Prosecution Insights
Last updated: October 02, 2026
Application No. 17/926,199

ENCLOSURE FOR ISOLATING TRANSFORMER CORE FROM WINDINGS

Final Rejection §103§112
Filed
Nov 18, 2022
Priority
Jun 19, 2020 — provisional 63/041,435 +1 more
Examiner
NGUYEN, TUYEN T
Art Unit
2837
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Murata Manufacturing Co., Ltd.
OA Round
2 (Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1031 granted / 1263 resolved
+13.6% vs TC avg
Minimal +1% lift
Without
With
+1.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
49 currently pending
Career history
1310
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
56.5%
+16.5% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
18.3%
-21.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1263 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 7 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 7, applicant should clarify the structure and/or arrangement of the substrate intended by “a substrate located in a center hole of the cup”. It is unclear how the additional substrate [250] located in the center hole of the cup. The structure and/or location/arrangement of the substrate relative to a center hole of the cup in the final product is not clear. Applicant should clarify. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7, 9 and 12, is/are rejected under 35 U.S.C. 103 as being unpatentable over Aarab [US 2017/0365390 A1] in view of Ratz et al. [US 2015/0228401 A1] and JPS6219929Y2. Regarding claim 1, Aarab discloses a transformer assembly [figures 2-5] comprising: - a transformer core [para 0049]; - a cup [40] that receives the transformer core; - a lid [50] that engages with the cup and covers the transformer core; - a winding [14, 16, 18] wound around the cup and the lid; and - a substrate [22] to which the cup is connected. Aarab discloses the instant claimed invention except for at least one hole formed in the cup and/or lid. Ratz et al. discloses a transformer assembly comprising: - a transformer core [201]; - a cup [205] that receives the transformer core; - a lid [204] that engages with the cup and covers the transformer core; and - a winding [203] wound around the cup and the lid; wherein the cup and/or the lid include at least one hole [figures 2-4] through which the transformer core is exposed to an exterior of the cup and the lid when the lid is engaged with the cup, wherein the at least one hole is located in the cup and/or lid where the winding is wound around the cup and the lid [figures 2-4]. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to include at least one hole in the cup and/or lid of Aarab’s transformer, as suggested by Ratz et al., for the purpose providing heat dissipation from the core. Aarab in view of Ratz et al. disclose the instant claimed invention except for a casing and a material within the casing. JPS6219929Y2 discloses a magnetic structure [figures 1-2] comprising: - a toroidal core/coil assembly [1, 2] mounted on multiple substrate structure [4, 7, 9]; - a casing [13] that surrounds the toroidal core/coil assembly and the substrate structure; and - a potting material [figure 2] that encapsulates or pots the toroidal core/coil assembly and the substrate structure. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to include the casing and potting material of JPS6219929Y2 in Aarab, as modified, for the purpose of providing protecting and encapsulating the magnetic device. Regarding claims 2 and 5, Aarab further discloses a clip [24] that is at least partially inserted into a center hole of the cup, wherein the clip includes insulating material. The specific material and/or method to form the clip would have been an obvious design consideration for the purpose of improving manufacturing. Regarding claim 3, Aarab further discloses a recess [or groove 48, 34, 38, 64] form to support the clip [24, figures 1-6], wherein the clip having a plurality of projections [80, figure 5] engage with the recesses/grooves. The specific arrangement of the recess/groove would have been an obvious design consideration for the purpose of improving assembling/manufacturing. Regarding claim 4, Aarab further discloses another substrate [12] having a plurality of holes formed there in, wherein the transformer assembly disposed on the substrate. Aarab also discloses a mounting/supporting structure for mounting the transformer onto the substrate, wherein the mounting/supporting structure includes the clip [24] and base plate [22] having support elements [30] for supporting the transformer on the substrate. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to combine the mounting/supporting structure with the cup of Aarab for the purpose of simplifying the structure and/or assembling/manufacturing. Regarding claim 6, Aarab further discloses a bottom surface of the cup includes pips or feet [52] that locate the transformer assembly with respect to the substrate or base plate [22 or 12, figures 1-6]. Regarding claim 7, as best understood in view of the rejection under 35 USC 112 paragraph, Aarab discloses an additional substrate [clip 24] located in a center hole of the cup [205]. