Prosecution Insights
Last updated: October 02, 2026
Application No. 17/923,386

A LIDAR SENSOR FOR LIGHT DETECTION AND RANGING, LIDAR MODULE, LIDAR ENABLED DEVICE AND METHOD OF OPERATING A LIDAR SENSOR FOR LIGHT DETECTION AND RANGING

Non-Final OA §103
Filed
Nov 04, 2022
Priority
May 07, 2020 — EU 20173458.9 +1 more
Examiner
CHILTON, CLARA GRACE
Art Unit
3645
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ams-osram AG
OA Round
3 (Non-Final)
54%
Grant Probability
Moderate
3-4
OA Rounds
2m
Est. Remaining
67%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allowance Rate
42 granted / 77 resolved
+2.5% vs TC avg
Moderate +13% lift
Without
With
+12.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
35 currently pending
Career history
102
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
60.5%
+20.5% vs TC avg
§102
22.5%
-17.5% vs TC avg
§112
14.6%
-25.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 77 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 6/25/2026 has been entered. Response to Arguments Applicant’s arguments, filed 6/25/2026, have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Send (US 20180210064 A1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 4, 5, 8-12, 15, 16, and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Ghosh (US 20150260830 A1) in view of Ichiyanagi (US 20180364340 A1), further in view of Send (US 20180210064 A1). Claim 1: Ghosh teaches a LiDAR sensor for light detection and ranging, comprising: - a light source comprising an array of light emitters (Fig. 4b, array of VCSELs 400), wherein the light emitters are electrically interconnected as groups (Fig. 4b, sub-arrays 431), and wherein the light emitters are operable to emit light away from the LiDAR senso (Fig. 7 optical source 730 emitting radiation pulses 745), wherein at least two of the groups of light emitters form areas of the light source resembling different geometries from each other (Fig. 4b, different shapes of sub-arrays and [0063]), - a driver circuit which is operable to address the groups of light emitters individually, such that the light emitters from a same group emit light with a same emission characteristic ([0063] - each sub-array having common bonding pad and addressable independently), - a detector comprising an array of photodetectors, wherein each photodetector is operable to detect light emitted by the light source and being reflected by an object outside the LiDAR sensor and to generate a detector signal as a function of the detected light (Fig. 7, receiver 734 and [0076]), and - a processing unit , which is operable to provide an output indicative of distance to the object based on the detector signals associated with a respective group of light emitters ([0082] - TOF). Ghosh does not teach, but Ichiyanagi does teach, wherein the photodetectors (PD) are electrically interconnected as groups (Fig. 4, SPAD groups 7g each in a circuit and connected to individual trans impedance amplifiers 7b). It would have been prima facie obvious to someone having ordinary skill in the art before the effective filing date of the claimed invention to use the interconnected groups of photodetectors, as taught by Ichiyanagi, in the sensor as taught by Ghosh, because connecting groups of photodetectors in such a way allows for control over multiple photodetectors at once, reducing circuitry requirements, while still allowing for some flexibility (as not all photodetectors are controlled together). Ghosh, as modified, does not teach, but Send does teach, the groups of photodetectors associated with regions of interest in a LiDAR output ([0064]). It would have been prima facie obvious to someone having ordinary skill in the art before the effective filing date of the claimed invention to use the pixel groups corresponding to regions of interest, as taught by Send, in the sensor as taught by Ghosh, as modified, because this allows for the system to be easily adapted to different scenes (which might have different regions of interest). Claim 2: Ghosh, as modified, teaches the LiDAR sensor according to claim 1, wherein the groups of the light emitters and/or groups of photodetectors, by way of their electrical interconnections, form contiguous areas of the array of light emitters or of the detector (Fig. 4d, sub-arrays 431 contiguous). Claim 4: Ghosh, as modified, teaches the LiDAR sensor according to claim1, wherein: - the processing unit is operable to provide a LiDAR image as output ([0094] - displaying image on screen), and - the groups of light emitters are arranged according to regions of interest of the LiDAR image ([0014]-[0015] - illumination pattern based on objects of interest). Claim 5: Ghosh, as modified, teaches the LiDAR sensor according to claim1, wherein the addressing of light emitters as groups is established by means of at least one of a hardwired connection (Fig. 4d, conductor 426 connecting VCSELs 400 to bonding pads 427), a programmable switch ([0095] – specific sequence of pulses implies programable switching), and a dedicated power/control routing between a given group of light emitters and the driver circuit (Fig. 4d, conductor 426 connecting VCSELs 400 to bonding pads 427). Claim 8: Ghosh, as modified, teaches the LiDAR sensor according to claim1, wherein the emission characteristic of a light emitter involves light intensity and/or light wavelength, according to one of the following: - a given light emitter or group of light emitters, according to the emission characteristic used, emits light of a particular intensity and/or a particular wavelength ([0019] - different sections have different wavelengths and intensities), and/or - a given light emitter or group of light emitters, according to the emission characteristic used, emits no light ([0095] - sequential implies some emitters are 'off' at a given time). Claim 9: Ghosh, as modified, teaches the LiDAR sensor according to claim 1, wherein the driver circuit comprises a plurality of driver channels , wherein - each driver channel is associated to a section of the light source , and - the driver channels are synchronized with respect to addressing the groups of light emitters ([0095]). Claim 10: Ghosh, as modified, teaches the LiDAR sensor according to claim 4, wherein - the processing unit is operable to assign the regions of interest in the LiDAR image to the groups of light emitters ([0014]-[0015] - illumination pattern based on objects of interest), and - the scanning process further defines a relative illumination of the regions of interest during the scanning process ([0013] - varying VCSEL modes). Claim 11: Ghosh, as