Prosecution Insights
Last updated: October 27, 2026
Application No. 17/928,953

Hard Coat Compositions and Composite Films Including a Thermoplastic Polyurethane

Non-Final OA §102§103
Filed
Dec 01, 2022
Priority
Jun 29, 2020 — provisional 63/045,424 +2 more
Examiner
KRUER, KEVIN R
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
3M Innovative Properties Company
OA Round
5 (Non-Final)
27%
Grant Probability
At Risk
5-6
OA Rounds
3m
Est. Remaining
56%
With Interview

Examiner Intelligence

Grants only 27% of cases
27%
Career Allowance Rate
217 granted / 817 resolved
-38.4% vs TC avg
Strong +30% interview lift
Without
With
+29.5%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
50 currently pending
Career history
881
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
52.4%
+12.4% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
29.6%
-10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 817 resolved cases

Office Action

§102 §103
6DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 9/24/2026 has been entered. Drawings The drawings filed 12/1/2022 are accepted. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 and 10-14 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Rukavina (US 2020/071451). Rukavina discloses a hard coat composition comprising a thermoplastic polyurethane having a hard segment content of 70-100wt% (0420-herien understood to read on a “hard coat composition”) wherein the thermoplastic polyurethane is a reaction product of: a) a diisocyanate, such as 4,4’-methylene-bis-(cyclohexyl isocyanate (0014; 0020) ; alternatively, the polyurethane may comprise oligomeric or polymeric polyols having an average molecular with of at least 400g.mol (0547) b) a polyol which may comprise a polycaprolactone polyol (0509) having two hydroxyl groups (0009-0010; 0509), said polyol may have a number average molecular weight of about 500g/mole or more (0509;); said diol also may be branched (0509-1,2 propanediol; herein understood to read on the claimed “side chain”). Rukavina further teaches at least one of the isocyanate or the polyol is branched (0414) as branching increases the free volume within the polymer matrix resulting in good impact resistance and higher modulus of elasticity (0414). The thermoplastic polyurethane further comprises: c) a chain extender, such as cyclohexane dimethanol (CHDM) (e.g. 0691), wherein the at least one of the diisocyanate or the chain extender comprises a cyclic structure (the chain extender is cyclohexanedimethanol ). With regard to claim 2, the hard segment content may be 90 percent by eight or greater (0420; table 1109). With regards to claim 3, the diisocyanate may comprise 4,4’-methylene-bis-(cyclohexyl isocyanate. With regards to claim 4, the diisocyanate may be 4,4’-methylene-bis-(cyclohexyl isocyanate. With regards to claims 5 and 6, the chain extent may comprise cyclohexane dimethanol. With regards to claims 7, the polyol comprises polycaprolactone polyols. With regards to claims 10-14, Rukavina discloses also (see D1, pages 9-10, par. 0309 - 0315) that the above mentioned hard coat compositions are providing laminates by applying the composition on at least one layer of a substrate selected from the group consisting of paper, glass, ceramic, wood, masonry, textile, metal or organic polymeric material and combinations thereof. Rukavina additionally discloses (see pages 56-57, par. 0894- 0897) the possible use of adhesive layers: “the layers within the multilayered article can be laminated by heat and/ or pressure, bonded by one or more adhesive materials or one or more layers in between having adhering properties, have one or more interlayers in between layers, or merely placed adjacent to another layer”. The laminate may further comprise a color layer (0677; 0892). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7 and 9-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Rukavina (US 2020/071451) in view of Ohmori et al (US 2002/0016436). Rukavina discloses a hard coat composition comprising a thermoplastic polyurethane having a hard segment content of 70-100wt% (0420-herien understood to read on a “hard coat composition”) wherein the thermoplastic polyurethane is a reaction product of: a) a diisocyanate, such as 4,4’-methylene-bis-(cyclohexyl isocyanate (0014; 0020) ; alternatively, the polyurethane may comprise oligomeric or polymeric polyols having an average molecular with of at least 400g.mol (0547) b) a polyol which may comprise a polycaprolactone polyol (0509) having two hydroxyl groups (0009-0010; 0509), said polyol may have a number average molecular weight of about 500g/mole or more (0509;); said diol also may be branched (0509-1,2 propanediol; herein understood to read on the claimed “side chain”). Rukavina teaches at least one of the isocyanate or the polyol is branched (0414) as branching increases the free volume within the polymer matrix resulting in good impact resistance and higher modulus of elasticity (0414). The thermoplastic polyurethane further comprises: c) a chain extender, such as cyclohexane dimethanol (CHDM) (e.g. 0691), wherein the at least one of the diisocyanate or the chain extender comprises a cyclic structure (the chain extender is cyclohexanedimethanol ). With regard to claim 2, the hard segment content may be 90 percent by eight or greater (0420; table 1109). With regards to claim 3, the diisocyanate may comprise 4,4’-methylene-bis-(cyclohexyl isocyanate. With regards to claim 4, the diisocyanate may be 4,4’-methylene-bis-(cyclohexyl isocyanate. With regards to claims 5 and 6, the chain extent may comprise cyclohexane dimethanol. With regards to claims 7, the polyol comprises polycaprolactone polyols. With regards to claims 10-14, Rukavina discloses also (see D1, pages 9-10, par. 0309 - 0315) that the above mentioned hard coat compositions are providing laminates by applying the composition on at least one layer of a substrate selected from the group consisting of paper, glass, ceramic, wood, masonry, textile, metal or organic polymeric material and combinations thereof. Rukavina additionally discloses (see pages 56-57, par. 0894- 0897) the possible use of adhesive layers: “the layers within the multilayered article can be laminated by heat and/ or pressure, bonded by one or more adhesive materials or one or more layers in between having adhering properties, have one or more interlayers in between layers, or merely placed adjacent to another layer”. The laminate may further comprise a color layer (0677; 0892). Rukavina teaches the polyol may comprise a polyester polyol (0509) but does not teach the claimed polyol. However, Ohmori teaches a polyurethane composition comprising a polyester polyol. Ohmori teaches the polyester diols are preferably condensed polyester diols derived from dihydric alcohol and at least one aromatic dicarboxylic acid and have an Mn of 500 to 10,000, preferably 800 to 5,000, more preferably 1,000 to 3,000 (0018-0019). The polyhydric alcohol may comprise branched diols (0010). Soft touch is not obtained in case the number average molecular weight is lower than 500, while the required strength is not attained when it is higher than 10,000. Thus, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to utilize the polyester diol of Ohmori as the polyester polyol disclosed in Rukavina. The motivation for doing so would have been to control the soft touch and strength characteristics of said composition. Response to Arguments Applicant's arguments filed 9/24/2026 have been fully considered but they are considered moot in view of the new grounds of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN R KRUER whose telephone number is (571)272-1510. The examiner can normally be reached M-F 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached at (571) 272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN R KRUER/Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Show 6 earlier events
Mar 17, 2026
Response after Non-Final Action
Mar 24, 2026
Non-Final Rejection mailed — §102, §103
Jun 12, 2026
Response Filed
Jun 29, 2026
Final Rejection mailed — §102, §103
Jul 24, 2026
Response after Non-Final Action
Sep 24, 2026
Request for Continued Examination
Sep 27, 2026
Response after Non-Final Action
Sep 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12767860
ADHESIVE ARTICLE WITH STRIPPABLE LINER
4y 0m to grant Granted Oct 20, 2026
Patent 12735570
MULTILAYER BODY AND ELECTRONIC COMPONENT FORMED OF SAME
4y 2m to grant Granted Sep 15, 2026
Patent 12727706
BEVERAGE MAKING APPARATUS
3y 10m to grant Granted Sep 08, 2026
Patent 12692424
CURABLE SILICONE COMPOSITION, CURED PRODUCT OF SAME, AND METHOD FOR PRODUCING SAME
4y 10m to grant Granted Jul 28, 2026
Patent 12550643
NOVEL OXIDANTS AND STRAINED-RING PRECURSORS
4y 7m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
27%
Grant Probability
56%
With Interview (+29.5%)
4y 2m (~3m remaining)
Median Time to Grant
High
PTA Risk
Based on 817 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month