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to use the clip of Aarab as “additional substrate” to separate and insulate the coils [14, 16, 18]. The specific material [FR4, a known material used in magnetic/electronic device] use for the clip would have been an obvious design consideration for the purpose of providing and/or improving insulation/isolation. Regarding claim 9, both Aarab and Ratz et al. discloses each of the cup and the lid includes a center hole with a diameter of about 2 mm or greater. Regarding claim 12, both Aarab and JPS6219929Y2 disclose the winding includes first and second windings [windings 14, 16, 18 of Aarab having ends/terminals in figures 6-7, windings 3, 6 of JPS6219929Y2 having ends] that electrically connected to corresponding terminals of the substrate [figures 6-7 of Aarab and figures 1-2 of JPS6219929Y2. The specific connections of the windings to terminals [or pads] on the substrate would have been an obvious design consideration for the purpose of improving external connections. Claim(s) 1-3, 5-7 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mitsuhiro [JP 2000-208343 A] in view of Ratz et al. and JPS6219929Y2. Regarding claims 1 and 6, Mitsuhiro discloses a magnetic assembly [figures 1-3] comprising: - core [3]; - a cup [4, 5, 6] that receives the transformer core; - a lid [4, 5, 6] that engages with the cup and covers the transformer core; and - a winding [2] wound around the cup and the lid. Mitsuhiro further discloses a bottom surface of the cup includes pips or feet [8] that locate the transformer assembly with respect to a substrate [not show]. Mitsuhiro discloses the instant claimed invention except for at least one hole formed in the cup and/or lid. Ratz et al. discloses a transformer assembly comprising: - a transformer core [201]; - a cup [205] that receives the transformer core; - a lid [204] that engages with the cup and covers the transformer core; and - a winding [203] wound around the cup and the lid; wherein the cup and/or the lid include at least one hole [figures 2-4] through which the transformer core is exposed to an exterior of the cup and the lid when the lid is engaged with the cup, wherein the at least one hole is located in the cup and/or lid where the winding is wound around the cup and the lid [figures 2-4]. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to include at least one hole in the cup and/or lid of Mitsuhiro, as suggested by Ratz et al., for the purpose providing heat dissipation from the core. Mitsuhiro view of Ratz et al. disclose the instant claimed invention except for a casing and a material within the casing. JPS6219929Y2 discloses a magnetic structure [figures 1-2] comprising: - a toroidal core/coil assembly [1, 2] mounted on multiple substrate structure [4, 7, 9]; - a casing [13] that surrounds the toroidal core/coil assembly and the substrate structure; and - a potting material [figure 2] that encapsulates or pots the toroidal core/coil assembly and the substrate structure. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to include the casing and potting material of JPS6219929Y2 in Aarab, as modified, for the purpose of providing protecting and encapsulating the magnetic device. Regarding claims 2 and 5, Mitsuhiro further discloses a clip [7] that is at least partially inserted into a center hole of the cup, wherein the clip includes insulating material. The specific material and/or method to form the clip would have been an obvious design consideration for the purpose of improving manufacturing. Regarding claim 3, Mitsuhiro further discloses a recess [groove figure 3] form to support the clip [7], wherein the clip having a plurality of projections [figures 2-3] engage with the recesses/grooves [figures 2-3]. Regarding claim 7, as best understood in view of the rejection under 35 USC 112 paragraph, Mitsuhiro discloses an additional substrate [clip 7] located in a center hole of the cup [4, 5, 6]. It would have been an obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to use the clip of Mitsuhiro as “additional substrate” to separate and insulate the coils [2]. The specific material [FR4, a known material used in magnetic/electronic device] use for the clip would have been an obvious design consideration for the purpose of providing and/or improving insulation/isolation. Regarding claim 9, both Mitsuhiro and Ratz et al. discloses each of the cup and the lid includes a center hole with a diameter of about 2 mm or greater. Response to Arguments Applicant’s arguments with respect to claim(s) 1-7, 9 and 12 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TUYEN T NGUYEN whose telephone number is (571)272-1996. The examiner can normally be reached Mon - Fri 8:30-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Shawki Ismail can be reached at 571-272-3985. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TUYEN T NGUYEN/Primary Examiner, Art Unit 2837
Read full office action

Prosecution Timeline

Nov 18, 2022
Application Filed
Feb 26, 2026
Non-Final Rejection mailed — §103, §112
May 13, 2026
Response Filed
Jul 30, 2026
Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12749613
INDUCTOR DEVICE
3y 10m to grant Granted Sep 29, 2026
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WOUND CORE
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Patent 12738404
MULTILAYER COIL COMPONENT
3y 7m to grant Granted Sep 15, 2026
Patent 12731723
INTEGRATED BOTTOM SUNKEN SURFACE MOUNT AND/OR SWING INDUCTOR AND FABRICATION METHODS
3y 10m to grant Granted Sep 08, 2026
Patent 12725726
INDUCTOR
3y 11m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
83%
With Interview (+1.2%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1263 resolved cases by this examiner. Grant probability derived from career allowance rate.

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