Prosecution Insights
Last updated: April 19, 2026
Application No. 17/944,846

BATTERY PACK AND VEHICLE INCLUDING THE SAME

Non-Final OA §103
Filed
Sep 14, 2022
Examiner
NEDIALKOVA, LILIA V
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
3 (Non-Final)
55%
Grant Probability
Moderate
3-4
OA Rounds
3y 4m
To Grant
77%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allow Rate
233 granted / 423 resolved
-9.9% vs TC avg
Strong +22% interview lift
Without
With
+21.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
53 currently pending
Career history
476
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
46.7%
+6.7% vs TC avg
§102
23.3%
-16.7% vs TC avg
§112
22.4%
-17.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 423 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on January 5, 2026 has been entered. Claims 1, 9 and 18 are currently amended. Claim 23 is canceled. Claim 24 is newly added. Claims 1-22 and 24 are pending review in this action. The previous objection to the claims is withdrawn in light of Applicant’s corresponding amendment. New grounds of rejection necessitated by Applicant’s amendments are presented below. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-15 and 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over European Patent Publication No. 3872891, hereinafter Fouet in view of U.S. Pre-Grant Publication No. 2021/0074965, hereinafter Kwag. Regarding claim 1, Fouet teaches a battery pack. The battery pack comprises a plurality of cylindrical battery cells (40) (paragraphs [0001-0006, 0042]). A bus bar assembly (10) has a first side and a second side. The second side of the bus bar assembly is provided on a side facing the battery cells (40) and is electrically connected to the plurality of battery cells (40) (paragraph [0042] and figures 1 and 2). The battery cells (40) have positive terminals (48) and negative terminals (52) (paragraph [0049] and figures 1C and 3). The positive terminals (48) and the negative terminals (52) are disposed on the same side of the battery cells (40) (paragraphs [0057, 0058] and figure 3). The positive terminals (48) and the negative terminals (52) are respectively directly connected to a positive electrode connection portion (226) and a negative electrode connection portion (228) of a single-layered bus bar (21) (paragraphs [0077, 0078] and figure 3). The positive electrode connection portion (226) and the negative electrode connection portion (228) are aligned with each other on a line that extends in the longitudinal direction (A120) of the battery pack (figure 3). The single-layered bus bar (21) includes a bus bar bridge formed in a predetermined length (see Figure 1 below). The positive electrode connection portion (226) and the negative electrode connection portion (228) extend in opposite directions from the bus bar bridge and protrude in a direction different from that of the bus bar bridge (see Figure 1 below). PNG media_image1.png 745 695 media_image1.png Greyscale [AltContent: textbox (Figure 1 - Fouet's assembly. The black line indicates one of the "bus bar bridges" of the connection bus bar (120). The other two "bus bar bridges" visible in the figure can be identified by analogy.)] The bus bar bridge includes a plurality of segments that are both linear and angled. They are linear, because they extend in a straight line and are angled relative to the width direction (B120). All of the segments extend past (“more outward than”) pairs of a positive electrode connection portion (226) and a negative electrode connection portion (228) in the longitudinal direction (A120) and in the width direction (B120) (see Figure 2 below). The segments zig-zag along the bus bar bridge – thus they alternate in their angled direction. They serve to connect each other to form the bus bar bridge. Thus, there are alternately arranged “angled” segments and “linear segments” such that the “angled” segments connect the “linear” segments. PNG media_image2.png 638 948 media_image2.png Greyscale [AltContent: textbox (Figure 2 - Fouet's assembly. The two large black arrows indicate the ends of the segments, which extend past the positive electrode connection portion and negative electrode connection portion in the longitudinal direction (A120).)] Fouet mentions cooling of the cells (40) (paragraph [0096]), but does not provide structural details of a cooling mechanism. Fouet fails to teach a side structure unit and a cooling unit. It is well-known in the art that battery packs of the type taught by Fouet include cases to accommodate, protect and support the battery cells – see, e.g. Kwag. Kwag teaches a battery pack comprising a plurality of cylindrical cells (10) and a case (100, “side structure unit”) accommodating the plurality of battery cells (10) (paragraph [0057] and figure 