Prosecution Insights
Last updated: April 19, 2026
Application No. 17/935,713

METHOD AND APPARATUS FOR DETECTION AND INDICATION OF FAULTY ROADSIDE UNIT

Non-Final OA §102
Filed
Sep 27, 2022
Examiner
KIM, CHONG G
Art Unit
2443
Tech Center
2400 — Computer Networks
Assignee
Harman International Industries, Incorporated
OA Round
3 (Non-Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
2y 11m
To Grant
87%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
352 granted / 424 resolved
+25.0% vs TC avg
Minimal +4% lift
Without
With
+4.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
44 currently pending
Career history
468
Total Applications
across all art units

Statute-Specific Performance

§101
12.0%
-28.0% vs TC avg
§103
35.8%
-4.2% vs TC avg
§102
36.3%
-3.7% vs TC avg
§112
12.2%
-27.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 424 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The Amendment filed on 9/18/2025 has been entered. Claims 1-20 remain pending in the application. Response to Arguments Applicant’s arguments on pages 8-9 with respect to claims 1, 9 and 16 have been considered but are moot upon a further consideration and a new ground of rejection made under 35 U.S.C. 102(a)(2) as being anticipated by Shuman (US PGPub 2023/0100298). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Shuman (US PGPub 2023/0100298). Regarding claims 1 and 16, Shuman teaches a system for detection and indication of faulty roadside units (RSUs) (Shuman, see abstract, A radio frequency signal transfer anomaly notification method performed by a roadside unit), comprising: an RSU in an intelligent transportation system (ITS), wherein the ITS includes an operation center, RSUs, and pedestrians (Shuman, see figure 9 and paragraph 0077, Roadside units (RSUs), however, may be used to perform anomaly detection and mitigation associated with OBUs. Traffic management center 950), the RSU comprising one or more first processors, and a first non-transitory memory having first executable instructions that, when executed (Shuman, see figure 6, block diagram of an example of a roadside unit), cause the one or more first processors to: detect a faulty condition of the RSU (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); generate, in response to the detection of the faulty condition of the RSU, a predetermined distress transmission for on-board units (OBUs) (Shuman, see paragraph 0117, transmitting, from the first roadside unit to another entity, an anomaly indication indicative of the anomaly of radio frequency signal transfer and the type of radio frequency signal transfer of the anomaly); and broadcast the predetermined distress transmission over a wireless interface (Shuman, see paragraphs 0117 and 0118, transmitting, from the first roadside unit to another entity, an anomaly indication indicative of the anomaly of radio frequency signal transfer and the type of radio frequency signal transfer of the anomaly. the anomaly mitigation unit 660 of the RSU 910 may send an anomaly message to the RSU 920, to the TMC 950, and/or to one or more OBUs within the communication region 916); and an OBU comprising one or more second processors, and a second non-transitory memory having second executable instructions that, when executed (Shuman, see figure 5, a block diagram of an example on-board unit), cause the one or more second processors to: process the predetermined distress transmission (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 2, Shuman teaches wherein the faulty condition of the RSU includes a connection between the RSU and an operation center over a wired interface to a backhaul network being down (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals). Regarding claim 3, Shuman teaches further comprising: broadcasting the predetermined distress transmission over the wireless interface using power from an internal power cell of the RSU (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 4, Shuman teaches wherein the faulty condition of the RSU includes a radio interface of the RSU being down (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals). Regarding claim 5, Shuman teaches further comprising: broadcasting the predetermined distress transmission over the wireless interface using power from a main power source of the RSU (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 6, Shuman teaches wherein the wireless interface is operable to transmit wireless access in vehicular environments (WAVE) service advertisement (WSA) messages (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 7, Shuman teaches wherein the predetermined distress transmission includes at least one of: a unique RSU identifier (ID); a three-dimensional (3D) location; and an intersection ID (Shuman, see paragraph 0118, The anomaly mitigation unit 660 may include an indication (e.g., a definition of the boundary) of the anomaly region in the anomaly indication). Regarding claim 8, Shuman teaches further comprising: detecting that the faulty condition of the RSU has ended (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); and halting a broadcasting of the predetermined distress transmission based on the detection that the faulty condition of the RSU has ended (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 9, Shuman teaches an apparatus of a roadside unit (RSU) (Shuman, see abstract, A radio frequency signal transfer anomaly notification method performed by a roadside unit), comprising: a wireless interface for sending transmissions to on board units (OBUs) mounted on vehicles (Shuman, see figure 9 and paragraph 0077, Roadside units (RSUs), however, may be used to perform anomaly detection and mitigation associated with OBUs. Traffic management center 950); one or more processors (Shuman, see figure 6, block diagram of an example of a roadside unit); and a non-transitory memory having executable instructions that, when executed (Shuman, see figure 6, block diagram of an example of a roadside unit), cause the one or more processors to: detect a faulty condition of the RSU (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); generate, in response to the detection of the faulty condition of the RSU, a predetermined distress transmission (Shuman, see paragraph 0117, transmitting, from the first roadside unit to another entity, an anomaly indication indicative of the anomaly of radio frequency signal transfer and the type of radio frequency signal transfer of the anomaly), wherein the predetermined distress transmission includes one or more of a unique RSU identifier (ID), a three-dimensional (3D) location, and an intersection ID (Shuman, see paragraph 0118, The anomaly mitigation unit 660 may include an indication (e.g., a definition