Prosecution Insights
Last updated: July 17, 2026
Application No. 17/926,708

Cap Assembly and Secondary Battery Including the Same

Final Rejection §103
Filed
Nov 21, 2022
Priority
Oct 27, 2020 — RE 10-2020-0140614 +1 more
Examiner
SRIPATHI, ANKITH REDDY
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
4 (Final)
68%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
82 granted / 120 resolved
+3.3% vs TC avg
Strong +21% interview lift
Without
With
+21.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
34 currently pending
Career history
184
Total Applications
across all art units

Statute-Specific Performance

§103
92.0%
+52.0% vs TC avg
§102
3.1%
-36.9% vs TC avg
§112
0.7%
-39.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 120 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 3-4, 10 & 12-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirata (JP2008117534A, see Machine Translation for citations) (Provided in Applicant’s IDS filed on September 6th, 2024) in view of Ronan (US20110083959) further in view of Waha (US20200280030). Regarding Claim 1, Hirata discloses a cap assembly for a secondary battery ([001], [0010]), the cap assembly is configured to be coupled to an open end of a battery can (Fig. 3 shows cap assembly coupled to open end of battery can, [0011]), the cap assembly comprising: A top cap disposed on an uppermost portion of the cap assembly in protrusive form to form a positive electrode terminal (electrode cap-4, Fig. 3, [0011], electrode cap can be used form a positive electrode terminal, as they are connected to electrode, [0011]); A safety vent disposed below the top cap to deform a shape thereof when an internal pressure of the battery can increases (safety valve-2/22 opens due to pressure, [007]); A gasket configured to surround edges of the top cap and the safety vent (gasket-9, [0021]); and A screen member interposed between the top cap and the safety vent and having an edge surrounded by the gasket (porous material-3/23 is acts as screen member, Fig. 3, [007]), the screen member at least partially configured in a mesh form (can be made of breathable metal, [007]). Hirata does not directly disclose wherein the screen member is configured in a plate shape and has an edge portion and a central portion, wherein the central portion is configured in a mesh form, and wherein an edge of the edge portion is surrounded by the gasket. Ronan discloses a screen member for a cylindrical battery, that includes a screen that is molded into a gasket frame ([008]). Ronan further discloses wherein the screen member is formed of frame-90 and a screen-94, where the frame is surrounded the screen (Fig. 13, [0054]). Ronan discloses wherein the screen may be formed as part of a flow field member ([0055]). Ronan further discloses wherein the flow field member can be a screen pack, porous plate, or gas diffusion member ([0055]). Ronan further discloses wherein a gasket seal-98 lines the edge portion of the screen member (Fig. 13 shows gasket seal-98 lining frame-90, which acts as edge portion of screen member, [0056]). Ronan further discloses wherein the screen member can be formed of a mesh material ([0054]). Ronan teaches that this structure provides improved sealing characteristics ([008]). Therefore, it would be obvious to one of ordinary skill in the art to modify the structure of Hirata with the teachings of Ronan to have wherein the screen member is configured in a plate shape and has an edge portion and a central portion, wherein the central portion is configured in a mesh form, and wherein an edge of the edge portion is surrounded by the gasket. This modified structure would yield the expected result of improved sealing characteristics. Hirata does not directly disclose wherein the planar edge portion is made of an electrically conductive material and an edge of the planar edge portion is surrounded by the gasket. Waha discloses a ventilation structure for a cylindrical battery (ventilation device-10, cylindrical battery, [0059]). Waha further discloses a breathable filter in the ventilation device (breathable filter-30, [0061]). Waha further discloses wherein the breathable filter is surrounded by a conductive material (battery casing interior-91 forms surrounding of breathable filter, ventilation device comprises at least on attachment portion with an internal thread, [0034], internal thread can be a metallic insert, where metal is electrically conductive, that is over molded with the housing of the ventilation device, [0034], nut-80 is internal thread, [0033]). Waha teaches that this structure provides improved sealing of the battery without damaging the battery casing ([008]). Therefore it is obvious to one of ordinary skill in the art to modify Hirata with the teachings of Waha to have wherein the planar edge portion is made of an electrically conductive material and an edge of the planar