Prosecution Insights
Last updated: April 19, 2026
Application No. 17/937,764

TRENCH STRUCTURE FOR SEMICONDUCTOR DEVICE

Non-Final OA §103§112
Filed
Oct 03, 2022
Examiner
WELLINGTON, ANDREA L
Art Unit
2800
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
57%
Grant Probability
Moderate
1-2
OA Rounds
2y 4m
To Grant
66%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
205 granted / 358 resolved
-10.7% vs TC avg
Moderate +9% lift
Without
With
+9.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
454 currently pending
Career history
812
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
28.8%
-11.2% vs TC avg
§112
18.0%
-22.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 358 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of invention I, claims 1-14 in the reply filed on 12/05/2025 is acknowledged. Information Disclosure Statement The references listed in the Information Disclosure Statement (IDS) filed on 10/03/2022 have been considered by the examiner (see attached PTO-1449 or PTO/SB/08A and 08B forms). Accordingly, claims 15-20 are withdrawn. DRAWINGS The Drawings filed on 10/03/2022 have been considered. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 13 and 14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The limitation, “The semiconductor device of claim 1, wherein the trench is disposed at a bottom of the cavity and extends from the cavity via a through hole”, as recited in claim 13, is unclear because the arrangement in claim 13 appears to contradict the arrangement recited in the parent (claim 1). In addition, claim 14 suffers similar limitation as pointed it out in claim 13. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobvi0usness. Claim(s) 1-2, 4, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Dubey et al. (US 11,791,274 B2) in view of Goh et al. (US 12,341,121 B2). PNG media_image1.png 274 438 media_image1.png Greyscale Regarding claim 1, Dubey teaches “A semiconductor device comprising; a substrate (102 and 104 in combination; see Fig. 10) comprising a cavity (120); and a first chip (130-1) and a second chip (130-2) (see Fig. 9) on the substrate; a bridge chip (110) interconnecting the first and second chips and residing in the cavity; and an underfill material (144, see Fig. 10) filling the cavity and surrounding the bridge chip. Dubey does not explicitly teach comprising a trench extended from the cavity. Goh teaches in Fig. 6, (see col. 7, line 66 to col. 8, line 16) “a semiconductor device comprising; a substrate (110) comprising a cavity (190) and a trench (134) extended from the cavity. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to form a deep trench, accommodating the encapsulant and separating or partially separating the substrate into two distinct halves, in order to allow for thermal expansion of the two halves of the substrates. PNG media_image2.png 402 673 media_image2.png Greyscale Regarding claim 2, Dubey does not explicitly teach including ‘trench’ “wherein the trench is dimensioned as an ingress channel to provide a path for the underfill material to fill the cavity from a first side of the cavity”. However, this above limitation is met by Goh’s teachings in Fig. 6, col. 7, line 33-34, and col. 8, lines 12-16., for the same motivation as discussed above in the rejection of claim 1. Regarding claim 4, Dubey does not explicitly teach including ‘trench’, “wherein the trench is dimensioned as an outflow channel to provide a path for air to leave the cavity from a second side of the cavity”. However, Goh teaches in Fig. 6, the trench/opening (134) located in a position for the underfill (132) to flow to provide a path for air to leave the cavity from a second side of the cavity, it is inherent in the design illustrated in Fig. 6, for the same motivation as discussed above in the rejection of claim 1. Regarding claim 12, the limitation, “The semiconductor device of claim 1, wherein the semiconductor device is a direct bonded heterogeneous integration package”, it is inherent in the design illustrated in Fig 10. The prior art(s) of record fail to further teach and/or suggest:: “The semiconductor device of claim 2, wherein a depth of the trench is equal to a depth of the cavity”, as claimed in claim 3. “The semiconductor device of claim 4, wherein a depth of the trench is at least half of a depth of the cavity”, as claimed in claim 5. “The semiconductor device of claim 1, wherein a depth of the trench is a factor of C4 stand-off height, cavity size, or material viscosity”, as claimed in claim 6. “The semiconductor device of claim 1, further comprising additional one or more trenches, wherein the trench and the additional one or more trenches form a plurality of trenches.”, as claimed in claim 7 (and dependent claims 8-10). “The semiconductor device of claim 1, wherein a width of the trench is larger than 0.2mm”, as claimed in claim 11. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JASMINE J CLARK whose telephone number is (571)272-1726. The examiner can normally be reached 8:30-5.30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ZANDRA SMITH can be reached at (571) 272 2429. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JASMINE J CLARK/Primary Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Oct 03, 2022
Application Filed
May 31, 2024
Response after Non-Final Action
Feb 07, 2026
Non-Final Rejection — §103, §112
Apr 13, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
57%
Grant Probability
66%
With Interview (+9.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 358 resolved cases by this examiner. Grant probability derived from career allow rate.

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