Prosecution Insights
Last updated: April 19, 2026
Application No. 17/918,662

Polyester Carbonates From Cycloaliphatic Diacids, 1,4:3,6-Dianhydrohexitol and a Further Aliphatic Dihydroxy Compound

Non-Final OA §103§112
Filed
Oct 13, 2022
Examiner
BUTTNER, DAVID J
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Covestro Deutschland AG
OA Round
3 (Non-Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
2y 9m
To Grant
68%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
734 granted / 1148 resolved
-1.1% vs TC avg
Minimal +4% lift
Without
With
+4.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
49 currently pending
Career history
1197
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
55.6%
+15.6% vs TC avg
§102
7.8%
-32.2% vs TC avg
§112
9.6%
-30.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1148 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4 and 17 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claims depend on cancelled claim 4. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3,5-11 and 16-20 rejected under 35 U.S.C. 103 as being unpatentable over Meyer WO2020/126806. Meyer 12,173,150 is relied on as a translation. Meyer claims (#1) a method of polymerizing aliphatic diol(s), cycloaliphatic diacid and diaryl carbonate in the same two step manner as applicant. The aliphatic diol may be isosorbide, cyclohexane dimethanol etc (claim #2). The patent’s “at least one” language in describing the diol suggests simultaneous use of isosorbide and a second diol such as cyclohexane dimethanol. The first step is carried out in the presence of inorganic catalyst and/or organic catalyst. This catalyst(s) remain present during the second step according to Meyer’s examples. The catalyst may be DBN, DBU (col 8 line 65-67) which qualify as applicant’s 1st catalyst. The catalyst may also be compounds of metals such as sodium, lithium, potassium, calcium or magnesium (col 8 line 56-59). Mixtures of catalysts (col 9 line 11) may be used. A combination of DBN or DBU with one of these metal compounds would have been obvious. The amount of catalyst is 5-1000ppm (col 9 line 30). The “based on 1 mol of dicarboxylic acid” appears to be in error as ppm is already a weight ratio. Meyer’s example shows the ppm of catalyst is a weight ratio of catalyst/monomers. The 5-1000ppm would be 0.0005 to 0.10%. Given the metal is only a fraction of the entire catalyst’s weight, the wt% would be somewhat lower. It is clear Meyer’s wt% of metal overlaps applicant’s claimed range. In regards to applicant’s dependent claims: Meyer’s preferred cycloaliphatic diacid is 1,4 cyclohexane dicarboxylic acid – meeting applicant’s claims 6,7,18 and 20. The diol may be a tetraspiro diol (col 7 line 33) – meeting applicant’s claim 16. Claims 1-3,5-11 and 16-20 rejected under 35 U.S.C. 103 as being unpatentable over Meyer WO2020/126806 in view of Oh 2021/0301081. Meyer applies as explained above. Meyer suggests using a combination of isosorbide with CHDM as the polyestercarbonate’s diols, but gives no reason for doing so. Oh exemplifies (#6) such a combination in forming polyestercarbonates. The inclusion of the CHDM alters Tg etc. It would have been obvious to use a combination of isosorbide and CHDM in forming Meyer’s polyestercarbonate to adjust its physical properties. Applicant's arguments filed 3/6/26 have been fully considered but they are not persuasive. Applicant argues that Meyer does not disclose mixtures of catalysts and prefers amines instead of inorganic salts. This is not convincing. Meyer does suggests using mixtures of catalysts (col 9 line 11). While Meyer may prefer amines, Meyer (col 8 line 54-59) clearly does suggest hydroxides, halides, carbonates of metals such as sodium, potassium, magnesium etc as catalysts. Simply choosing to claim less preferred embodiments of the prior art is no reason patentability (MPEP2123 II.). There is no reason to believe applicant’s claimed process that includes metal salts does not suffer the negative effects predicted by Meyer. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID J BUTTNER whose telephone number is (571)272-1084. The examiner can normally be reached M-F 9-3pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelley can be reached at 571-270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID J BUTTNER/Primary Examiner, Art Unit 1765 3/24/26
Read full office action

Prosecution Timeline

Oct 13, 2022
Application Filed
May 22, 2025
Non-Final Rejection — §103, §112
Aug 28, 2025
Response Filed
Oct 03, 2025
Final Rejection — §103, §112
Mar 06, 2026
Request for Continued Examination
Mar 10, 2026
Response after Non-Final Action
Mar 24, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12583972
NON-ISOCYANATE POLYURETHANE ELASTOMERS AND COMPOSITIONS COMPRISING SUCH ELASTOMERS
2y 5m to grant Granted Mar 24, 2026
Patent 12577446
DIMENSIONALLY STABLE, WIPE-ON, SEMI-CRYSTALLINE-POLYESTER-BASED ADHESIVE COMPOUND
2y 5m to grant Granted Mar 17, 2026
Patent 12570800
POLYAMIDES HAVING CYCLIC TERPENOID SUBSTRUCTURES
2y 5m to grant Granted Mar 10, 2026
Patent 12540245
WATER REPELLENT COMPOSITION, METHOD FOR PRODUCING WATER REPELLENT COMPOSITION, AND FIBER PRODUCT
2y 5m to grant Granted Feb 03, 2026
Patent 12534575
OPTICAL POLYMER AND LENS INCLUDING SAME
2y 5m to grant Granted Jan 27, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
68%
With Interview (+4.0%)
2y 9m
Median Time to Grant
High
PTA Risk
Based on 1148 resolved cases by this examiner. Grant probability derived from career allow rate.

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