edge portion is surrounded by the gasket. This modification would yield the expected result of improved sealing without damaging the battery casing. Regarding Claim 3, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata further discloses wherein the screen member is formed in a dome shape such that at least a central portion thereof protrudes upward (Fig. 3 shows porous material-3 acting as screen member forms a dome shape with a central protrusion upward, [007]). Regarding Claim 4, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata further discloses wherein the screen member includes a protrusion formed to protrude upward or downward (the screen member is a disk shape with a downward protrusion, Fig. 3). Regarding Claim 10, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata further discloses wherein the battery is a secondary battery ([0010]). Regarding Claim 12, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirate further discloses wherein the screen member is circular (porous material-3 which forms screen member is a disk shape, [0031]). Regarding Claim 13, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata in view of Ronan discloses an edge portion of the screen member. It is the examiner’s position that since the screen member of Hirata is interposed between the top cap and the safety vent, that the modified screen member would have the edge portion of the screen member interposed between the top cap and the safety vent. Therefore it would be obvious to one of ordinary skill in the art to modify Hirata with the teachings of Ronan to have wherein the edge portion of the screen member interposed between the top cap and the safety vent. Regarding Claim 14, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata does not disclose wherein the edge portion of the screen member is configured such that gas does not pass therethrough. Ronan discloses wherein the frame of the screen member is formed of rigid material and sealed ([0056-0057]). Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Hirata with the teachings of Ronan to have wherein the edge portion of the screen member is configured such that gas does not pass therethrough. Regarding Claim 15, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata further discloses wherein the planar edge portion is annular (gasket-9 that defines edge portion is annular, Fig. 3, [0021]). Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirata (JP2008117534A, see Machine Translation for citations) in view of Ronan (US20110083959) further in view of Waha (US20200280030) further in view of Kim (US20120282504) (Provided in Applicant’s IDS filed on November 21st, 2022). Regarding Claim 2, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata does not directly disclose a current interrupt member having an upper portion connected to a lower end of the safety vent and a lower portion connected to an electrode assembly and configured to interrupt electric connection between the electrode assembly and the top cap when the safety vent deforms. Kim discloses a cap assembly with a safety vent (safety vent-43, [0010]) and an electrode assembly (electrode assembly-30, [008]). Kim further discloses a current interrupt member having an upper portion connected to a lower end of the safety vent and lower portion connected to an electrode assembly (current interrupt filter-133 acts as current interrupt member, [0055]) and configured to interrupt electric connection between the electrode assembly and the top cap when the safety vent deforms ([0055]). Kim teaches that this structure prevents short-circuiting ([0057]). Therefore it would be obvious to one of ordinary skill in the art to modify Hirata with the teachings of Kim to have wherein a current interrupt member having an upper portion connected to a lower end of the safety vent and a lower portion connected to an electrode assembly and configured to interrupt electric connection between the electrode assembly and the top cap when the safety vent deforms. This modified structure would yield the expected results of preventing short-circuiting. Claim(s) 5-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirata (JP2008117534A, see Machine Translation for citations) in view of Ronan (US20110083959) further in view of Waha (US20200280030) further in view of Kim (US20150147605). Regarding Claim 5 & 6, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata does not directly disclose wherein the plurality of unit screens are stacked on each other in a vertical direction, and wherein the plurality of unit screens are configured to have different mesh forms from each other. Kim discloses a safety member that is disposed on a cap assembly for a battery ([0011]). Kim further discloses wherein the safety member can be a foam or mesh shape ([0014]). Kim further discloses wherein the safety member may be between the electrode