Prosecution Insights
Last updated: April 19, 2026
Application No. 17/935,085

MULTICAST COMMUNICATION METHOD AND COMMUNICATION APPARATUS

Non-Final OA §103
Filed
Sep 24, 2022
Examiner
HO, CHUONG T
Art Unit
2412
Tech Center
2400 — Computer Networks
Assignee
Huawei Technologies Co., Ltd.
OA Round
3 (Non-Final)
92%
Grant Probability
Favorable
3-4
OA Rounds
2y 8m
To Grant
99%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allow Rate
940 granted / 1025 resolved
+33.7% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
28 currently pending
Career history
1053
Total Applications
across all art units

Statute-Specific Performance

§101
3.3%
-36.7% vs TC avg
§103
71.5%
+31.5% vs TC avg
§102
3.2%
-36.8% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1025 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/16/2025 has been entered. This office action is in response to the amendment filed 12/16/2025. Claims 1-7, 9-17, 19, 20 and new claims 21-26 are pending. Claim Objections Claim 21 is objected to because of the following informalities: “AF, PDU ” should be spell out . “ AF” should be replaced by – Application Function (AF) ----; “ PDU ” should be replaced by – Packet Data Unit (PDU ) ----; Clarification and Appropriate correction is required. Claim 24 is objected to because of the following informalities: “ PDU ” should be spell out . “ PDU ” should be replaced by – Packet Data Unit (PDU ) ----; Clarification and Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 21, 22, 24, 25 is/are rejected under 35 U.S.C. 103 as being unpatentable over LI et al. ( US 20230345310, Provisional Application No. 62975858 ) in view of Liao ( US 20210075631, Provisional Application 62937407 ). Regarding to the claim 21, ( US 20230345310, Provisional Application No. 62975858 ) teaches a multicast communication method, comprising: sending, by an AF network element, first multicast service to a session management network element, wherein the first multicast service indicates a first multicast service, and the session management network element is a session management network element corresponding to a PDU session of a terminal device (sending, by an AF network element, first multicast service to a session management network element, wherein the first multicast service indicates a first multicast service, and the session management network element is a session management network element corresponding to a PDU session of a terminal device ) [see Figure 7A and Figure 7B and Figure 8 and Paragraphs 0091 & 0098 & 0126 & 0128 & 0134 & 0137 & 0138 & 0153 & 0158 & 0160 & 0161 & 0162 & 0163 & 0170 & 0175 & 0178 & 0183 & 0197 & 0203 & 232 & 0244 & 0252 & 0253 & 0262 & 0271 & 0273 & 0293 ] [ see Provisional Application No. 62975858, Figure 7 , Figure 8 ]. However, ( US 20230345310, Provisional Application No. 62975858 ) does not explicitly teach multicast service indication information. ( US 20210075631, Provisional Application 62937407 ), from the same or similar fields of endeavor, teaches sending, by and AF network element, first multicast service indication information to a session management network element (SMF) ( sending, by and AF network element, first multicast service indication information to SMF ) [see Paragraphs 0110 – 0111 ]. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing data of the claimed invention to modify the system of US 20230345310 in view of US 20210075631 because US 20210075631 suggests that when switching from individual delivery method to shared delivery method is coupled with handover, the same issues need to be addressed, such as 1) how to link the MBS PDU session for shared delivery method and PDU session for individual delivery method to make sure the QoS requirement is met; or 2) how to prevent the potential data loss during the handover/switch process. Regarding to the claim 22, ( US 20230345310, Provisional Application No. 62975858 ) further teaches receiving, by the AF network element, user plane transmission information from the session management network element; and sending, by the AF network element, data of the first multicast service to a user plane network element based on the user plane transmission information (receiving, by the AF network element, user plane transmission information from the session management network element; and sending, by the AF network element, data of the first multicast service to a user plane network element based on the user plane transmission information) [see Figure 7A and Figure 7B and Figure 8 and Paragraphs 0091 & 0098 & 0126 & 0128 & 0134 & 0137 & 0138 & 0153 & 0158 & 0160 & 0161 & 0162 & 0163 & 0170 & 0175 & 0178 & 0183 & 0197 & 0203 & 232 & 0244 & 0252 & 0253 & 0262 & 0271 & 0273 & 0293 ] [ see Provisional Application No. 62975858, Figure 7 , Figure 8 ]. Regarding to the claim 24, ( US 20230345310, Provisional Application No. 62975858 ) teaches a communication apparatus, comprising at least one processor coupled to a memory configured to store instruction that, when executed by the at least one processor, cause the apparatus to: send first multicast service to a session management network element, wherein the first multicast service indicates a first multicast service, and the session management network element is a session management network element corresponding to a PDU session of a terminal device (send first multicast service to a session management network element, wherein the first multicast service indicates a first multicast service, and the session management network element is a session management network element corresponding to a PDU session of a terminal device ) [see Figure 7A and Figure 7B and Figure 8 and Paragraphs 0091 & 0098 & 0126 & 0128 & 0134 & 0137 & 0138 & 0153 & 0158 & 0160 & 0161 & 0162 & 0163 & 0170 & 0175 & 0178 & 0183 & 0197 & 0203 & 232 & 0244 & 0252 & 0253 & 0262 & 0271 & 0273 & 0293 ] [ see Provisional Application No. 62975858, Figure 7 , Figure 8 ]. However, ( US 20230345310, Provisional Application No. 62975858 ) does not explicitly teach multicast service indication information. ( US 20210075631, Provisional Application 62937407 ), from the same or similar fields of endeavor, teaches send first multicast service indication information to a session management network element (send first multicast service indication information to a session management network element) [see Paragraphs 0110 – 0111 ]. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing data of the claimed invention to modify the system of US 20230345310 in view of US 20210075631 because US 20210075631 suggests that when switching from individual delivery method to shared delivery method is coupled with handover, the same issues need to be addressed, such as 1) how to link the MBS PDU session for shared delivery method and PDU session for individual delivery method to make sure the QoS requirement is met; or 2) how to prevent the potential data loss during the handover/switch process. Regarding to the claim 25, ( US 20230345310, Provisional Application No. 62975858 ) further teaches receive user plane transmission information from the session management network element; and send data of the first multicast service to a user plane network element based on the user plane transmission information (receive user plane transmission information from the session management network element; and send data of the first multicast service to a user plane network element based on the user plane transmission information) [see Figure 7A and Figure 7B and Figure 8 and Paragraphs 0091 & 0098 & 0126 & 0128 & 0134 & 0137 & 0138 & 0153 & 0158 & 0160 & 0161 & 0162 & 0163 & 0170 & 0175 & 0178 & 0183 & 0197 & 0203 & 232 & 0244 & 0252 & 0253 & 0262 & 0271 & 0273 & 0293 ] [ see Provisional Application No. 62975858, Figure 7 , Figure 8 ]. Allowable Subject Matter Claim 23 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: The prior art fails to disclose wherein the user plane transmission information comprises one or more of the following: address information of the PDU session, address information corresponding to the user plane network element, or second indication information, wherein the second indication information is used by the AF network element to determine target address information of the data of the first multicast service. Claim 26 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: The prior art fails to disclose wherein the user plane transmission information comprises one or more of the following: address information of the PDU session, address information corresponding to the user plane network element, or second indication information, wherein the second indication information is used by the AF network element to determine target address information of the data of the first multicast service. Allowable Subject Matter Claims 1-7, 9-17, 19, 20 are allowed. The following is a statement of reasons for the indication of allowable subject matter: Claim 1 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “ the access network device being configured to establish an association relationship between the terminal device and the first multicast service corresponding to an association relationship between a protocol data unit (PDU) session of the terminal device and the first multicast service; and sending, by the session management network element, forwarding rule information of the first multicast service to a user plane network element ” and in combination with other limitations recited as specified in claim 1. Claim 2 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “sending, by the session management network element, forwarding rule information of the first multicast service to a user plane network element, wherein before the sending, by the session management network element, forwarding rule information of the first multicast service to a user plane network element, the method further comprises: receiving, by the session management network element, multicast service transmission tunnel information from the access network device, wherein the user plane network element is configured to use the multicast service transmission tunnel information for sending data of the first multicast service to the access network device ” and in combination with other limitations recited as specified in claim 2. Claim 11 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “storing, by the access network device, the context information of the first multicast service, wherein the stored context information of the first multicast service comprises the multicast service transmission tunnel information; and associating, by the access network device, the terminal device with the context information of the first multicast service ” and in combination with other limitations recited as specified in claim 11. Claim 13 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “ associating, by the access network device, the terminal device with context information of the first multicast service when the context information of the first multicast service exists on the access network device ” and in combination with other limitations recited as specified in claim 13. Claim 14 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “wherein an access network device is configured to use the multicast service information for establishing an association relationship between the terminal device and the first multicast service corresponding to an association relationship between a protocol data unit (PDU) session of the terminal device and the first multicast service; send forwarding rule information of the first multicast service to a user plane network element ” and in combination with other limitations recited as specified in claim 14. Claim 15 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “ wherein an access network device is configured to use the multicast service information for establishing an association relationship between the terminal device and the first multicast service; and receive multicast service transmission tunnel information from the access network device, wherein the user plane network element is configured to use the multicast service transmission tunnel information for sending data of the first multicast service to the access network device ” and in combination with other limitations recited as specified in claim 15. Claim 19 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “store the context information of the first multicast service, wherein the stored context information of the first multicast service comprises the multicast service transmission tunnel information; and associate the terminal device with the context information of the first multicast service ” and in combination with other limitations recited as specified in claim 19. Claim 20 is allowed over the prior art or record since the cited reference taken individually or in combination fails to particular disclose the following limitations: “ associate the terminal device with context information of the first multicast service when the context information of the first multicast service exists on the apparatus ” and in combination with other limitations recited as specified in claim 20. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHUONG T HO whose telephone number is (571)272-3133. The examiner can normally be reached 7:30-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles C Jiang can be reached at 571-270-7191. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHUONG T HO/Primary Examiner, Art Unit 2412
Read full office action