1). Kwag’s case (100, “side structure unit”) further accommodates a partition wall (150) arranged between the plurality of battery cells (10). The partition wall (150) is formed of metal and functions as a heat sink (paragraphs [0066, 0121] and figures 15 and 16). The partition wall (150) is thus considered a “cooling unit”. Therefore it would have been obvious to the ordinarily skilled artist before the effective filing date of the claimed invention to position Fouet’s battery cells (40) within a case (“side structure unit”) for the purpose of containing them and protecting them and to implement a cooling scheme as taught by Kwag which includes a partition wall (“cooling unit”) arranged between the plurality of battery cells (40) for the purpose of controlling the temperature of the battery cells (40). Regarding claim 2, Fouet teaches two termination conductors (14, “main bus bars”) electrically connected to the plurality of battery cells (40) located at opposite ends of the battery pack in the longitudinal direction (paragraph [0135] and figure 7). A laminated band (120, “connection bus bar”) is located between the termination conductors (14, “main bus bars”) in the longitudinal direction (A120) (paragraph [0135] and figure 7). The laminated band (120, “connection bus bar”) is electrically connected to the plurality of battery cells (40). Regarding claim 3, Fouet teaches that the laminated band (120, “connection bus bar”) includes a bus bar cover (24) made up of two layers (24a and 24b) and a single-layered bus bar (21) inserted between the two layers (24a and 24b) of the bus bar cover (24) (paragraphs [0061-0063] and figure 2). The single-layered bus bar (21) is configured for electric connection with the positive terminals (48) and negative terminals (52) of the plurality of battery cells (40) (paragraph [0061]). Regarding claim 4, Fouet teaches that the bus bar cover (24) is made of an insulating material (paragraph [0062]). Regarding claim 5, Fouet teaches that the bus bar cover (24) is made of a polyimide film (paragraph [0063]). Regarding claim 6, Fouet teaches that the bus bar cover (24) is made up of two layers (24a and 24b). The two layers (24a and 24b) have a size and shape corresponding to each other in a height direction of the battery pack and are coupled to each other (paragraph [0063] and figure 2). Regarding claims 7 and 8, Fouet teaches that the bus bar cover (24) includes a positive electrode bus bar hole (264) configured to have an open space of a predetermined size (paragraph [0121] and figure 4b). The bus bar cover (24) further includes a negative electrode bus bar hole (266) configured to have an open space of a predetermined size (paragraph [0123] and figure 4b). Fouet further teaches that the bus cover (24) is supported on a plate (20) also formed of electrically insulating material (paragraphs [0040, 0094]). Therefore, the plate (20) may be considered part of the bus bar cover. Fouet fails to teach that the bus bar cover (24 and 20) includes a fastening hole configured to couple the case (“side structure unit”) to the bus bar cover (24) and a corresponding stub on the case (“side structure unit”). Kwag teaches an analogous holder plate (110), which supports bus bars (B) and is positioned over the battery cells (10) (paragraphs [0058, 0103, 0105, 0109] and figure 3). Kwag teaches that the holder plate (110, “bus bar cover”) includes a coupling hole (116) to couple the case (100, “side structure unit”) to the holder plate (110, “bus bar cover”) (paragraph [0117] and figure 14). Kwag further teaches a flange (106, “stub”) which is aligned with and coupled to the coupling hole (116) (Kwag’s paragraph [0117] and figure 14). Therefore it would have been obvious to the ordinarily skilled artist before the effective filing date of the claimed invention to configure a hole in Fouet’s bus bar cover (24 and 20) and a flange (“stub”) in the case (“side structure unit”) for the purpose of securely attaching the bus bar cover (20 and 24) to the case (“side structure unit”) as taught by Kwag. Regarding claim 9, Fouet teaches that the single-layered bus bar (21) includes the positive electrode connection portion (226) configured to integrally extend and protrude from the bus bar bridge and disposed in the positive electrode bus bar hole (264) (paragraph [0121] and Figure 2 above). The single-layered bus bar (21) further includes the negative electrode connection portion (228) configured to integrally extend and protrude from the bus bar bridge and disposed in the negative electrode bus bar hole (266) (paragraph [0123] and Figure 2 above). The bus bar bridge is inserted into the bus bar cover (24) and is formed to have a predetermined length along the width direction (B120) of the battery pack (paragraph [0063] and Figure 