assembly and the cap plate inside the case ([0018]). Kim further discloses wherein the safety member can be porous ([0022]). Kim further discloses wherein the safety member can be formed of multiple metallic members (mesh can be formed of a combination of metal elements, [0013]). Kim further discloses wherein the mesh holes can have varying sizes ([0044]). Kim teaches this structure provides improved fire safety ([009]). The examiner notes that the mesh structure of Kim, because it is formed in a 3D dimension shape with a height component, that it meets the limitation of a mesh being formed of a plurality of unit screens stacked on each other in a vertical direction. Furthermore, the examiner notes that under the broadest reasonable interpretation of the claim, in view of the specifications, “different mesh forms from each other” can be interpreted to mean that the positions, shapes, numbers or the like of the holes forming the meshes are different. Therefore, since the metal materials can be varied and used in combination, the porous nature of the mesh is adjustable, and due to natural variations in manufacturing, Kim discloses the limitations of “different mesh forms from each other”. Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Hirata with the teachings of Kim to have wherein the plurality of unit screens are stacked on each other in a vertical direction, and wherein the plurality of unit screens are configured to have different mesh forms from each other. This modified structure would yield the expected result of improved fire safety. Regarding Claim 7, Hirata in view of Ronan further in view of Waha further in view of Kim discloses the limitations as set forth above. Hirata in view of Kim discloses the use of mesh screens. Hirata discloses wherein the upper portion of the porous material asking as the screen member is formed in shape where the top portion is in a dome shape that is convex upward, and the bottom portion is formed in a shape where the bottom portion is convex downward (Fig. 3, porous material-3). Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Hirata with the teachings of Kim to have wherein an upper screen among the plurality of unit screens is formed in a dome shape such that at least a central portion is convex upward, and lower screen among the plurality of unit screens is formed in a dome shape such that at least a central portion is convex downward. This modified structure would yield the expected result of improved fire safety. Regarding Claim 8, Hirata in view of Ronan further in view of Waha further in view of Kim discloses the limitations as set forth above. Hirata does not directly disclose wherein the lower screen is configured such that a convex shape thereof is reverse from a downwards direction to an upward direction of the deformation of the safety vent. Hirata discloses wherein the safety valve-2 can have an elastic body-27 that during excess internal pressure pushes the safety valve up into the lower portion of the porous material (Fig. 4, [0017]). Therefore it would be obvious to one of ordinary skill in the art using the modified Hirata to have wherein the lower screen is configured such that a convex shape thereof is reverse from a downwards direction to an upward direction of the deformation of the safety vent. Regarding Claim 9, Hirata in view of Ronan further in view of Waha further in view of Kim discloses the limitations as set forth above. Hirata does not directly disclose wherein the lower screen is configured such that at least some of hole formed there are located at different position from holes formed in the upper screen in a horizontal direction when the convex shape is reversed. Hirata further discloses wherein the porous material can be an air-permeable metal with countless minute voids ([0023]). Kim further discloses wherein the safety member can be formed of multiple metallic members (mesh can be formed of a combination of metal elements, [0013]). Kim further discloses wherein the mesh holes can have varying sizes ([0044]). Kim teaches this structure provides improved fire safety ([009]). Therefore, since variations in hole positions in a porous material can be expected in regular manufacturing of a porous structure, and because Hirata and Kim teach the adjustment of pore size of the porous mesh, it would be obvious to one of ordinary skill in the art using modified Hirata to have wherein the lower screen is configured such that at least some of hole formed there are located at different position from holes formed in the upper screen in a horizontal direction when the convex shape is reversed. Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirata (JP2008117534A, see Machine Translation for citations) in view of Ronan (US20110083959) further in view of Waha (US20200280030) further in view Chang (US20070154789) (Provided in Applicant’s IDS filed on November 21st, 2022). Regarding Claim 11, Hirata in view of Ronan further in view of Waha discloses the limitations as set forth above. Hirata does not disclose the secondary battery being part of a battery pack. Chang teaches that lithium ion secondary batteries are commonly used in battery packs ([005]). Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Hirata to have wherein a battery pack that comprises as least one secondary battery. Response to Arguments Applicant's arguments filed January 6th, 2026 have been fully considered but they are not persuasive. Applicant argues that Hirata in view modified by Waha does not disclose wherein the planar edge portion is made of an electrically conductive material and an edge of the planar edge portion is surrounded by the gasket because the combination of Hirata in view of Waha is not appropriate because Waha’s teachings can not be applied to Hirata. Hirata does not directly disclose wherein the planar edge portion is made of an electrically conductive material and an edge of the planar edge portion is surrounded by the gasket. Waha discloses a ventilation structure for a cylindrical battery (ventilation device-10, cylindrical battery, [0059]). Waha further discloses a breathable filter in the ventilation device (breathable filter-30, [0061]). Waha further discloses wherein the breathable filter is surrounded by a conductive material (battery casing interior-91 forms surrounding of breathable filter, ventilation device comprises at least on attachment portion with an internal thread, [0034], internal thread can be a metallic insert, where metal is electrically conductive, that is over molded with the housing of the ventilation device, [0034], nut-80 is internal thread, [0033]). Waha further discloses wherein the ventilation structure s improved sealing of the battery without damaging the battery casing ([008]). The examiner notes that Waha is brought in to only to teach the modification of adding electrically conductive material on the planar edge around the gasket. The examiner further notes that the ventilation structure of Waha is substantially similar to Hirata’s ventilation structure (Fig. 9 Fig. 10 of Waha, [0047]). Furthermore, the examiner notes that the ventilation strcutre of Hirata and Waha perform the same function. The examiner notes that the breathing spout is the main structural difference between Hirata and Waha, but the inclusion of the breathing sprout does not prevent the teachings of the electrically conducvity material around the gasket to be applied to Hirata. Since the benefit of adjusting the gasket to have electrically conductive material on the planar edge around the gasket can be enjoyed by Hirata, the applicant’s arguments are not commensurate in scope with the claim. Therefore it is obvious to one of ordinary skill in the art to modify Hirata with the teachings of Waha to have wherein the planar edge portion is made of an electrically conductive material and an edge of the planar edge portion is surrounded by the gasket. This modification would yield the expected result of improved sealing without damaging the battery casing. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANKITH R SRIPATHI whose telephone number is (571)272-2370. The examiner can normally be reached Monday - Friday: 7:30 am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANKITH R SRIPATHI/ Examiner, Art Unit 1728 /MATTHEW T MARTIN/ Supervisory Patent Examiner, Art Unit 1728
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Prosecution Timeline

Show 4 earlier events
Mar 20, 2025
Response Filed
Jul 09, 2025
Final Rejection mailed — §103
Sep 08, 2025
Response after Non-Final Action
Oct 23, 2025
Request for Continued Examination
Oct 27, 2025
Response after Non-Final Action
Oct 30, 2025
Non-Final Rejection mailed — §103
Jan 26, 2026
Response Filed
Jun 02, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12676303
NEGATIVE ELECTRODE ACTIVE MATERIAL, NEGATIVE ELECTRODE INCLUDING THE NEGATIVE ELECTRODE ACTIVE MATERIAL, AND SECONDARY BATTERY INCLUDING THE NEGATIVE ELECTRODE
3y 2m to grant Granted Jul 07, 2026
Patent 12671094
CARBON FIBER AND GRAPHENE COMPOUNDED HIGH-STRENGTH POROUS MATERIAL, AND GAS DIFFUSION LAYER AND PREPARATION METHOD THEREFOR
2y 9m to grant Granted Jun 30, 2026
Patent 12614790
Battery Cell and Battery Module Comprising Same
2y 5m to grant Granted Apr 28, 2026
Patent 12555780
NEGATIVE ELECTRODE AND SECONDARY BATTERY INCLUDING THE SAME
1y 10m to grant Granted Feb 17, 2026
Patent 12523705
Battery Apparatus and Current Sensor Diagnosis Method
4y 4m to grant Granted Jan 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
68%
Grant Probability
89%
With Interview (+21.1%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 120 resolved cases by this examiner. Grant probability derived from career allowance rate.

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