Prosecution Insights
Last updated: October 04, 2026
Application No. 17/934,525

APPARATUS FOR HEATING SMOKABLE MATERIAL

Non-Final OA §103§112
Filed
Sep 22, 2022
Priority
Dec 29, 2014 — GB 1423315.9 +2 more
Examiner
MAYES, DIONNE WALLS
Art Unit
1747
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nicoventures Trading Limited
OA Round
4 (Non-Final)
64%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
357 granted / 555 resolved
-0.7% vs TC avg
Strong +27% interview lift
Without
With
+27.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
17 currently pending
Career history
587
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
54.3%
+14.3% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
22.2%
-17.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 555 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments regarding the rejection of independent claim 1, and those that depend therefrom, under 35 USC 102 over Li et al have been fully considered. In view of Applicant’s arguments that the internal hollow space of Li et al lacks a user-accessible opening suitable for inserting and removing a replaceable cartridge, the rejection has been withdrawn. In view of Applicant’s arguments regarding the specific internal airflow path of Lin et al and the non-identity between Lin et al’s internal vaporizer assembly and the claimed user-inserted replaceable cartridge, the rejection of independent claim 14, and those that depend therefrom, under 35 USC 102 over Lin et al has been withdrawn. However, upon further consideration, a new grounds of rejection for independent claim 1 (and those that depend therefrom), under 35 USC 103, is being presented, as well are rejections for both independent claim 1 and 14, under 35 USC 112(b), as follows: Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-4, 9-11, 13-16, 18-26 and 30 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding independent claim 1, this claim recites “…for admitting air into the recess from an exterior of the smoking article...”. There is no antecedent basis for “the smoking article”. The preamble introduces “An apparatus for heating smokable material…” and subsequent clauses refer to “the apparatus”. It is unclear whether “the smoking article” refers to the apparatus per se, the replaceable cartridge, or a separate unmentioned structure. Also, independent claim 1 recites “a recess for receiving a replaceable cartridge inserted by a user, the cartridge comprising a heating element and smokable material”. It is not clear whether “the cartridge” (and its internal heating element and smokable material) is a positively claimed structural component of the apparatus or merely intended environmental context used to define the recess. Further, independent claim 1 recites “…wherein at least a portion of the inlet is defined between the first surface and the second surface”. The claim fails to recite what physical structure bounds or defines the remaining portion of the inlet, leaving the structural boundaries of the overall air passage vague and indefinite. Regarding independent claim 14, this claim recites “with the seal facing the recess for contacting and compressing against the cartridge when the cartridge is received…” and “…to seal the inlet of the mouthpiece to the cartridge in use.” However, there is no proper antecedent basis for “the cartridge” as a positively claimed structural element of the apparatus. Earlier in the claim, the cartridge is only recited as part of a functional/intended use clause describing the recess (“a recess for receiving a replaceable cartridge”). It is unclear whether the apparatus itself requires the physical presence of the cartridge to meet the structural limitations of the claims (see MPEP 2173.05(e)). Also, independent claim 14 recites, “…to seal the inlet of the mouthpiece to the cartridge in use”. The phrase “in use” creates ambiguity as to whether the claim is directed to a physical apparatus, per se. or to an operational method/state during user operation (see MPEP 2173.05(e)). Clarification and, preferably, correction to all of the above is requested. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-4 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over EP 3 338 571 (hereinafter referred to as “Li et al”) in view of Blandino et al (US. Pat. App. Pub. 2017/0055580). Regarding independent claim 1, Li et al discloses an atomizer for generating an aerosol from tobacco liquid provided in a liquid storage chamber, the atomizer having a longitudinal axis and comprising: -a first casing portion comprising a first connector (cover (103) with threads (1033)); -a second casing portion comprising a second connector (end cover (105) with threads (1062)) that is releasably engaged with the first connector (paras. [0019]-[0026]); -wherein the first connector comprises a first surface that faces radially inwardly toward the longitudinal axis, and the second connector comprises a second surface that faces radially outward away from the longitudinal axis; -wherein, when engaged, the first and second connectors define an inlet (clearance/channel (111)) between the first and second connectors for admitting air into the device from an exterior of the apparatus, wherein at least a portion of the inlet is defined between the first surface and the second surface (paras. [0019]-[0026], Fig. 2). Li et al fails to explicitly discloses that the first casing portion comprises a “recess configured for receiving a replaceable cartridge inserted by a user”; however, Blandino et al discloses an apparatus for heating smokable material comprising a body with a user-accessible opening/recess configured to removably receive a mass of smoking material (500) (read: cartridge) inserted by a user (see paras. [0128]-[0131]). Hence, it would have been obvious to one having ordinary skill in the art as of the effective filing date of the claimed invention to modify the receiving space/casing of Li et al to form an open, user-accessible recess configured to receive a replaceable consumable cartridge (i.e., mass of smoking material) in order to provide user convenience, eliminate messy tobacco liquid refilling, and prevent leakage during maintenance. Regarding claim 2-3, the modified Li et al atomizer reflects each of these structural limitations of these claims. Regarding claim 4, as shown in Figs. 1 and 2, the adjusting cover (103) may be rotated to adjust the air intake. As such, the cross-sectional area of the inlet is clearly affected (corresponding to the claimed “wherein the first and second connectors are movable relative to each other, to alter a cross-sectional area of the inlet, while maintaining engagement of the first and second connectors”). Regarding claim 9, as stated above, the modified Li et al reference shows a cartridge (read: mass of smoking material). Allowable Subject Matter Claim 14 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. Claims 2-4, 9-11, 13-16, 18-26 and 30 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record fails to teach and/or reasonably suggest the claimed apparatus which further includes that the cartridge (of independent claim 1) further comprises a heating element with smokeable material arranged thereon, or that an apparatus for heating smokeable material to volatilize at least one component of smokable material, of independent claim 14, has all the limitations in combination, which includes the claimed casing and mouthpiece with the claimed “seal” structure. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DIONNE WALLS MAYES whose telephone number is (571)272-5836. The examiner can normally be reached Mondays and Thursdays, 8:00AM - 4:00PM (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached at 571-270-3882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DIONNE W. MAYES/ Primary Examiner, Art Unit 1747
Read full office action

Prosecution Timeline

Show 2 earlier events
May 07, 2025
Response Filed
Aug 20, 2025
Final Rejection mailed — §103, §112
Nov 20, 2025
Response after Non-Final Action
Jan 20, 2026
Request for Continued Examination
Jan 26, 2026
Response after Non-Final Action
Feb 24, 2026
Non-Final Rejection mailed — §103, §112
May 26, 2026
Response Filed
Aug 11, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12727614
TOBACCO COMPOSITION
8y 3m to grant Granted Sep 08, 2026
Patent 12721379
Method and Apparatus for Manufacturing a Consumable Unit for an Inhalation Device, and a Consumable Unit for an Inhalation Device
5y 2m to grant Granted Sep 01, 2026
Patent 12653222
WHITENED TOBACCO COMPOSITION
4y 8m to grant Granted Jun 16, 2026
Patent 12653225
Aerosol-Generating Article Wrapper Comprising Heat Sensitive Indication Means
4y 4m to grant Granted Jun 16, 2026
Patent 12622456
HEAT-NOT-BURN PRODUCT AND MANUFACTURING METHOD THEREOF
4y 2m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
64%
Grant Probability
91%
With Interview (+27.0%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 555 resolved cases by this examiner. Grant probability derived from career allowance rate.

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