Prosecution Timeline

Sep 24, 2022
Application Filed
Nov 29, 2024
Non-Final Rejection — §103
Mar 04, 2025
Response Filed
May 13, 2025
Final Rejection — §103
Aug 18, 2025
Response after Non-Final Action
Dec 16, 2025
Request for Continued Examination
Dec 20, 2025
Response after Non-Final Action
Jan 18, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604341
METHOD AND APPARATUS FOR EXCHANGING FRAMES USING SECONDARY CHANNELS
2y 5m to grant Granted Apr 14, 2026
Patent 12598654
HANDLING OF MBS SESSION RELATED BACK-OFF TIMER
2y 5m to grant Granted Apr 07, 2026
Patent 12598629
METHODS AND APPARATUSES FOR EXCHANGING CONFIGURATION INFORMATION REGARDING A MRB IN A MR-DC SCENARIO
2y 5m to grant Granted Apr 07, 2026
Patent 12581538
ACCESS METHOD AND APPARATUS FOR UNLICENSED CHANNEL, DEVICE, AND STORAGE MEDIUM
2y 5m to grant Granted Mar 17, 2026
Patent 12574151
HARQ AND LINK ADAPTATION IN WIRELESS COMMUNICATION SYSTEM
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
92%
Grant Probability
99%
With Interview (+12.6%)
2y 8m
Median Time to Grant
High
PTA Risk
Based on 1025 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month