Prosecution Insights
Last updated: April 19, 2026
Application No. 17/924,922

BATTERY PACK AND DEVICE INCLUDING THE SAME

Non-Final OA §102§103
Filed
Nov 11, 2022
Examiner
LEONG, JONATHAN G
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
57%
Grant Probability
Moderate
1-2
OA Rounds
4y 0m
To Grant
74%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
211 granted / 370 resolved
-8.0% vs TC avg
Strong +17% interview lift
Without
With
+16.9%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
8 currently pending
Career history
378
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
52.2%
+12.2% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
16.8%
-23.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 370 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I and Species C in the reply filed on 07/14/2025 is acknowledged. Claims 3-7 and 10 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected group and/or species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 07/14/2025. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 and 2 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee et al. (US 2016/0028056, as provided in the IDS filed 11/11/2022). Regarding claim 1, Lee discloses a battery pack (Fig. 3, [0048]) including a battery module (300; Fig. 2, [0048]) and a battery pack frame (110, 120, 130, and 140 taken together; Fig. 3, [0049]) on which the battery module (300) is mounted (see Fig. 3), the battery module (300) comprising: a battery cell stack in which a plurality of battery cells (500) are stacked (Figs. 3 and 8; [0055]); a module frame accommodating the battery cell stack (360; Figs. 2-3 [0058]); end plates covering (at least partially) a front side and rear side of the battery cell stack respectively (portion of 360 on front and rear that possess elements 365 and 362, unlabeled on rear portion; Fig. 1) or alternatively, when viewing the exposed main planar portion the battery cell stack of Fig. 3 as “front side” with the “rear side” being the unexposed opposite surface contacting the battery pack frame (510; Figs. 6-8); and a fastening member (150; Fig. 3) coupling the module frame to the battery pack frame (see Fig. 3). Regarding claim 2, Lee discloses all of the limitations as set forth above. Lee further discloses the end plate (either of the two interpretations from the rejection of claim 1) does not comprise a mounting hole for coupling the end plate to the battery pack frame (see Figs. 1 and 3 which do not disclose mounting holes for such claimed purpose). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 8-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2016/0028056, as provided in the IDS filed 11/11/2022), as applied to claim 1 above, and further in view of Kobayashi et al. (US 2018/0029493). Regarding claim 8, Lee discloses all of the limitations as set forth above. Lee further discloses the fastening member (150) comprises at least one strap ([0052]) that surrounds an outer side of the module frame (see Fig. 3) and at least one fastener (screw, 205, with through hole, 115; [0053]) that fastens an end of the at least one strap to the battery pack frame (at, e.g. 110 by way of 115; see Fig. 3). While Lee does not explicitly disclose that the fastener is at least one welding point, because welds are well-known fastening techniques used alongside and/or instead of screws, bolts, etc., it would have been, obvious for one having ordinary skill in the art, before the effective filing date of the claimed invention, to have routinely substituted or combined known fastening techniques, including welding, in order to arrive at the claimed “at least one welding point” with a reasonable expectation that such would provide a successful fastening of an end of the at least one strap to the battery pack frame. Additionally, Kobayashi teaches in battery packs (Figs. 4 and 7) welding as an appropriate means of fastening bolts in order to provide appropriate fastening between bolts and a receiving through-hole (e.g. nut, 214 with bolt, 216; [0077-0089]). Thus, it would have further been obvious for one having ordinary skill in the art, before the effective filing date of the claimed invention, to have welded a nut to the frame (e.g. 110), thus having at least one welding point, so to appropriately receive a bolt in order to fasten the at least one strap to the battery pack frame of Lee, as taught by Kobayashi, with a reasonable expectation of success. Regarding claim 9, modified Lee discloses all of the limitations as set forth above. Modified Lee further discloses the at least one strap comprises a first strap that surrounds a side surface and an upper surface of the module frame (Lee: any one of the 150, Fig. 3) and a second strap (Lee: any other of the 150, Fig. 3) that intersects a length direction of the battery module (see Fig. 3) and surrounds the upper surface of the module frame (see Fig. 3) and the end plate (see at least the alternative interpretation from the rejection of claim 1; 510). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JONATHAN G LEONG whose telephone number is (571)270-1292. The examiner can normally be reached M-Th, 8am-5pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Srilakshmi Kumar can be reached at 5712727769. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JONATHAN G LEONG/Supervisory Patent Examiner, Art Unit 1751 1/16/2026
Read full office action

Prosecution Timeline

Nov 11, 2022
Application Filed
Jan 16, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12573655
LITHIUM-SULFUR SECONDARY BATTERY
2y 5m to grant Granted Mar 10, 2026
Patent 12555781
LITHIUM BATTERY AND METHOD FOR MANUFACTURING LITHIUM BATTERY
2y 5m to grant Granted Feb 17, 2026
Patent 12476330
Battery Module and Battery Pack Including the Same
2y 5m to grant Granted Nov 18, 2025
Patent 12401058
SULFIDE-BASED SOLID ELECTROLYTE
2y 5m to grant Granted Aug 26, 2025
Patent 12394824
SECONDARY BATTERY
2y 5m to grant Granted Aug 19, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
57%
Grant Probability
74%
With Interview (+16.9%)
4y 0m
Median Time to Grant
Low
PTA Risk
Based on 370 resolved cases by this examiner. Grant probability derived from career allow rate.

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