Prosecution Insights
Last updated: April 19, 2026
Application No. 17/924,971

OPTICAL WAVEGUIDE AND METHOD OF FABRICATION THEREOF

Final Rejection §103
Filed
Nov 11, 2022
Examiner
WONG, ERIC K
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Haute Ecole Arc
OA Round
4 (Final)
84%
Grant Probability
Favorable
5-6
OA Rounds
2y 5m
To Grant
93%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
765 granted / 911 resolved
+16.0% vs TC avg
Moderate +9% lift
Without
With
+9.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
44 currently pending
Career history
955
Total Applications
across all art units

Statute-Specific Performance

§103
48.3%
+8.3% vs TC avg
§102
40.3%
+0.3% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 911 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, filed 11/6/2025 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of US 4,768,860 to Tatsukami et al. Applicant’s arguments with respect to the prior art lacking a TPE cladding layer is persuasive. However, Tatsukami discloses both a cladding and outer protective layer made of a thermoplastic resin. This is described in the prior art as “thermoplastic flourorubber” that is comprised of different copolymers (see disclosure of the compound used defined as “DAI-EL” (column 3, lines 41-column 4, line 2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10, 13-15 and 24-25 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 4,768,860 to Tatsukami et al. in view of Nakakuki et al (cited in prior office action). Tatsukami discloses in the abstract and figure 1, an optical waveguide comprising: At least one core (1) defining a longitudinal axis Z, and a cladding (2) surrounding said core, said core and said cladding being configured to transmit along said axis Z a light beam (background of invention) having a wavelength greater than 180nm (650nm disclosed in Examples 1-2), said core comprising at least an outermost layer (outside of 1) and innermost layer of cladding (inside of 2) where the innermost layer contacts the core (figure 1), wherein Said outermost layer of the core is made of a material having a first index of refraction, Said innermost layer is made at least partially of a thermoplastic elastomer (thermoplastic fluoroubbers and resins are used and see disclosure of the compound used defined as “DAI-EL” in column 3, lines 41-column 4, line 2) having a second index of refraction being smaller than the first index of refraction (column 5, lines 53-55 and column 3, lines 26-35 describe the core refractive index being smaller than the cladding). Claims 2-5, 7, 10, and 13-15 disclose various materials, added layers, silicone core and outcoupling light characteristics. As to claim 6, column 3, lines 26-35 describe the core having a refractive index smaller than the cladding value with a practical value of the cladding index being 1.42 or less. As to claim 8, the waveguide is an optical fiber (column 1, line 67). Claims 24-25 disclose a general preform and extrusion of a fiber with the materials claimed in the prior art (Prior art column 4, line 64-column 5, line 22). Although Tatsukami discloses a thermoplastic fluororeubber/resin, Tatsukami does not specifically disclose a “TPE” cladding. It is noted that the prior art does disclose many materials including “DAI-EL” which from material product sheets show characteristics of TPE materials. Nakakuki discloses numerous adaptations and variations to fibers such as the claimed features. It would have been obvious to one having ordinary skill in the art to adjust and use the claimed values given the effective result variables taught in Nakakuki in order to optimize light confinement. Claim(s) 9, 12, 16, 18-23, 34, 40-41 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tatsukami et al. in view of Nakakuki et al (hereinafter TIN) in view of US 5,928,222 to Kleinerman. TIN discloses the invention as claimed except for added fibers, shape of the fiber and its use in medical applications. It is noted that the intended use is not a positive limitation and the current claims that recite such, do so in the preamble with no added structure to support such a use. Claim 34 relates to method claims of a rectangular fiber. Kleinerman discloses such uses and fiber characteristics for their use (abstract and figures 15, 19 and 23). It would have been obvious to one having ordinary skill in the art to use the arrangements taught by Kleinerman with fibers of TIN to create devices for use in respective fields with maximum optimization of fiber bend and light confinement. Claim(s) 32-33 and 35-39 is/are rejected under 35 U.S.C. 103 as being unpatentable over TIN as applied to claims 1 and 24 above, and further in view of US 10,852,479 to Bhethanabotla et al. TIN discloses the invention and general methods for extruding from a preform the structure of the claimed optical fiber. However, TIN fails to explicitly disclose using 3D printing techniques to produce a preform. It is noted that no specific steps are claimed as to this 3D printing process. 3D printing is utilized in multiple fields as an efficient and cost effective method to produce parts. Bhethanabotla discloses such a common 3D printing device. It would have been obvious to one having ordinary skill in the art to use a 3D printer as taught by Bhethanabotla to produce the needed preform in TIN to reduce cost. Allowable Subject Matter Claims 27-30 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2021/0003796 (thermoplastic elastomer core layers). Any inquiry concerning this communication or earlier communications from the examiner should be directed to Eric K Wong whose telephone number is (571)272-2363. The examiner can normally be reached M-Tu, Th-F 8A-6P. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas Hollweg can be reached at 571-270-1739. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ERIC K. WONG Primary Examiner Art Unit 2874 /Eric Wong/ Primary Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Nov 11, 2022
Application Filed
May 13, 2025
Non-Final Rejection — §103
Jul 22, 2025
Response Filed
Sep 30, 2025
Final Rejection — §103
Nov 06, 2025
Examiner Interview Summary
Nov 06, 2025
Applicant Interview (Telephonic)
Nov 06, 2025
Response after Non-Final Action
Nov 12, 2025
Non-Final Rejection — §103
Dec 09, 2025
Response Filed
Dec 18, 2025
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12585063
WAVEGUIDE STRUCTURE
2y 5m to grant Granted Mar 24, 2026
Patent 12576447
OPTICAL FIBER MODULES FOR ADDITIVE MANUFACTURING SYSTEMS
2y 5m to grant Granted Mar 17, 2026
Patent 12577143
ANTI-RESONANCE ELEMENT PREFORM FOR PRODUCING AN ANTI-RESONANT HOLLOW-CORE FIBER
2y 5m to grant Granted Mar 17, 2026
Patent 12571977
MULTIPORTS AND OTHER DEVICES HAVING OPTICAL CONNECTION PORTS WITH SECURING FEATURES AND METHODS OF MAKING THE SAME
2y 5m to grant Granted Mar 10, 2026
Patent 12566306
Light Detection and Ranging (LIDAR) Sensor System Including Integrated Chip
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

5-6
Expected OA Rounds
84%
Grant Probability
93%
With Interview (+9.2%)
2y 5m
Median Time to Grant
High
PTA Risk
Based on 911 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month