2 above). Regarding claim 10, Fouet teaches that the bus bar bridge is arranged in a zig-zag shape in the width direction (B120) of the battery pack (Figure 2 above). Regarding claim 11, Fouet teaches that there are multiple bus bar bridges disposed to be spaced apart from each other by a predetermined distance in the longitudinal direction (A120) of the battery pack (Figure 2 above). Regarding claim 12, Fouet teaches that the positive electrode connection portion (226) is connected to a positive terminal (48) a battery cell (40) within the open space of the positive electrode bus bar hole (264) (paragraph [0121] and figure 4b). Regarding claim 13, Fouet teaches that the negative electrode connection portion (228) is connected to a negative terminal (52) a battery cell (40) within the open space of the negative electrode bus bar hole (266) (paragraph [0123] and figure 4b). Regarding claim 14, Fouet teaches that the positive electrode connection portion (226) and the negative electrode connection portion (228) are collinear in the longitudinal direction (A120) (Figure 2 above) – therefore, they are parallel with each other. Regarding claim 15, Fouet as modified by Kwag teaches the battery pack of claim 1. The battery pack is a “battery pack case structure”. Regarding claim 17, Fouet teaches that the plurality of battery cells (40) are cylindrical cells (paragraph [0006]). The plurality of battery cells (40) are restrained in the height direction by plate (20) (paragraphs [0094, 0095]). In the combination of Fouet and Kwag the plates (20) is coupled to the case (“side structure unit”) via fastening members (6) which extend in the height direction of the battery cells (Kwag’s paragraph [0117] and figure 14). As such, the plurality of battery cells (40) are understood to be “in compression” in the height direction. Regarding claim 18, Fouet teaches a battery pack. The battery pack comprises a plurality of cylindrical battery cells (40) (paragraphs [0001-0006, 0042]). The battery pack comprises a first plate (20, “side structure unit”) forming a support structure that arranges the plurality of battery cells (40) in the battery pack. The first plate (20) is positioned atop the battery cells (40) (paragraphs [0094, 0095]). A bus bar assembly (10) is electrically connected to the plurality of battery cells (40) (paragraph [0042] and figures 1 and 2). The bus bar assembly (10) comprises a plurality of laminated bands (120, “connection bus bars”) directly contacting positive terminals (48) and negative terminals (52) of the plurality of battery cells (40). The plurality of laminated bands (120, “connection bus bars”) extend in the longitudinal direction (A120) of the battery pack (paragraph [0042] and figure 1). The positive terminals (48) and the negative terminals (52) of the battery cells (40) are disposed on the same side of the battery cells (40) (paragraphs [0057, 0058] and figure 3). A plurality of junction bars (16, “main bus bars”) electrically connecting adjacent laminated bands (120, “connection bus bars”) extend in the width direction (B120) of the battery pack (paragraphs [0088, 0133] and figure 1). The plurality of laminated bands (120, “connection bus bars”) and the plurality of junction bars (16, “main bus bars”) are located on only one side (upper side) of the battery cells (40). Each laminated band (120, “connection bus bar”) includes a single-layered bus bar (21). The single-layered bus bar (21) includes a positive electrode connection portion (226) and a negative electrode connection portion (228) (paragraphs [0077, 0078] and figure 3). The positive electrode connection portion (226) and the negative electrode connection portion (228) are aligned with each other on a line that extends in the longitudinal direction (A120) of the battery pack (figure 3). The single-layered bus bar (21) includes a bus bar bridge formed in a predetermined length (see Figure 1 above). The positive electrode connection portion (226) and the negative electrode connection portion (228) extend in opposite directions from the bus bar bridge and protrude in a direction different from that of the bus bar bridge (see Figure 1 above). The bus bar bridge includes a plurality of segments that are both linear and angled. They are linear, because they extend in a straight line and are angled relative to the width direction (B120). All of the segments extend past (“more outward than”) pairs of a positive electrode connection portion (226) and a negative electrode connection portion (228) in the longitudinal direction (A120) and in the width direction (B120) (see Figure 2 above). The segments zig-zag along the bus bar bridge – thus they alternate in their angled direction. They serve to connect each other to form the bus bar bridge. Thus, there are alternately