Prosecution Insights
Last updated: April 19, 2026
Application No. 17/926,820

Aortic Root Replacement Device

Final Rejection §103§112
Filed
Nov 21, 2022
Examiner
WOZNICKI, JACQUELINE
Art Unit
3774
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Fondation Hopital Saint Joseph
OA Round
2 (Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
3y 9m
To Grant
76%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
465 granted / 937 resolved
-20.4% vs TC avg
Strong +27% interview lift
Without
With
+26.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
107 currently pending
Career history
1044
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
46.2%
+6.2% vs TC avg
§102
19.0%
-21.0% vs TC avg
§112
31.3%
-8.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 937 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 02/02/26 have been fully considered but they are not persuasive. On page 7 regarding claim objections Applicant argues amendments overcome the objections of record. The Examiner respectfully agrees and withdraws objections. On pages 7-8 regarding drawing objections Applicant argues the “tapered” and “flared” terms are actually referring to the same thing. The Examiner respectfully suggests amending the specification to make this clear, since as presently worded they appear to be drawn towards different items. On pages 8-9 Applicant argues amendments overcome 112 rejections. The Examiner respectfully agrees and withdraws 112 rejections. On pages 9-10 regarding prior art rejections Applicant argues amendments overcome the rejections of record. The Examiner respectfully refers to the rejection below regarding amended claims. Drawings The drawings are objected to because: -item 51 is used to represent multiple elements in the figures. The specification attaches item 51 to “tapered portion”, “flared portion”, and “first portion” in the specification Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Objections Claims 10 are objected to because of the following informalities: Claim 10 is objected to for claiming “another prostheses” when it appears this is grammatically incorrect. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-2, 4-7, 9-14 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for pre-AIA the inventor(s), at the time the application was filed, had possession of the claimed invention. Claim 1 is rejected for having new matter for claiming the aortic stent is blood-tight. The originally filed disclosure does not indicate anywhere that mesh covered with biocompatible material makes the aortic stent blood-tight. The term blood-tight is not even in the originally filed disclosure. Remaining claims are rejected for depending on a claim with new matter. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 12 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 12 is indefinite for claiming the aortic stent includes “a mesh covered with a biocompatible material” when claim 1, from which this depends, has already identified that the aortic stent “comprises a mesh coated with a biocompatible material”. It is unclear if this second mesh and biocompatible material are related (or how, if so), to the previously claimed mesh and biocompatible material. For the purposes of examination, the Examiner is understanding the mesh and biocompatible material to be one in the same mesh/material, with only issues with antecedent basis. However, the Examiner points out that this is not the only possibility, since Applicant’s specification indicates that it is possible for there to be “several meshes which have different mechanical properties”. There is no second mention of biocompatible material, but ambiguity still exists. Remaining claims are rejected for depending on an indefinite claim. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-2, 7, 9-10, 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jing et al. (CN 107019581 A) hereinafter known as Jing in view of Frid et al. (US 20190015228 A1), hereinafter known as Frid. Regarding claim 1 Jing discloses an aortic root replacement device (Figure 1) which is moveable between a deployed configuration and a retracted configuration (page 6 paragraph 6), wherein the device comprises: an intraventricular stent (Figure 1 item 1) with a proximal portion (the inner diameter of stent 1 where the intraventricular stent connects to portion 5) and a distal portion (the outer diameter of stent 1 where the intraventricular stent has a free end), the intraventricular stent being flared from the proximal to the distal portion (Figure 1 shows stent 1 flared from the proximal (connected) to distal (free) end) such that when the device is deployed in the ventricular below the aortic valve, the device is held in position in the ventricle (This is stated as an “intended use” of the claimed device. The applicant is advised that a recitation of the intended use of an invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. See MPEP 2111.02 (II). In this case, the patented structure of Jing was considered capable of performing the cited intended use. See, for example Figure 4), an aortic valve unit (Figure 1, items 3/4/5), an aortic stent extending from the intraventricular stent (Figure 1 item 3), wherein the intraventricular stent, valve unit, and aortic stent form a unitary assembly in both configurations (page 3, paragraph 9 the elements form an integrated structure), and wherein the aortic stent is coated with a biocompatible material (page 7 paragraph 3 the aortic valve stent is coated with a bovine pericardium) such that the aortic stent is blood-tight (pericardium is inherently blood-tight), and wherein the aortic stent comprises at least three openings configured to align with an provide blood flow communication to coronary arteries (Figure 1 shows multiple openings around element 2; Figure 4 shows how they align with coronary arteries. See also page 6 paragraph 4), but is silent with regards to the aortic stent comprising a mesh. However, regarding claim 1 Frid discloses an aortic root replacement device (Figures 11-12) which is moveable between a deployed configuration and a