of the boundary) of the anomaly region in the anomaly indication); and broadcast the predetermined distress transmission over the wireless interface (Shuman, see paragraphs 0117 and 0118, transmitting, from the first roadside unit to another entity, an anomaly indication indicative of the anomaly of radio frequency signal transfer and the type of radio frequency signal transfer of the anomaly. the anomaly mitigation unit 660 of the RSU 910 may send an anomaly message to the RSU 920, to the TMC 950, and/or to one or more OBUs within the communication region 916). Regarding claim 10, Shuman teaches wherein the faulty condition of the RSU includes a connection between the RSU and an operation center over a wired interface to a backhaul network being down (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); and wherein an internal power cell of the RSU provides power for the broadcasting of the predetermined distress transmission over the wireless interface (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 11, Shuman teaches further comprising: wherein the faulty condition of the RSU includes a radio interface of the RSU being down (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); and wherein a main power source of the RSU provides power for the broadcasting of the predetermined distress transmission over the wireless interface (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 12, Shuman teaches wherein the radio interface is a first radio interface, wherein the first radio interface is compliant with at least one of: a wireless access in vehicular environments (WAVE) service advertisement (WSA) protocol, a traveler information messages (TIM) protocol, and a regional wireless communication standard (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel); and wherein a second radio interface of the RSU is compliant with at least one of: a signal phase and timing (SPaT) message protocol, and a protocol for messages corresponding with map data to convey geographic road information (MAP messages) (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 13, Shuman teaches wherein the wireless interface is compliant with at least one of: a dedicated short-range communication (DSRC) protocol, a vehicle-to-everything (V2X) protocol, a Wi-Fi DSRC protocol, a 4G cellular-V2X protocol, and a Fifth Generation broadband cellular network (5G) protocol (Shuman, see paragraph 0032, V2X (Vehicle-to-Everything, e.g., V2P (Vehicle-to-Pedestrian), V2I (Vehicle-to-Infrastructure), V2V (Vehicle-to-Vehicle), etc.), IEEE 802.11p, etc.). V2X communications may be cellular (Cellular-V2X (C-V2X)) and/or WiFi (e.g., DSRC (Dedicated Short-Range Connection))). Regarding claim 14, Shuman teaches wherein a coverage range of a protocol of the wireless interface is substantially the same as a coverage range of the RSU (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals). Regarding claim 15, Shuman teaches the executable instructions, when executed, further cause the one or more processors to: halt broadcasting of the predetermined distress transmission based on a detection that the RSU has returned to a normal operational state (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals). Regarding claim 17, Shuman teaches wherein the faulty condition of the RSU includes a connection between the RSU and an operation center over a wired interface to a backhaul network being down (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); and wherein the broadcasting of the predetermined distress transmission over the wireless interface uses power from an internal power cell of the RSU (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 18, Shuman teaches wherein the faulty condition of the RSU includes a radio interface of the RSU being down (Shuman, see paragraph 0080, The anomaly detection unit 650 is configured to detect anomalies in RF signal transfer, e.g., reception of RF communication signals and/or reception of SPS signals); and wherein the broadcasting of the predetermined distress transmission over the wireless interface uses power from a main power source of the RSU (Shuman, see paragraph 0118, The RSU 910 may transmit a warning using the WSA channel and the OBU 500, e.g., the anomaly mitigation unit 550, may take mitigating action(s) based on an inability to receive an RF health status via the WSA channel). Regarding claim 19, Shuman teaches wherein the RSU is a first RSU (Shuman, see paragraph 0090, an RSU 910 (which is an example of the RSU 700) can use one or more sensors to monitor a region near the RSU 910); and wherein the second executable instructions, when executed, further cause the one or more second processors to: re-send the predetermined distress transmission to a second RSU (Shuman, see paragraph 0091, the anomaly detection unit 650 may be configured to use analytics and coordination with one or more other RSUs and/or a server (e.g., a traffic management center) to determine whether a communication anomaly exists near the RSU 600). Regarding claim 20, Shuman teaches wherein the OBU is a first OBU (Shuman, see paragraph 0090, an RSU 910 (which is an example of the RSU 700) can use one or more sensors to monitor a region near the RSU 910); and wherein the second RSU comprises one or more third processors, and a third non-transitory memory having third executable instructions that, when executed, cause the one or more third processors to: re-send the predetermined distress transmission to a second OBU (Shuman, see paragraph 0091, the anomaly detection unit 650 may be configured to use analytics and coordination with one or more other RSUs and/or a server (e.g., a traffic management center) to determine whether a communication anomaly exists near the RSU 600). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHONG G KIM whose telephone number is (571)270-0619. The examiner can normally be reached Mon-Fri @ 9am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas R. Taylor can be reached at 571-272-3889. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHONG G KIM/Examiner, Art Unit 2443 /NICHOLAS R TAYLOR/Supervisory Patent Examiner, Art Unit 2443
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Prosecution Timeline

Sep 27, 2022
Application Filed
Jun 16, 2025
Non-Final Rejection — §102
Sep 18, 2025
Response Filed
Dec 11, 2025
Final Rejection — §102
Mar 11, 2026
Request for Continued Examination
Mar 19, 2026
Response after Non-Final Action
Apr 09, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
87%
With Interview (+4.2%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 424 resolved cases by this examiner. Grant probability derived from career allow rate.

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