arranged “angled” segments and “linear segments” such that the “angled” segments connect the “linear” segments. Fouet mentions cooling of the cells (40) (paragraph [0096]), but does not provide structural details of a cooling mechanism. Fouet fails to teach a second plate as part of the “side structure unit” and a cooling unit. Positioning a second plate below the battery cells to support and arrange the battery cells within the battery pack is a well-known configuration in the art – see, e.g. Kwag. Kwag teaches a battery pack comprising a plurality of cylindrical cells (10) and a pair of holder plates (110 and 120) – one positioned above the battery cells (10) and one positioned below the battery cells (10) to secure and arrange the battery cells (10) within the battery pack (paragraph [0058] and figure 3). The case (100) of Kwag’s battery pack includes a partition wall (150) arranged between the plurality of battery cells (10) and positioned at a halfway point between the two holder plates (110 and 120). The partition wall (150) is formed of metal and functions as a heat sink (paragraphs [0066, 0121] and figures 15 and 16). The partition wall (150) is thus considered a “cooling unit”. Therefore it would have been obvious to the ordinarily skilled artist before the effective filing date of the claimed invention to implement a second plate as part of Fouet’s “side structure unit” for the purpose of securely arranging the battery cells within the battery pack and to implement a cooling scheme as taught by Kwag which includes a partition wall (“cooling unit”) arranged between the plurality of battery cells (40) for the purpose of controlling the temperature of the battery cells (40). Regarding claim 19, Fouet teaches termination conductors (14, “connection terminals”) connected to the bus bar assembly (10), which may be formed on one or both short sides of the battery pack and extending in the longitudinal direction (A120) of the battery pack (paragraph [0040] and figures 1 and 7). Fouet fails to teach a cooling fluid inlet/outlet portion. Kwag teaches cooling fluid inlet/outlet portions (I and O) formed on a short side of the battery pack, so that they extend in the longitudinal direction of the battery pack (paragraph [0067] and figure 2). It would have been obvious to the ordinarily skilled before the effective filing date of the claimed invention to include cooling fluid inlet/outlet portions (I and O) formed on a short side of the battery pack, so that they extend in the longitudinal direction of the battery pack for the purpose of including a cooling fluid as part of the cooling scheme taught by Kwag. In the combination of Fouet and Kwag, there would be a termination conductor (14, “connection terminal”) on one short side and cooling fluid inlet/outlet portions (I and O) on the other short side – the two short sides are opposite sides in the longitudinal direction (A120) of the battery pack. Regarding claim 20, Fouet as modified by Kwag teaches a modular unit comprising the plurality of battery cells (40), the two plates (20, “side structure unit”), the partition wall (“cooling unit”) and the bus bar assembly (10). Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over European Patent Publication No. 3872891, hereinafter Fouet and U.S. Pre-Grant Publication No. 2021/0074965, hereinafter Kwag as applied to claim 15 above, and further in view of and further in view of U.S. Pre-Grant Publication No. 2009/0208836, hereinafter Fuhr. Regarding claim 16, Fouet teaches that the battery pack is intended for use in a vehicle (paragraph [0003]). The battery pack has a longitudinal direction (A120) (paragraph [0047] and figure 1). In the combination of Fouet and Kwag, the case (“side structure unit”) is capable of protecting the battery cells during a front or rear collision (Kwag’s paragraph [0066]). Fouet as modified by Kwag fails to teach the orientation of the battery pack in the vehicle. The positioning of a battery pack such that its longitudinal direction is arranged to be perpendicular to the length direction of the vehicle it is installed in is a known configuration – see, e.g. Fuhr who positions battery pack (14) such that its longitudinal axis is perpendicular to the vehicle’s length direction (figure 1). It is well-known in the art that the positioning of a battery pack in a vehicle is a design choice motivated by available space, desired weight balance and the location of auxiliary equipment used with the battery pack (Fuhr’s paragraph [0042]). Therefore it would have been within the purview of the ordinarily skilled artist before the effective filing date of the claimed invention to select out of the possible options, the one in which the longitudinal direction of the battery pack of Fouet as modified by Kwag is arranged to be