retracted configuration (Abstract: the framework is self-expandable; [0049], [0051]), wherein the device comprises an intraventricular stent (Figure 11 item 8) with a proximal portion (the inner diameter of stent 8 where the intraventricular stent connects to portion 5) and a distal portion (the outer diameter of stent 8 where the intraventricular stent has a free end), the intraventricular stent being flared from the proximal to the distal portion (Figure 11 shows stent 8 flared from the proximal (connected) to distal (free) end) such that when the device is deployed in the ventricular below the aortic valve, the device is held in position in the ventricle ([0031], Figure 7), an aortic valve unit (Figures 11-12, item 10), an aortic stent extending from the intraventricular stent (Figures 11-12 item 20), wherein the intraventricular stent, valve unit, and aortic stent form a unitary assembly in both configurations (Abstract), and wherein the aortic stent comprises a mesh ([0052]). Jing and Frid are involved in the same field of endeavor, namely aortic aneurysm devices. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of Jing by having the aortic stent comprise a mesh as is taught by Frid since this is a known configuration for stents to be made, and the courts have held that the simple substitution of one known element for another to obtain predictable results in a prima facie case of obviousness. See MPEP 2143 (I)(B). Regarding claim 2 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, wherein Jing further discloses the aortic stent comprises a first portion extending from the intraventricular stent (Figure 1 from element c to d) and a tubular portion extending from the first portion (Figure 1 from element d to e), and wherein Frid further teaches the aortic stent comprises a first portion extending from the intraventricular stent (Figures 11-12 item 4) and a tubular portion extending from the first portion (Figures 11-12 item 3). Regarding claim 7 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, wherein Frid further teaches the aortic valve unit is connected to the proximal portion of the intraventricular stent, and is disposed at a junction between the two stents (Figures 11-12 shows the valve unit 10 connected to and located between the two stents). Regarding claim 9 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, wherein Jing further dscloses the openings comprise three windows configured to provide blood flow communication between the aortic stent and the coronary arteries (Figures 1, 4). Regarding claim 10 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, wherein Jing further discloses the aortic stent comprises a coupling portion having an increased diameter (e.g. the proximal end of the aortic stent 3, whose diameter is increased to at least part of the distal end of the aortic stent 3 near element c) and configured for overlap with another prosthesis intended to be inserted into the aorta of a patient (this is stated as an intended use, which the distal end of the aortic stent 3 is understood capable of doing if desired), and wherein Frid further teaches the aortic stent comprises a coupling portion having an increased diameter (e.g. the proximal end of the aortic stent 20, whose diameter is increased to at least part of the distal end of the aortic stent 20 near the valve unit 10) and configured for overlap with another prosthesis intended to be inserted into the aorta of a patient (this is stated as an intended use, which the distal end of the aortic stent 20 is understood capable of doing if desired). Regarding claim 12 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, wherein Jing further discloses the biocompatible material is pericardium (page 7 paragraph 3 the aortic valve stent is coated with a bovine pericardium). Claim 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jing and Frid as is applied above, further in view of Chouinard et al. (US 6585758 B1) hereinafter known as Chouinard. Regarding claim 4 the Jing Frid Combination teaches the device of claim 2 substantially as is claimed, wherein Frid further teaches the first portion consists of a first mesh ([0052]), the tubular portion consists of a second mesh ([0052]), the intraventricular stent consists of a third mesh ([0052]), but is silent with regards to the three meshes having different mechanical properties. However, regarding claim 4 Chouinard teaches first, second, and third meshes have different mechanical properties (Figure 3 items 12 (top), 14 (middle), 12 (bottom), respectively; Column 3 lines 28-49 the middle section has a different architecture than the proximal and distal ends, and the distal end section can be different in architecture from the proximal end when one is positioned upstream the other). Jing and Chouinard are involved in the same field of endeavor, namely stents. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of the Jing Frid Combination so that the meshes have different mechanical properties as is taught by Chouinard in order to create a stent with a variable flexibility and radial strength throughout, thereby enabling the structure to exhibit strength where needed, and flexibility where needed, depending on the final destination of the implant device. Claims 5-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jing and Frid as is applied above, further in view of as is applied above, further in view of Koop et al. (US 20220054260 A1) hereinafter known as Koop. Regarding claim 5 the Jing Frid Chouinard Combination teaches the device of claim 4 substantially as is claimed, wherein Chouinard further discloses the first mesh (braided section) has a radial force different than a radial force of the second mesh (wound section) (Abstract), wherein the first mesh is configured to provide a flexibility necessary for a curvature of an aortic root where the first portion is intended to be positioned (as is best understood, since all the meshes of Chouinard are configured for placement within the vasculature of a patient, they are inherently able to provide the flexibility necessary for the aortic root), and wherein the second mesh is configured to allow to obtain different lengths of the tubular portion (spiral mesh) (Column 3 lines 3-6), but is silent with regards to the first mesh radial force being greater than the radial force of the second mesh. However, regarding claim 5 Koop teaches that within an aortic valve replacement, it can be desirable for the location nearest to the valve to have a greater radial force than the downstream end (Figure 2 shows the areas z1, z2 which are positioned near the annulus, including a high radial force for sealing, whereas the region z3 which is downstream from regions z1/z2 has a less high radial force due to its different architecture/netting. See [0065], [0079], [0109]-[0110]). Jing and Koop are involved in the same field of endeavor, namely valves. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the radial force of the device of the Jing Frid Chouinard Combination so that the first mesh has a greater radial strength than the second mesh as is taught by Koop in order to ensure the force adjacent the valve is greater than that downstream, thus ensuring the device won’t migrate or move undesirably, which increases the safety for the patient and effectiveness overall. Regarding claim 6 the Jing Frid Chouinard Combination teaches the device of claim 4 substantially as is claimed, wherein Koop further teaches a valve device that includes an intraventricular stent positionable within a ventricular with a third mesh (Figure 2 item z1), which has a tighter mesh than first (Figure 2 item z2) and second (Figure 2 item z3) meshes for a first portion and tubular portion of an aortic stent, respectively (Figure 2 shows the mesh being the tightest in the inflow area z1; see also [0065] the finely netted region is near the inflow region) to ensure sealing in an area in which it is intended to be disposed ([0065]). Jing and Koop are involved in the same field of endeavor, namely prosthetic valves. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of the Jing Frid Chouinard Combination so that the mesh is tightest at the inflow end as is taught by Koop in order to ensure a high radial force for sealing in this area. Claim 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jing and Frid as is applied above, further in view of Spence (US 20180153690 A1). Regarding claim 11 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, but is silent with regards to the intraventricular stent having a notch on the periphery of the proximal portion. However, regarding claim 11 Spence teaches a valved device which includes a notch formed on a periphery of a proximal ventricular portion (Figure 19a-c item 240; [0227]). Jing and Spence are involved in the same field of endeavor, namely valves. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of the Jing Frid Combination by including a notch on the periphery of the proximal portion of the intraventricular stent as is taught by Spence in order to allow the minimization of contact between the stent of the device and any electrical structures which might be present in the heart, thus avoiding potential damage to the patient ([0227]) Claims 13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jing and Frid as is applied above, further in view of Manash et al. (US 20200000579 A1) hereinafter known as Manash. Regarding claim 13 the Jing Frid Combination teaches the device of claim 1 substantially as is claimed, but is silent with regards to there being an envelope. However, regarding claim 13 Manash teaches an assembly that includes a stent (Figure 50 item 900) and an envelope (Figure 50 item 914) configured for wrapping around the aorta of a patient and the aortic stent when the device is deployed in the aorta (This is stated as an “intended use” of the claimed device. The applicant is advised that a recitation of the intended use of an invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. See MPEP 2111.02 (II). In this case, the patented structure of Manash was considered capable of performing the cited intended use. See, for example at least Figure 50 which shows the sealing envelope 914 wrapped around the inside of the aorta). Jing and Manash are involved in the same field of endeavor, namely valved stents. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of the Jing Frid Combination by including an envelope to wrap around the aorta as is taught by Manash in order to create an additional layer to help in sealing around the device, which might benefit a patient who uses the device for treating an aneurysm. Regarding claim 14, the Jing Frid Manash Combination teaches the device of claim 13 substantially as is claimed, but is silent with regards to the envelope being made of felt. However, regarding claim 14 Manash teaches that skirts are present on the device to help seal and prevent leakage ([0168]), and that the sealing skirts can be made of felt ([0140]). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the material of the envelope of Manash so that it was made of felt as is taught by Manash since it has been held by the courts that selection of a prior art material on the basis of its suitability for its intended purpose is within the level of ordinary skill. See MPEP 2144.07. In this case, any sealing material would have been obvious to try (see also [0172]). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jacqueline Woznicki whose telephone number is (571)270-5603. The examiner can normally be reached M-Th 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jerrah Edwards can be reached on 408-918-7557. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Jacqueline Woznicki/Primary Examiner, Art Unit 3774 02/12/26
Read full office action

Prosecution Timeline

Nov 21, 2022
Application Filed
Oct 01, 2025
Non-Final Rejection — §103, §112
Feb 02, 2026
Response Filed
Feb 23, 2026
Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
76%
With Interview (+26.6%)
3y 9m
Median Time to Grant
Moderate
PTA Risk
Based on 937 resolved cases by this examiner. Grant probability derived from career allow rate.

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