modified, teaches the LiDAR sensor according to claim 1, wherein at least the detector, the at least one driver circuit and the processing unit are integrated in a common integrated circuit ([0020] - integrated VCSEL array chip). Claim 12: Ghosh, as modified, teaches the LiDAR sensor according to claim1, wherein - the light source comprises an array of VCSEL lasers (Fig. 4b, VCSELs 400), and - the detector comprises an array of single-photon avalanche diodes, SPADs. ([0076] - array of photodetectors) Claim 15: Claim 15 is a method claim corresponding to Claim 1. Thus, see rejection above. Claim 16: Ghosh, as modified, teaches the LiDAR system according to Claim 1, wherein the photodetectors are hardwired into groups (Ichiyanagi Fig. 4), and the light sources are hardwired into groups (Ghosh Fig. 4(d), conductor and bonding pads 427). Claim 18: Ghosh, as modified, teaches the LiDAR sensor according to claim 2, wherein the contiguous areas of the detector formed by the groups of photodetectors do not overlap (Ichiyanagi Fig. 4, discreet detector groups). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Ghosh (US 20150260830 A1) in view of Ichiyanagi (US 20180364340 A1) in view of Send (US 20180210064 A1) in view of Ko (US 20160182891 A1). Claim 3: Ghosh, as modified, teaches the LiDAR system according to Claim 1. Ghosh does not teach, but Ko does teach wherein the area formed by at least one group of light emitters and/or photodetectors resembles a non-rectangular geometry (Fig. 2g). It would have been obvious before the effective filing date been obvious to use the non-rectangular geometry, as taught by Ko, in the LiDAR system as taught by Ghosh, as modified, because, as Ko teaches, this allows for different sized regions for illumination ([0047]). For instance, the geometry could be created with certain probable areas of interest in mind (such as the center of a FOV). Claims 6 and 7 is rejected under 35 U.S.C. 103 as being unpatentable over Ghosh (US 20150260830 A1) in view of Ichiyanagi (US 20180364340 A1) in view of Send (US 20180210064 A1) in view of Watnik (US 20160245902 A1). Claim 6: Ghosh, as modified, teaches the LiDAR sensor according to claim 1, wherein - the driver circuit is operable to address the groups of light emitters according to a scanning process ([0095] - sequence of pulses); and wherein during the scanning process: - one or more groups of light emitters emit light for a pre-determined period of time ([0095] - sequence of pulses and [0061] - predetermined sequence), - one or more groups of light emitters emit light sequentially in a chronological order ([0095] - sequence of pulses). Ghosh, as modified, does not teach, but Watnik does teach one or more groups of light emitters emit light constantly during the scanning process ([0024] – system with both pulsed and continuous wave laser beams). It would have been obvious before the effective filing date to use the pulsed and continuous laser sources, as taught by Watnik. Combining the two would result in a system which has both the pulsed laser array, as taught by Ghosh, as modified, and also a continuous wave laser source which is constantly illuminating. It would be obvious to do so because, as Watnik teaches, this can illuminate an object or region of interest and mask other objects ([0030]), thus allowing for the object or region of interest to be more clearly detected and defined. Claim 7: Ghosh, as modified, teaches the LiDAR sensor according to claim 6, wherein the processing unit is operable to define the scanning process by setting the chronological order as to when and with which emission characteristic a given group of light emitters is to be addressed by means of the driver circuit ([0095]). Claims 13 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Ghosh (US 20150260830 A1) in view of Ichiyanagi (US 20180364340 A1) in view of Send (US 20180210064 A1) in view of Hsu (US 20160111561 A1). Claim 13: Ghosh, as modified, teaches a LiDAR module, comprising: - at least one LiDAR sensor according to claim1, and […] such that 561: - the light emitters are operable to emit light away from the LiDAR module (Fig. 7, light 743-745 emitted away from system 710), and - the photodetectors are operable to detect emitted light reflected by an object outside the LiDAR module (Fig. 7, light incident on detector 734 incident from object 720). Ghosh does not teach, but Hsu does teach a package enclosing the LiDAR sensor with a light barrier optically shielding the light source from the detector ([0040] and Fig. 6, barrier 130 between emitter 110 and detector 120). It would have been obvious before the effective filing date to use the optical barrier, as taught by Hsu, in the sensor as taught by Ghosh, as modified, because this barrier would reduce interference between the emitter and detector (Hsu [0050]), thus reducing noise. Claim 14: Ghosh, as modified, teaches a LiDAR enabled device, comprising at least one LiDAR module according to claim 13 embedded in a host system, the host system comprising one of: - an assistance system for distance control, such as drive control, flight control, traffic control, - an advanced driver assistance system, ADAS, - a surveillance system (Ghosh [0088] - surveillance application), - an industrial system, such as a logistics system, - a mobile device, - a navigation system, and/or - a camera. Allowable Subject Matter Claims 19-21 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The specific layout of the light source groups, as recited in Claims 19-21, was not found in prior art. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CLARA CHILTON whose telephone number is (703)756-1080. The examiner can normally be reached Monday-Friday 6-2 MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Helal Algahaim can be reached at 571-270-5227. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CLARA G CHILTON/Examiner, Art Unit 3645 /HELAL A ALGAHAIM/SPE , Art Unit 3645
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Prosecution Timeline

Nov 04, 2022
Application Filed
Dec 19, 2025
Non-Final Rejection mailed — §103
Mar 13, 2026
Response Filed
May 01, 2026
Final Rejection mailed — §103
Jun 25, 2026
Response after Non-Final Action
Jul 16, 2026
Request for Continued Examination
Jul 21, 2026
Response after Non-Final Action
Aug 06, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
54%
Grant Probability
67%
With Interview (+12.7%)
4y 1m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 77 resolved cases by this examiner. Grant probability derived from career allowance rate.

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