, and transferases (a polypeptide of interest) (p.4 line 21-22 & 25-27), or obtained from a microorganism (p.8 line 25) such as any Bacillus cell (p.5 line 35, p.9 line 1). The method further comprises recovering said products (p.16 line 16). The method is a fed-batch fermentation (p.4 line 15). The microorganism is a Bacillus species (p.9 line 1-6). Glanville does not teach the method wherein the fermentation broth is stirred or agitated (claim 17). However, Glanville does teach batch submerged fermentation. Ho teaches growth conditions including agitation speed affect the outcome of enzyme production in batch submerged fermentation (p.98 col right – para 2). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to agitate a fermentation broth as a routine practice in the art, since Glanville discloses batch submerged fermentation, and Ho discloses that agitation speed affects the outcome of enzyme production in batch submerged fermentation. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited reference and routine practice to agitate a fermentation broth with a reasonable expectation for successfully recovering a desired fermentation product from a fermentation broth. References cited above do not teach the method wherein the at least one enzyme is added in an amount sufficient to reduce the viscosity of the fermentation broth compared to when the at least one enzyme is not added or co-expressed (claim 17). However, Glanville does teach the method comprises fermenting Bacillus species in a fermentation broth, and adding lysozyme to the fermentation broth. Before the effective filing date of the claimed invention, it was well-known in the art that lysozyme reduces fermentation broth viscosity. In support, Kimmenade teaches a method comprises fermenting Bacillus species in a fermentation broth (para 00127), wherein 2 µl lysozyme solution reduces fermentation broth viscosity compared to when the lysozyme solution is not added (para 00129). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to add a sufficient amount of lysozyme to a fermentation broth to reduce the viscosity of the fermentation broth, since Glanville discloses a method comprises adding lysozyme to a fermentation broth, and Kimmenade discloses that lysozyme reduces fermentation broth viscosity. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited reference and routine practice to add a sufficient amount of lysozyme to a fermentation broth with a reasonable expectation for successfully recovering a desired fermentation product from a fermentation broth. References cited above do not teach the method wherein the at least one enzyme is a muramidase of the glycosyl hydrolase GH24 or GH25 family (claim 17), and the at least one enzyme comprises a GH24 or GH25 muramidase comprising an amino acid sequence having at least 80% sequence identity to the amino acid sequence shown in any of SEQ ID NO: 1 (claim 28). However, Glanville does teach the method comprises adding one or more cell wall degrading enzymes such as lysozyme(s) (muramidase). Schnorr teaches addition of one or more lysozymes affords the breakdown of cell walls from bacteria, which is not possible using current commercial solutions, wherein said one or more lysozymes include a GH25 lysozyme having SEQ ID NO: 4 (the claimed SEQ ID NO: 1, see Result 3 in Search results filed on 07/18/2025) (p.47 line 10-12 & 22-25). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to incorporate the claimed muramidase, since Glanville discloses a method comprises adding one or more cell wall degrading enzymes such as lysozyme(s) (muramidase), and Schnorr discloses that the claimed muramidase affords the breakdown of cell walls from bacteria, which is not possible using current commercial solutions. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited reference to incorporate the claimed muramidase with a reasonable expectation for successfully recovering a desired fermentation product from a fermentation broth. Claim 22 is rejected under 35 U.S.C. 103 as being unpatentable over Glanville et al (WO 2018/185048 A1; 10/11/2018.) in view of Ho (J Appl Biotechnol Bioeng. 2016;1(3):96-104.), Kimmenade et al (WO 2009/102755 A1; 8/20/2009.) and Schnorr et al (WO 2013/076253 A1; 5/30/2013.) as applied to claims 17-18, 21, 24, 28, and 35 above, further in view of Lindskog et al (Biopharmaceutical Processing Development, Design, and Implementation of Manufacturing Processes. 2018, Chapter 31, p.625-635.). References cited above do not teach the method wherein the at least one enzyme is added as a bolus addition (claim 22). However, Glanville does teach fed-batch fermentation. Lindskog teaches fed-batch fermentation wherein a feed solution can be added intermittently (bolus feed), and bolus feed could be a better option when in very large-scale simplicity and robustness might need to be prioritized before sophistication (p.628 para 4). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to add an enzyme as a bolus addition, since Glanville discloses fed-batch fermentation, and Lindskog discloses fed-batch fermentation where a feed solution can be added as a bolus feed, and bolus feed could be a better option in certain situations. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited reference and routine practice to add an enzyme as a bolus addition with a reasonable expectation for successfully recovering a desired fermentation product from a fermentation broth. Claim 30 is rejected under 35 U.S.C. 103 as being unpatentable over Glanville et al (WO 2018/185048 A1; 10/11/2018.) in view of Ho (J Appl Biotechnol Bioeng. 2016;1(3):96-104.), Kimmenade et al (WO 2009/102755 A1; 8/20/2009.) and Schnorr et al (WO 2013/076253 A1; 5/30/2013.) as applied to claims 17-18, 21, 24, 28, and 35 above, further in view of Robinson (Essays Biochem. 2015;59:1-41.). References cited above do not teach the method comprises adding up to 500 mg/kg of the at least one enzyme per kg of fermentation broth (claim 30). Robinson teaches the amount of enzyme controls reaction rates, the relationship between the reaction rate and the amount of enzyme is a simple linear relationship, and substrate concentration effects the linear relationship (p.10 para 3-5). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to incorporate an optimized concentration of an enzyme, since it was well-known in the art that the amount of enzyme controls reaction rates, and that substrate concentration effects the amount of enzyme used in the reaction. In other words, the optimized amount of enzyme used in fermentation broth depends on other parameters such as substrate concentration. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited reference to incorporate an optimized concentration of an enzyme with a reasonable expectation for successfully recovering a desired fermentation product from a fermentation broth. Response to Arguments Applicant argues that the primary combination fails to render claim 17 obvious, and that secondary references do not cure the deficiencies. However, these arguments are moot in light of the new rejections above in view of applicant’s amendments. Conclusion No claims are allowed. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to LYNN Y FAN whose telephone number is (571)270-3541. The examiner can normally be reached on M-F 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached on (571)272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Lynn Y Fan/ Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Show 1 earlier event
Sep 29, 2022
Response after Non-Final Action
Feb 19, 2025
Response after Non-Final Action
Aug 05, 2025
Non-Final Rejection mailed — §103
Feb 05, 2026
Response Filed
Mar 31, 2026
Final Rejection mailed — §103
Jul 27, 2026
Request for Continued Examination
Jul 28, 2026
Response after Non-Final Action
Aug 20, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747463
Enhanced Sophorolipid Derivatives
4y 1m to grant Granted Sep 29, 2026
Patent 12734222
METHOD AND MEDICINE FOR TREATING HUNTINGTON'S DISEASE
3y 11m to grant Granted Sep 15, 2026
Patent 12734195
COMPOSITION FOR TREATING INFECTIOUS DISEASES, COMPRISING EXOSOMES DERIVED FROM THROMBIN-TREATED STEM CELLS
3y 4m to grant Granted Sep 15, 2026
Patent 12714130
Single cell protein from thermophilic fungi
3y 2m to grant Granted Aug 25, 2026
Patent 12685289
CONCENTRATED ALGAL EXTRACT
4y 3m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
97%
With Interview (+49.5%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 488 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month