perpendicular to the length direction of the vehicle without undue experimentation and with a reasonable expectation of success. Claims 21 and 22 are rejected under 35 U.S.C. 103 as being unpatentable over European Patent Publication No. 3872891, hereinafter Fouet and U.S. Pre-Grant Publication No. 2021/0074965, hereinafter Kwag as applied to claim 20 above, and further in view of and further in view of U.S. Pre-Grant Publication No. 2012/0244397, hereinafter TenHouten. Regarding claims 21 and 22, Fouet as modified by Kwag teaches a modular unit comprising the plurality of battery cells (40), the two plates (20, “side structure unit”), the partition wall (“cooling unit”) and the bus bar assembly (10). A potting resin (F, “filling member”) covers the two plates (20, “side structure unit”) for the purpose of sealing the space for the cooling fluid within the battery pack (Kwag’s paragraph [0069]). Fouet as modified by Kwag fails to teach a plurality of modular units making up a battery pack. The combination of multiple modular units to form a battery pack is well-known in the art – see, e.g. TenHouten. TenHouten teaches a plurality of modular units (figures 7 and 13). Each modular unit includes a plurality of battery cells (300), a side structure unit, cooling channels (350) and bus bar assembly. The plurality of modular units are arranged in the width direction of the battery pack (figures 7 and 13). The plurality of modular units are capable of protecting the battery cells (300) from impact forces. Therefore it would have been within the purview of the ordinarily skilled artist before the effective filing date of the claimed invention to combine multiples of the modular units taught by Fouet as modified by Kwag and to arrange them in a width direction of the battery pack for the purpose of achieving higher battery performance than with a single module. Claim 24 is rejected under 35 U.S.C. 103 as being unpatentable over European Patent Publication No. 3872891, hereinafter Fouet and U.S. Pre-Grant Publication No. 2021/0074965, hereinafter Kwag as applied to claim 1 above, and further in view of and further in view of U.S. Pre-Grant Publication No. 2024/0128604, hereinafter Zhu. Regarding claim 24, Fouet teaches each battery cell (40) includes a cylindrical body (42) with two end faces (44a and 44b). A terminal (48) protrudes from upper face (44a, “second side”). Both polarity terminals are accessible from the upper face (44a, “second side”) (paragraphs [0057, 0058]). Fouet does not explicitly teach an electrode assembly, an electrode terminal extending through a hole formed in the second closed side of the battery can and a cap plate covering an open first side of the battery can. Zhu teaches a cylindrical battery cell. The cylindrical battery cell includes a battery case (11) opened on a first side and closed on a second side that is opposite to the first side. An electrode assembly (12) is accommodated in the battery case (11). An end cover (13, “cap plate”) covers the first open side. A first electrode terminal (16) extends through a hole in the closed second side of the battery case (11) (paragraphs [0092, 0093, 0096, 0097] and figures 3 and 4). Zhu’s assembly allows the battery case (11) to have a polarity opposite the polarity of the first electrode terminal (16) (paragraph [0097]). Therefore it would have been obvious to the ordinarily skilled artist before the effective filing date of the claimed invention to form Fouet’s battery cell in the manner taught by Zhu for the purpose of providing access to both terminals at the upper face (44a, “second side”) of the battery cell (40). Response to Arguments Applicant’s newly added limitations have been considered. However, after further search and consideration, the previously presented combination of the Fouet and Kwag references was found to address the amended claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LILIA V NEDIALKOVA whose telephone number is (571)270-1538. The examiner can normally be reached 8.30 - 5.00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at 571-270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LILIA V. NEDIALKOVA Examiner Art Unit 1724 /MIRIAM STAGG/Supervisory Patent Examiner, Art Unit 1724
Read full office action

Prosecution Timeline

Sep 14, 2022
Application Filed
May 13, 2025
Non-Final Rejection — §103
Aug 13, 2025
Applicant Interview (Telephonic)
Aug 13, 2025
Examiner Interview Summary
Sep 18, 2025
Response Filed
Oct 26, 2025
Final Rejection — §103
Jan 05, 2026
Request for Continued Examination
Jan 07, 2026
Response after Non-Final Action
Jan 10, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
55%
Grant Probability
77%
With Interview (+21.9%)
3y 4m
Median Time to Grant
High
PTA Risk
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